CFR > Title 17 - Commodity and Securities Exchanges > CHAPTER II—SECURITIES AND EXCHANGE COMMISSION > PART 274—FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 1940 > SUBPART C—Forms for Other Statements (§274.201 to §274.221) > 274.202—Form 3, initial statement of beneficial ownership of securities.

274.202—Form 3, initial statement of beneficial ownership of securities.

This form shall be filed pursuant to § 270.30h-1 for initial statements of beneficial ownership of securities required to be filed pursuant to section 30(h) of the Investment Company Act of 1940 (15 U.S.C. 80a-29(h) ). (Same as § 249.103 of this chapter.)

Code of Federal Regulations

[67 FR 43537, June 28, 2002]

Code of Federal Regulations

Editorial Note: For Federal Register citations affecting Form 3, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at at www.fdsys.gov.