Chapter 1308: INVESTMENT SECURITIES
- 1308.01 Definitions - UCC 8-102.
- 1308.02 Rules for determining whether certain obligations and interests are securities or financial assets - UCC 8-103.
- 1308.03 Overissue defined - effect - UCC 8-210.
- 1308.04 Evidentiary rules concerning certificate securities - UCC 8-114.
- 1308.05 Applicability - choice of law - UCC 8-110.
- 1308.06 Clearing corporation rules - UCC 8-111.
- 1308.07 Statute of frauds inapplicable - UCC 8-113.
- 1308.08 Issuer - UCC 8-201.
- 1308.09 Issuer's responsibility and defenses - notice of defect or defense - UCC 8-202.
- 1308.10 Staleness as notice of defect or defense - UCC 8-203.
- 1308.11 Effect of issuer's restriction on transfer - UCC 8-204 - issuer's lien - UCC 8-209.
- 1308.12 Effect of unauthorized signature on security certificate - UCC 8-205.
- 1308.13 Completion or alteration of security certificate - UCC 8-206.
- 1308.14 Rights and duties of issuer with respect to registered owners - UCC 8-207.
- 1308.15 Effect of signature of authenticating trustee, registrar, or transfer agent - UCC 8-208.
- 1308.16 Rights of purchaser - UCC 8-302.
- 1308.17 Protected purchaser - UCC 8-303.
- 1308.18 Acquisition of security or financial asset or interest therein - UCC 8-104.
- 1308.19 Notice of adverse claim - UCC 8-105.
- 1308.20 Warranties in direct holding - UCC 8-108.
- 1308.21 Warranties in indirect holding - UCC 8-109.
- 1308.22 Indorsement - UCC 8-304.
- 1308.23 Whether indorsement, instruction, or entitlement order is effective - UCC 8-107.
- 1308.24 Control - UCC 8-106.
- 1308.25 Instruction - UCC 8-305.
- 1308.26 Effect of guaranteeing signature, indorsement, or instruction - UCC 8-306.
- 1308.27 Delivery - UCC 8-301.
- 1308.28 [Repealed].
- 1308.29 Fulfilling duty to transfer.
- 1308.30 Wrongful transfer of security.
- 1308.31 Purchaser's right to requisites for registration of transfer - UCC 8-307.
- 1308.32 Creditor's legal process - UCC 8-112.
- 1308.33 Securities intermediary and others not liable to adverse claimant - UCC 8-115 - securities intermediary as purchaser for value - UCC 8-116.
- 1308.34 to 1308.36 [Repealed].
- 1308.37 Duty of issuer to register transfer - UCC 8-401.
- 1308.38 Assurance that indorsement or instruction is effective - UCC 8-402.
- 1308.39 Demand that issuer not register transfer - UCC 8-403.
- 1308.40 Wrongful registration - UCC 8-404.
- 1308.41 Obligation to notify issuer of lost, destroyed or wrongfully taken security certificate - UCC 8-406 - replacement of lost, destroyed, or wrongfully taken security certificate - UCC 8-405.
- 1308.42 Authenticating trustee, transfer agent, and registrar - UCC 8-407.
- 1308.43, 1308.44 [Repealed].
- 1308.51 Securities account - acquisition of security entitlement from securities intermediary - UCC 8-501.
- 1308.52 Assertion of adverse claim against entitlement holder - UCC 8-502.
- 1308.53 Property interest of entitlement holder in financial asset held by securities intermediary - UCC 8-503.
- 1308.54 Duty of securities intermediary to maintain financial asset - UCC 8-504.
- 1308.55 Duty of securities intermediary with respect to payments and distributions - UCC 8-505.
- 1308.56 Duty of securities intermediary to exercise rights as directed by entitlement holder - UCC 8-506.
- 1308.57 Duty of securities intermediary to comply with entitlement holder - UCC 8-507.
- 1308.58 Duty of securities intermediary to change entitlement holder's position to other form of security holding - UCC 8-508.
- 1308.59 Specification of duties of securities intermediary by other statute or regulation manner of performance of duties of securities intermediary and exercise of rights of entitlement holder - UCC
- 1308.60 Rights of purchaser of security entitlement from entitlement holder - UCC 8-510.
- 1308.61 Priority among security interests and entitlement holders - UCC 8-511.