CFR > Title 17 - Commodity and Securities Exchanges > CHAPTER I—COMMODITY FUTURES TRADING COMMISSION > PART 3—REGISTRATION > SUBPART C—Denial, Suspension or Revocation of Registration (§3.50 to §3.64) > 3.57—Proceedings under section 8a(2)(E) of the Act.

3.57—Proceedings under section 8a(2)(E) of the Act.

The Commission will not initiate a proceeding under section 8a(2 )(E) of the Act, if respondeat superior is the sole basis upon which the registrant may be found subject to a statutory disqualification.