CFR > Title 17 - Commodity and Securities Exchanges > CHAPTER II—SECURITIES AND EXCHANGE COMMISSION > PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934 > SUBPART K—Form for Registration of, and Reporting by Securities Information Processors (§249.1001 to §249.1001) > 249.1001—Form SIP, for application for registration as a securities information processor or to amend such an application or registration.

249.1001—Form SIP, for application for registration as a securities information processor or to amend such an application or registration.

This form shall be used for application for registration as a securities information processor, pursuant to section 11A(b) of the Securities Exchange Act of 1934 (15 U.S.C. 78k-1(b)) and § 242.609 of this chapter, or to amend such an application or registration.

Code of Federal Regulations

[70 FR 37632, June 29, 2005]

Code of Federal Regulations

Editorial Note: For Federal Register citations affecting Form SIP, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at at www.fdsys.gov.