SUBCHAPTER I—INVESTMENT COMPANIES (§§ 80a1—80a64)
- § 80a-1. Findings and declaration of policy
- § 80a-2. Definitions; applicability; rulemaking considerations
- § 80a-3. Definition of investment company
- § 80a-3a. Protection of philanthropy under State law
- § 80a-4. Classification of investment companies
- § 80a-5. Subclassification of management companies
- § 80a-6. Exemptions
- § 80a-7. Transactions by unregistered investment companies
- § 80a-8. Registration of investment companies
- § 80a-9. Ineligibility of certain affiliated persons and underwriters
- § 80a-10. Affiliations or interest of directors, officers, and employees
- § 80a-11. Offers to exchange securities
- § 80a-12. Functions and activities of investment companies
- § 80a-13. Changes in investment policy
- § 80a-14. Size of investment companies
- § 80a-15. Contracts of advisers and underwriters
- § 80a-16. Board of directors
- § 80a-17. Transactions of certain affiliated persons and underwriters
- § 80a-18. Capital structure of investment companies
- § 80a-19. Payments or distributions
- § 80a-20. Proxies; voting trusts; circular ownership
- § 80a-21. Loans by management companies
- § 80a-22. Distribution, redemption, and repurchase of securities; regulations by securities associations
- § 80a-23. Closed-end companies
- § 80a-24. Registration of securities under Securities Act of 1933
- § 80a-25. Reorganization plans; reports by Commission
- § 80a-26. Unit investment trusts
- § 80a-27. Periodic payment plans
- § 80a-28. Face-amount certificate companies
- § 80a-29. Reports and financial statements of investment companies and affiliated persons
- § 80a-30. Accounts and records
- § 80a-31. Accountants and auditors
- § 80a-32. Filing of documents with Commission in civil actions
- § 80a-33. Destruction and falsification of reports and records
- § 80a-34. Unlawful representations and names
- § 80a-35. Breach of fiduciary duty
- § 80a-36. Larceny and embezzlement
- § 80a-37. Rules, regulations, and orders
- § 80a-38. Procedure for issuance of rules and regulations
- § 80a-39. Procedure for issuance of orders
- § 80a-40. Hearings by Commission
- § 80a-41. Enforcement of subchapter
- § 80a-42. Court review of orders
- § 80a-43. Jurisdiction of offenses and suits
- § 80a-44. Disclosure of information filed with Commission; copies
- § 80a-45. Reports by Commission; hiring and leasing authority
- § 80a-46. Validity of contracts
- § 80a-47. Violation of subchapter
- § 80a-48. Penalties
- § 80a-49. Construction with other laws
- § 80a-50. Separability
- § 80a-51. Short title
- § 80a-52. Effective date
- § 80a-53. Election to be regulated as business development company
- § 80a-54. Acquisition of assets by business development companies
- § 80a-55. Qualifications of directors
- § 80a-56. Transactions with certain affiliates
- § 80a-57. Changes in investment policy
- § 80a-58. Incorporation of subchapter provisions
- § 80a-59. Functions and activities of business development companies
- § 80a-60. Capital structure
- § 80a-61. Loans
- § 80a-62. Distribution and repurchase of securities
- § 80a-63. Accounts and records
- § 80a-64. Preventing compliance with subchapter; liability of controlling persons