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C.F.R - Table of Contents

  • Title 1 - General Provisions
  • Title 2 - Grants and Agreements
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CFR > Title 12 - Banks and Banking > CHAPTER XV—DEPARTMENT OF THE TREASURY > SUBCHAPTER A—GENERAL PROVISIONS (parts 1500 to 1505) > PART 1500—MERCHANT BANKING INVESTMENTS

PART 1500—MERCHANT BANKING INVESTMENTS

  • 1500.1—What type of investments are permitted by this part, and under what conditions may they be made?
  • 1500.2—What are the limitations on managing or operating a portfolio company held as a merchant banking investment?
  • 1500.3—What are the holding periods permitted for merchant banking investments?
  • 1500.4—How are investments in private equity funds treated under this part?
  • 1500.5—What aggregate thresholds apply to merchant banking investments?
  • 1500.6—What risk management, record keeping and reporting policies are required to make merchant banking investments?
  • 1500.7—How do the statutory cross marketing and sections 23A and B limitations apply to merchant banking investments?
  • 1500.8—Definitions.




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