Section 421-B:18 Filing of Sales and Advertising Literature and Other Information.
I. Subject to the limitations of section 222 of the Investment Advisers Act of 1940 and section 18 of the Securities Act of 1933, the secretary of state may by rule or order require the filing of any prospectus, pamphlet, circular, form letter, advertisement, or other sales literature or advertising communication addressed or intended for distribution to prospective investors, including clients or prospective clients of an investment adviser.
II. Subject to the limitations of section 222 of the Investment Advisers Act of 1940 and section 18 of the Securities Act of 1933, the secretary of state may require at any reasonable time and in any reasonable manner from any person or issuer subject to this title, statements; reports, including reports audited by independent public accountants and sales reports; answers to questionnaires; and other information and evidence thereof, in whatever reasonable form he designates, and at such reasonable intervals as he may choose, or from time to time.
Source. 1981, 214:1. 1987, 411:2. 1991, 355:89, II. 1992, 288:31. 1994, 388:17. 1997, 296:19, eff. June 20, 1997.