Chapter 08 - Uniform Commercial Code - Investment Securities
- 70A-8-100 - Title.
- 70A-8-101 - Definitions.
- 70A-8-102 - Rules for determining whether certain obligations and interests are securities or financial assets.
- 70A-8-103 - Acquisition of security or financial asset or interest therein.
- 70A-8-104 - Notice of adverse claim.
- 70A-8-105 - Control.
- 70A-8-106 - Whether indorsement, instruction, or entitlement order is effective.
- 70A-8-107 - Warranties in direct holding.
- 70A-8-108 - Warranties in indirect holding.
- 70A-8-109 - Applicability -- Choice of law.
- 70A-8-110 - Clearing corporation rules.
- 70A-8-111 - Creditor's legal process.
- 70A-8-112 - Statute of frauds inapplicable.
- 70A-8-113 - Evidentiary rules concerning certificated securities.
- 70A-8-114 - Securities intermediary and others not liable to adverse claimant.
- 70A-8-115 - Securities intermediary as purchaser for value.
- 70A-8-201 - Issuer.
- 70A-8-202 - Issuer's responsibility and defenses -- Notice of defect or defense.
- 70A-8-203 - Staleness as notice of defect or defense.
- 70A-8-204 - Effect of issuer's restriction on transfer.
- 70A-8-205 - Effect of unauthorized signature on security certificate.
- 70A-8-206 - Completion or alteration of security certificate.
- 70A-8-207 - Rights and duties of issuer with respect to registered owners.
- 70A-8-208 - Effect of signature of authenticating trustee, registrar, or transfer agent.
- 70A-8-209 - Issuer's lien.
- 70A-8-210 - Overissue.
- 70A-8-301 - Delivery.
- 70A-8-302 - Rights of purchaser.
- 70A-8-303 - Protected purchaser.
- 70A-8-304 - Indorsement.
- 70A-8-305 - Instruction.
- 70A-8-306 - Effect of guaranteeing signature, indorsement, or instruction.
- 70A-8-307 - Purchaser's right to requisites for registration of transfer.
- 70A-8-401 - Duty of issuer to register transfer.
- 70A-8-402 - Assurance that indorsement or instruction is effective.
- 70A-8-403 - Demand that issuer not register transfer.
- 70A-8-404 - Wrongful registration.
- 70A-8-405 - Replacement of lost, destroyed, or wrongfully taken security certificate.
- 70A-8-406 - Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate.
- 70A-8-407 - Authenticating trustee, transfer agent, and registrar.
- 70A-8-409 - Water corporations.
- 70A-8-501 - Securities account -- Acquisition of security entitlement from securities intermediary.
- 70A-8-502 - Assertion of adverse claim against entitlement holder.
- 70A-8-503 - Property interest of entitlement holder in financial asset held by securities intermediary.
- 70A-8-504 - Duty of securities intermediary to maintain financial asset.
- 70A-8-505 - Duty of securities intermediary with respect to payments and distributions.
- 70A-8-506 - Duty of securities intermediary to exercise rights as directed by entitlement holder.
- 70A-8-507 - Duty of securities intermediary to comply with entitlement order.
- 70A-8-508 - Duty of securities intermediary to change entitlement holder's position to other form of security holding.
- 70A-8-509 - Specification of duties of securities intermediary by other statute or regulation -- Manner of performance of duties of securities intermediary and exercise of rights of entitlement holder
- 70A-8-510 - Rights of purchaser of security entitlement from entitlement holder.
- 70A-8-511 - Priority among security interests and entitlement holders.
- 70A-8-601 - Transition provisions.