CFR > Title 17 - Commodity and Securities Exchanges > CHAPTER II—SECURITIES AND EXCHANGE COMMISSION > PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934 > SUBPART I—Forms for Self-Regulatory Organization Rule Changes and Forms for Registration of and Reporting by National Securities Associations and Affiliated Securities Associations (§249.8 > 249.801—Form X-15AA-1, for application for registration as a national securities association or affiliated securities association.

249.801—Form X-15AA-1, for application for registration as a national securities association or affiliated securities association.

This form shall be filed as an application for registration as a national securities association or as an affiliated securites association pursuant to Rule 15Aa-1 ( § 240.15Aa-1 of this chapter ).

Code of Federal Regulations

[33 FR 18995, Dec. 20, 1968]

Code of Federal Regulations

Editorial Note: For Federal Register citations affecting Form X-15AA-1, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at at www.fdsys.gov.