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C.F.R - Table of Contents

  • Title 1 - General Provisions
  • Title 2 - Grants and Agreements
  • Title 3 - The President
  • Title 4 - Accounts
  • Title 5 - Administrative Personnel
  • Title 6 - Domestic Security
  • Title 7 - Agriculture
  • Title 8 - Aliens and Nationality
  • Title 9 - Animals and Animal Products
  • Title 10 - Energy
  • Title 11 - Federal Elections
  • Title 12 - Banks and Banking
  • Title 13 - Business Credit and Assistance
  • Title 14 - Aeronautics and Space
  • Title 15 - Commerce and Foreign Trade
  • Title 16 - Commercial Practices
  • Title 17 - Commodity and Securities Exchanges
  • Title 18 - Conservation of Power and Water Resources
  • Title 19 - Customs Duties
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  • Title 23 - Highways
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  • Title 25 - Indians
  • Title 26 - Internal Revenue
  • Title 27 - Alcohol, Tobacco Products and Firearms
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  • Title 41 - Public Contracts and Property Management
  • Title 42 - Public Health
  • Title 43 - Public Lands: Interior
  • Title 44 - Emergency Management and Assistance
  • Title 45 - Public Welfare
  • Title 46 - Shipping
  • Title 47 - Telecommunication
  • Title 48 - Federal Acquisition Regulations System
  • Title 49 - Transportation
  • Title 50 - Wildlife and Fisheries

CFR > Title 13 - Business Credit and Assistance > CHAPTER I—SMALL BUSINESS ADMINISTRATION > PART 107—SMALL BUSINESS INVESTMENT COMPANIES > SUBPART D—Changes in Ownership, Control, or Structure of Licensee; Transfer of License (§107.400 to §107.475)

SUBPART D—Changes in Ownership, Control, or Structure of Licensee; Transfer of License (§107.400 to §107.475)

  • 107.400—Changes in ownership of 10 percent or more of Licensee but no change of Control.
  • 107.410—Changes in Control of Licensee (through change in ownership or otherwise).
  • 107.420—Prohibition on exercise of ownership or Control rights in Licensee before SBA approval.
  • 107.430—Notification to SBA of transactions that may change ownership or Control.
  • 107.440—Standards governing prior SBA approval for a proposed transfer of Control.
  • 107.450—Notification to SBA of pledge of Licensee's shares.
  • 107.460—Restrictions on Common Control or ownership of two (or more) Licensees.
  • 107.470—SBA approval of merger, consolidation, or reorganization of Licensee.
  • 107.475—Transfer of license.




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