49:3-63 - Filing of materials distributed to prospective investors
49:3-63 Filing of materials distributed to prospective investors.
16.The bureau chief may by rule or order require the filing of any prospectus, pamphlet, circular, form letter, advertisement, or other sales literature or advertising communication addressed or intended for distribution to prospective investors, including clients or prospective clients of an investment adviser, unless the security is not required to be registered by subsection (a) or (f) of section 13 of P.L.1967, c.93 (C.49:3-60).
L.1967,c.93,s.16; amended 1997, c.276, s.19.