CFR > Title 17 - Commodity and Securities Exchanges > CHAPTER II—SECURITIES AND EXCHANGE COMMISSION > PART 239—FORMS PRESCRIBED UNDER THE SECURITIES ACT OF 1933 > SUBPART B—Forms Pertaining to Exemptions (§239.90 to §239.800) > 239.201—Form 2-E, report of sales pursuant to Rule 609 of Regulation E.

239.201—Form 2-E, report of sales pursuant to Rule 609 of Regulation E.

This form shall be used for report of sales of securities under Regulation E ( §§ 230.601-230.610a of this chapter) by a small business investment company described in Rule 602 ( § 230.602 of this chapter) as required by Rule 609 of Regulation E ( § 230.609 of this chapter ).