Abbott v. Bragdon

Case Date: 03/05/1997
Court: United States Court of Appeals
Docket No: 96-1643

United States Court of Appeals
For the First Circuit





No. 96-1643

SIDNEY ABBOTT, ET AL.,

Plaintiffs, Appellees,

v.

RANDON BRAGDON, D.M.D.,

Defendant, Appellant.



ON REMAND FROM THE SUPREME COURT OF THE UNITED STATES



Before

Selya, Circuit Judge,

Cyr, Senior Circuit Judge,

and Stahl, Circuit Judge.



John W. McCarthy, with whom Brent A. Singer and Rudman &
Winchell, LLC, were on brief, for defendant.
Stephen C. Whiting and The Whiting Law Firm, P.A. on brief for
Cary Savitch, M.D., amicus curiae.
Scott Somerville on brief for Dentists for Preservation of
Professional Judgment, amicus curiae.
Robert J. Masini and Diver, Grach, Quade & Masini on brief for
American Association of Forensic Dentists, amicus curiae.
Bennett H. Klein, with whom Gay and Lesbian Advocates &
Defenders, David G. Webbert, Johnson & Webbert, LLP, and Wendy E.
Parmet were on brief, for plaintiff Sidney Abbott.
John E. Carnes, Commission Counsel, on consolidated brief for
intervenor-plaintiff Maine Human Rights Commission.
Thomas E. Chandler, Attorney, U.S. Dept. of Justice, with whom
Bill Lann Lee, Acting Assistant Attorney General, and Jessica
Dunsay Silver, Attorney, were on brief, for United States of
America, amicus curiae.
Peter M. Sfikas, Mark S. Rubin, Kathleen Todd, Jill A.
Wolowitz, Scott M. Mendel, Bell, Boyd & Lloyd and Patrick J.
Quinlan on brief for American Dental Ass'n, amicus curiae.





December 29, 1998






SELYA, Circuit Judge. This case involves a claim of
disability-based discrimination brought by an asymptomatic HIV-
positive individual, Sidney Abbott, against Randon Bragdon, a
dentist who refused to fill Ms. Abbott's cavity in his office. The
district court found Ms. Abbott's case compelling and granted
summary judgment in her favor. See Abbott v. Bragdon, 912 F. Supp.
580 (D. Me. 1995) (Abbott I). We affirmed, albeit on somewhat
different reasoning. See Abbott v. Bragdon, 107 F.3d 934 (1st Cir.
1997) (Abbott II). The Supreme Court affirmed our decision in
substantial part, but remanded with instructions that we reexamine
several pieces of evidence. See Bragdon v. Abbott, 118 S. Ct. 2196
(1998) (Abbott III). We ordered supplemental briefing, entertained
a new round of oral argument, and now reaffirm the district court's
entry of summary judgment.
I
We limned the pertinent facts in our earlier opinion, seeAbbott II, 107 F.3d at 937-38, and it would be pleonastic to
rehearse them here. To lend context, it suffices to remind the
reader that Ms. Abbott, who was infected with the Human
Immunodeficiency Virus (HIV), went to Dr. Bragdon's Bangor, Maine
office for a dental appointment in September 1994; that she was
then in the asymptomatic phase of the disease and so informed the
dentist; and that, after Dr. Bragdon discovered a cavity, he
refused to fill it in his office. Ms. Abbott sued, claiming
violations of the Americans With Disabilities Act (the ADA), 42
U.S.C.  12182 (1994), and the Maine Human Rights Act, 5 Me. Rev.
Stat. Ann. tit. 5,  4592 (West Supp. 1998).
The earlier phases of this litigation established that
asymptomatic HIV constitutes a disability under the ADA. SeeAbbott III, 118 S. Ct. at 2207 (aff'g Abbott II, 107 F.3d at 942).
The sole remaining question is whether performance of the cavity-
filling procedure posed a "direct threat" to others and thereby
came within an exception to the ADA's broad prohibition against
discrimination. See Abbott II, 107 F.3d at 943; see also 42 U.S.C.
 12182(b)(3) (stating the exception and defining a direct threat
under the ADA as "a significant risk to the health or safety of
others that cannot be eliminated by a modification of policies,
practices, or procedures or by the provision of auxiliary aids or
services").
In the earlier appeal, our rejection of Dr. Bragdon's
direct threat defense relied in part on our reading of (i) the 1993
Dentistry Guidelines (the Guidelines) formulated by the Centers for
Disease Control (CDC), and (ii) the Policy on AIDS, HIV Infection
and the Practice of Dentistry (the Policy) propounded by the
American Dental Association (the Association). See Abbott II, 107
F.3d at 945-46. Each of these documents indicated to us that the
use of so-called "universal precautions" would render the risk of
performing the cavity-filling procedure in a dental office
insignificant. See id. We also noted the absence of a trialworthy
showing by Dr. Bragdon as to any direct threat. See id. at 946-48.
The Supreme Court remanded to permit a reevaluation of the evidence
on this issue, and, in particular, a reexamination of the
Guidelines and the Policy. See Abbott III, 118 S. Ct. at 2211-13.
In doing so, the Court took pains to explain that its disposition
did not debar us from again reaching the same result. See id. at
2213.
II
In compliance with the Court's directive, we have
reexamined the evidence to determine whether summary judgment was
warranted. In order to reverse our course, we would have to find,
contrary to our original intuition, either that (i) Ms. Abbott did
not merit judgment as a matter of law even in the absence of
disputed facts, or (ii) that Dr. Bragdon had submitted sufficient
evidence to create a genuine issue of material fact as to his
direct threat defense. In our reexamination, we apply conventional
summary judgment jurisprudence, drawing all reasonable factual
inferences in favor of Dr. Bragdon (as the party opposing brevisdisposition). See Abbott II, 107 F.3d at 938 (citing Smith v. F.W.
Morse & Co., 76 F.3d 413, 428 (1st Cir. 1996)). Despite the
leniency of this approach, we do not indulge "conclusory
allegations, improbable inferences, and unsupported speculation."
Medina-Mu