Statutes > Rhode Island Statutes > Title 7 - Corporations, Associations and Partnerships > CHAPTER 7-11 - Rhode Island Uniform Securities Act > § 7-11-215 - Custody of clients' securities and funds.

§ 7-11-215 - Custody of clients' securities and funds.

SECTION 7-11-215

   § 7-11-215  Custody of clients' securitiesand funds. – Unless prohibited by rule or order of the director, an investment adviserregistered under this chapter may take or retain custody of securities or fundsof a client.