Gilday v. Dubois

Case Date: 09/03/1997
Court: United States Court of Appeals
Docket No: 96-1831


UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT

No. 96-1831
WILLIAM MORRILL GILDAY, JR.,

Plaintiff, Appellant,

v.

LARRY DUBOIS, ET AL.,

Defendants, Appellees.


APPEAL FROM THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF MASSACHUSETTS

[Hon. Douglas P. Woodlock, U.S. District Judge]



Before

Cyr, Circuit Judge,

Stearns, U.S. District Judge,

and Gertner, U.S. District Judge.



Mark M. Owen, with whom Edward S. Rooney, Jr., Andrea C. Dow and
Lyne, Woodworth & Evarts LLP were on brief for appellant.
Philip W. Silva, Department of Correction, with whom Nancy Ankers
White, Special Assistant Attorney General, was on brief for appellees
Dubois and Matesanz.
Thomas R. Teehan for appellee New England Telephone and Telegraph
Company.
Susan E. Stenger, with whom Lawrence G. Green and Perkins, Smith
& Cohen, LLP were on brief for appellee AT&T Corp.


August 29, 1997




Of the District of Massachusetts, sitting by designation.

Of the District of Massachusetts, sitting by designation.
CYR, Circuit Judge. Plaintiff William Morrill Gilday,

Jr. challenges a summary judgment ruling dismissing his civil

rights claims and related claims for civil contempt against

appellees Larry Dubois and James Matesanz, of the Massachusetts

Department of Correction ("DOC"), and appellees American Telephone

and Telegraph Corporation ("AT&T") and New England Telephone and

Telegraph Company ("NET"). As Gilday failed to generate a

trialworthy issue with respect to any claim, we affirm the district

court judgment.

I

BACKGROUND

After killing a Boston police officer during a 1970 bank

robbery in Brighton, Massachusetts, Gilday was convicted of first

degree murder and armed robbery, for which he is now serving

concurrent life sentences at the Bay State Correctional Center in

Norfolk, Massachusetts. In 1974, Gilday commenced a civil rights

action in federal district court against various FBI and DOC offi-

cials, see Gilday v. Webster, No. 74-4169-C, alleging interference

with attorney-client communications in violation of the Sixth and

Fourteenth Amendments, and violations of the federal and state

wiretap statutes, 18 U.S.C. SS 2510 et seq., and Mass. Gen. L. ch.



The relevant facts are related in the light most favorable to
Gilday, against whom summary judgment entered. Hegarty v. Somerset
County, 53 F.3d 1367, 1370, n.1 (1st Cir.), cert. denied, 116 S.
Ct. 675 (1995).

2
272, SS 99 et seq. Gilday alleged that federal and state officials

were opening his prison mail and intercepting his telephone

communications in a coordinated effort to gather information

regarding others involved in the Brighton bank robbery.

Approximately ten years later, Gilday and four DOC

officials entered into a stipulation ("settlement stipulation")

which led to the following permanent injunction against the DOC and

the defendant DOC officials on September 12, 1984 ("the Gilday

injunction"):

PERMANENT INJUNCTION

Having reviewed and approved the Settle-
ment Stipulation dated September 10,
1984, and after hearing, it is hereby
ORDERED, DECREED AND ADJUDGED as follows:
1. All officers, agents, ser-
vants, employees and attorneys
of the Department of Correction
are enjoined permanently, under
both 18 U.S.C. S 2510 et seq.
and M.G.L. c. 272, S 99 et
seq., from intercepting, en-
deavoring to intercept, or pro-
curing any other person to in-
tercept or endeavor to inter-
cept, any wire communication by
or to plaintiff William Gilday
without a specific court order
or legislative authorization to
do so, except as specifically
permitted by these statutes,
taken together, as they have
been amended or may be amended



Around the same time, Gilday brought a pro se action against
four supervisory DOC officials alleging due process violations,
denial of access to the courts, and theft of personal belongings.
See Gilday v. Boone, 657 F.2d 1 (1st Cir. 1981).

Gilday proceeded with the action against the nonsettling DOC
officials.

3
and as they have been construed
or may be construed in reported
decisions that are binding in
this Court or in the state
courts of Massachusetts.

2. [mail restrictions]

3. This Permanent Injunction,
entered pursuant to the settle-
ment stipulation dated Septem-
ber 10, 1984, shall operate
prospectively only; it shall
not prejudice the rights of
nonsettling defendants or, of
its own force, affect the
rights of inmates other than
William Gilday.

(Emphasis added.)

Over the next ten years, however, developments in

electronic technology, as well as inmate ingenuity, prompted

increased prison-telephone abuses, such as acquiring merchandise

by fraud, promoting drug violations, soliciting murder, harassing

crime victims, witnesses, and public officials, facilitating escape

plots, violating court restraining orders, and threatening domestic

violence. The DOC responded in 1993 by inviting telephone-system

vendors to furnish, install, and maintain an advanced prison

telephone system designed to deter inmate abuses by monitoring,

recording, and "detailing" their calls.

Ultimately, NET contracted to produce, install, and


For example, one DOC inmate alone managed to mischarge 271 so-
called "third-party" calls to a single business firm in one month.
See infra note 19.

Call "detailing" involves recording such billing-related
matters as the number called and the duration of the call.

4
maintain an inmate telephone system for all DOC facilities, which

became known as the Massachusetts Inmate Telephone System ("MITS"),

to supply both local and long distance service and remit to the DOC

forty percent of the gross revenues from inmate calls. NET in turn

subcontracted with AT&T to furnish long distance MITS service. A

third company, Telematic Corporation, contracted with AT&T and NET

to provide the electronic equipment and software needed to

provision the system.

On April 8, 1994, the DOC promulgated new inmate

telephone regulations, see 103 C.M.R. SS 482.00 et seq. ("MITS

Regulations"), "establish[ing] Department procedures regarding

access to, use of and the monitoring and/or recording of inmate

telephones." Id. S 482.01. Under the MITS Regulations, a personal

identification number ("PIN") is randomly assigned to each inmate.

The inmate must dial the assigned PIN immediately before dialing

the telephone number, whereupon an automatic operator completes the

connection. No more than fifteen designated parties are accessible

with any PIN: ten friends and family members and five attorneys.

See id. S 482.07(3)(c); Bender Aff. q 8. The right to call

designated attorneys may not be suspended or curtailed except

during an institutional emergency, see id. SS 482.08-482.09,

whereas the right to call other designated parties is subject to

disciplinary restriction, see id. SS 482.07(3)(h), 482.09. In

addition, all inmates are allowed to call three prison legal-

service organizations.

Stickers on all MITS telephones alert inmates to the
5
monitoring/recording regime. All inmate calls, except pre-

authorized attorney calls and legal-service organization calls, are

automatically recorded. Certain "detailing" information is

recorded on all calls either attempted or completed. Finally, all

except attorney and legal-service organization calls may be

subjected to concurrent monitoring ( i.e., listened in on) by autho-

rized DOC personnel, either at random or for investigative

purposes. See id. S 482.07(3)(d).

In order to obtain an individual PIN, the inmate must

complete and sign a "Number Request Form," designating the attorney

and nonattorney telephone numbers which may be called. The form

advises inmates that their "acceptance and use of a PIN and use of

inmate telephones shall be deemed as consent to the conditions and

restrictions placed upon inmate telephone calls, including call

monitoring, recording, and call detail." All inmate calls must be

placed "collect." Id. S 482.07(3)(a). Each call begins with a

recorded message audible by both parties that the call has

been placed "collect" by a DOC inmate and is subject to recordation

and "detailing." See id. S 482.07(3)(g); Kennedy Aff. q 10. Both

parties hear the entire message, but there can be no communication

until the collect call has been accepted by the person called. See

103 C.M.R. S 482.07(3)(f); Bender Aff. q 11.

Gilday declined to submit a PIN request form, on the

ground that the MITS contravenes the federal and state wiretap
6
statutes and therefore violates the Gilday injunction. At about

the same time, Gilday mailed AT&T and NET copies of the Gilday

injunction entered September 12, 1984, see supra pp. 3-4, advising

that their provision of MITS services would violate the injunction.

Shortly thereafter Gilday petitioned the federal district

court for a contempt citation against AT&T, NET, and various DOC

officials, claiming that the defendants were "endeavoring to

intercept" his telephone communications. Although neither AT&T nor

NET was privy to the Gilday injunction, Gilday asserted that both

received actual notice by mail, supra pp. 6-7, and therefore

knowingly aided and abetted the alleged violations by the DOC

defendants. Finally, Gilday alleged, the defendants were depriving

him of his "federal right to be free of any interception of his

wire communications," as well as his Sixth Amendment right to

counsel and his Fourteenth Amendment right of access to the courts,

by restricting consultation with counsel regarding six pending

judicial proceedings.

The district court entered summary judgment for the

defendants, on the ground that the Gilday injunction bans neither

monitoring nor recording, but only "interceptions." It noted that

no secretive, nonconsensual monitoring or recording hence no


Consequently, for the most part Gilday has been without
telephone access since the MITS went into operation. Under a
stipulation among the parties, however, he has been allowed limited
telephone use in order to communicate with counsel regarding his
unrelated appeal in Gilday v. Callahan, 866 F.Supp. 611 (D. Mass.
1994), aff'd, 59 F.3d 257 (1st Cir. 1995), cert. denied, 116 S. Ct.
1269 (1996).

7
"interception" had occurred under either wiretap statute, since

all recording and monitoring is well advertised as required by the

MITS Regulations. See supra p. 6. The district court reasoned

that inmates render the MITS monitoring/recording regime consensual

by executing the request form and utilizing the MITS. And since it

found the term "interception" ambiguous at best, the district court

determined to resolve any interpretive doubts favorably to the

defendants. Finally, it dismissed the Gilday claims relating to

call "detailing," on the ground that Langton v. Hogan, 71 F.3d 930

(1st Cir. 1995), had already endorsed the MITS practice in this

regard. Accordingly, it concluded that the attendant recording and

monitoring did not constitute an "interception" under either the

federal or state wiretap statute, thus did not contravene the

Gilday injunction.

Thereafter, the district court dismissed the section 1983

claims as well, on the ground that Gilday retained all mail

privileges, access to a prison law library, the right to meet with

counsel and, under the MITS regulations, the right to conduct

unmonitored telephone communications with five attorneys and three

legal-service organizations.



The district court likewise determined that the defendant DOC
officials came within the "law enforcement" exceptions to the
respective wiretap statutes. See 18 U.S.C. S 2510(5)(a)(ii)
(excluding interceptions by an "investigative or law enforcement
officer in the ordinary course of his duties"); Mass. Gen. L. ch.
272, S 99(D)(1)(c) (exempting federal law enforcement officials);
see also, e.g., United States v. Sababu, 891 F.2d 1308, 1328-29
(7th Cir. 1989) (concluding that a prison monitoring regime,
conducted as part of an "institutionalized, ongoing policy[,]" does
not constitute "interception").

8
II

DISCUSSION

A. Standard of Review

A summary judgment ruling is reviewed de novo and must be

affirmed if the record, viewed in the light most favorable to the

nonmoving party, "reveals no trialworthy issue of material fact and

the moving party is entitled to judgment as a matter of law."

Velez-Gomez v. SMA Life Assur. Co., 8 F.3d 873, 874-75 (1st Cir.

1993). Moreover, we may affirm "on any independently sufficient

ground." Polyplastics, Inc. v. Transconex, Inc., 827 F.2d 859,

860-61 (1st Cir. 1987).

B. The Contempt Claims

Gilday mounts several challenges to the district court

rulings on the contempt claims. We address these arguments in

turn, mindful that it was for Gilday to establish by "'clear and

convincing evidence[,]'" Project B.A.S.I.C. v. Kemp, 947 F.2d 11,

16 (1st Cir. 1991) (quoting Langton v. Johnston, 928 F.2d 1206,

1220 (1st Cir. 1991)), that the particular defendant violated an

unambiguous consent decree "that left no reasonable doubt as to

what behavior was to be expected," id. at 17. See also Porrata v.

Gonzalez-Rivera, 958 F.2d 6, 8 (1st Cir. 1992) (stating that

complainant must clearly establish that "a lucid and unambiguous

consent order has been violated"); NBA Properties, Inc. v. Gold,

895 F.2d 30, 32 (1st Cir. 1990) (similar). Moreover, "'the party

enjoined must be able to ascertain from the four corners of the

order precisely what acts are forbidden.'" Kemp, 947 F.2d at 17
9
(quoting Drywall Tapers & Painters of Greater N.Y., Local 1974 v.

Local 530 of Operative Plasterers & Cement Masons Int'l Ass'n , 889

F.2d 389, 395 (2d Cir. 1989) (citation omitted)); see also Reed v.

Cleveland Bd. of Educ. , 607 F.2d 749, 752 (6th Cir. 1979) (stating

that judicial order must "clearly tell a reasonable person what he

is required to do or abstain from doing"). From these requirements

flows the important corollary that courts are to construe ambigu-

ities and omissions in consent decrees as "'redound[ing] to the

benefit of the person charged with contempt.'" NBA Properties , 895

F.2d at 32 (quoting Ford v. Kammerer, 450 F.2d 279, 280 (3d Cir.

1971) (per curiam)); see also Kemp, 947 F.2d at 16 (same).

1. Issue Preclusion

As a threshold matter, Gilday insists that the DOC

defendants are collaterally estopped from contending that the MITS

does not violate the Gilday injunction, because this issue was

resolved in Langton v. Hogan, No. 79-2167-Z, 1995 WL 96948 (D.

Mass. Feb. 21, 1995), which culminated in a permanent injunction

("the Langton injunction") almost identical to the Gilday injunc-

tion.

Collateral estoppel, or issue preclusion, bars

relitigation of any issue " actually decided in previous litigation

'between the parties, whether on the same or a different claim.'"

Grella v. Salem Five Cent Sav. Bank , 42 F.3d 26, 30 (1st Cir. 1994)

(quoting Dennis v. Rhode Island Hosp. Trust , 744 F.2d 893, 899 (1st

Cir. 1984) (emphasis in original) (quoting Restatement (Second) of

Judgments, S 27 (1982)). Although "[a]n issue may be 'actually'
10
decided even if it is not explicitly decided, for it may have

constituted, logically or practically, a necessary component of the

decision reached in the prior litigation," Grella, 42 F.3d at 30-31

(emphasis in original), the narrow, fact-based district court

decision in Langton had simply declined to modify the injunction in

that case, to permit monitoring and recording, because there was no

evidence of inmate-telephone abuse by Langton or his fellow

plaintiff. Thus, as the district court ruling on the petition for

modification in Langton neither addressed nor implicated the

question whether the MITS violates either the state or federal

wiretap statute, see Langton, No. 79-2167-Z, 1995 WL 96948, it

neither "actually" nor "necessarily" determined that the MITS

regime violated the Langton injunction, let alone the Gilday

injunction. See Grella, 42 F.3d at 30 (stating that "the determi-

nation of the issue must have been essential to the judgment");

see also NLRB v. Donna-Lee Sportswear Co., Inc., 836 F.2d 31, 34

(1st Cir. 1987) (same).

2. Claim Preclusion

Gilday next contends that the 1984 consent decree

precludes the DOC defendants from claiming that the MITS does not

violate the Gilday injunction, because our decision in Langton v.

Hogan, 71 F.3d 930, 933-35 (1st Cir. 1995), involving a similar


Furthermore, a determination that the MITS violated the
Langton injunction with its materially different language and
discrete purpose, see infra, pp. 12-25 could not constitute a
determination that the Gilday injunction, with its less restrictive
language and scope, see infra p. 25, had been violated.

11
injunction, held that the DOC was precluded from contesting the

meaning of the same state and federal wiretap statutes there

involved without first obtaining a court order modifying the

injunction. Once again we are unable to agree, as the Langton

panel decision is inapposite for several reasons.

First, although the parties to a consent decree are bound

by traditional preclusion principles and may not litigate claims

necessarily resolved by the decree, see id. at 933-34, the Gilday

injunction unlike the Langton injunction expressly provided

that reported decisions authoritatively construing the relevant

state and federal wiretap statutes (hereinafter: "authoritative

decisions") were to control their future construction for all

purposes material to the Gilday injunction. See supra pp. 3-4

("All [DOC agents] are enjoined permanently . . . from . . .

endeavoring to intercept . . . any wire communication by or to

[Gilday] . . . except as specifically permitted by these statutes

. . . as they have been construed or may be construed in [authori-

tative decisions]."). (Emphasis added.) Thus, the construction

suggested by Gilday would ignore language expressly limiting the

scope of the Gilday injunction. See Mackin v. City of Boston , 969

F.2d 1273, 1277 (1st Cir. 1992) (declining to construe consent

decree so as to "overlook[] the language of the decree itself").

See also United States v. ITT Continental Baking Co. , 420 U.S. 223,

236-37 (1975) (construing consent decrees as contracts); System-

ized of New England, Inc. v. SCM, Inc., 732 F.2d 1030, 1034 (1st

Cir. 1984) (noting that courts are to adopt constructions that
12
"give meaning and effect to every part of a contract and reject

those which reduce words to mere surplusage"). Accordingly, the

Gilday injunction did not preclude reliance on intervening authori-

tative decisions construing the state and federal wiretap statutes.

Instead, "construed as it is written," United States v. Armour &

Co., 402 U.S. 673, 682 (1971), the Gilday injunction, unlike the

Langton injunction, plainly envisioned their consideration.

Second, although the Langton panel majority concluded

that the DOC had relinquished any right to litigate the meaning of

these wiretap statutes as against the Langton inmates, see Langton,

71 F.3d at 933-34, it did so because it believed those inmates

otherwise would have gained nothing beyond a mere promise by the

DOC to obey the law:

The usually understood meaning of a Settlement
Stipulation is that each party is agreeing to
give up something to yield on one or more
reasonably plausible contentions of law, or
fact, or mixed-law-fact issues. "[T]he agree-
ment reached normally embodies a compromise;
in exchange for the saving of cost and elimi-
nation of risk, the parties each give up
something they might have won had they pro-
ceeded with the litigation." When making an
agreement for a consent decree, the parties to
a case are agreeing not to press any of their
disputes to decision in court. The parties
forego "their right to litigate issues in-
volved in the case and thus save themselves
the time, expense and inevitable risk of liti-
gation."



The Langton injunction prohibited the DOC defendants from
intercepting inmate wire communications except as specifically
permitted by the federal and state wiretap statutes "as they have
been construed in reported decisions that are binding on this court
or in the state courts of Massachusetts." Langton, 71 F.3d at 931
(emphasis added).

13

Id. (quoting Armour & Co., 402 U.S. at 681) (internal citation

omitted).

On the other hand, in the present case the consent decree

secured Gilday a substantial independent benefit unavailable to the

Langton plaintiffs. As the district court recognized, Gilday had

alleged in his 1974 action against the DOC that he was the target

of two secret federal and state law enforcement efforts, directed

by the FBI and code-named "STOP" and "GILROB," aimed at gathering

information about his as-yet unapprehended accomplices in the

Brighton bank robbery. See supra p. 3. In securing the 1984

consent decree, therefore, Gilday obtained permanent injunctive

relief from any DOC participation in current or future wire-

communication interceptions unlawfully directed against him by

these state and federal law enforcement agencies consideration

unavailable to the Langton litigants. Accordingly, notwithstanding

that the Gilday consent decree permitted the DOC to litigate future

unresolved issues relating to the meaning of the applicable wiretap

statutes, Gilday obtained substantial consideration for entering

into the settlement with the DOC. Thus, the Langton panel

majority's concerns over a lack of meaningful consideration for the

Langton plaintiffs' consent are not implicated to the same degree

in the present context.

Finally, the Langton and Gilday cases presented

themselves in materially different ways on appeal. The Langton

panel was asked to review, inter alia, a district court ruling

denying a DOC petition to modify the Langton injunction. See id.

14
at 931. On appeal, the DOC claimed that the district court had

broadened the injunction impermissibly in favor of the Langton

inmates. Id. at 933. The Langton panel majority first decided

that the parties had relinquished their respective rights to

litigate the meaning of the wiretap statutes underlying the

injunction, and then determined that no authoritative decision,

existing at the time the Langton injunction issued, specifically

supported the challenged MITS monitoring and recording practices.

Finally, the Langton majority went on to survey

subsequent decisional law, simply noting without resolving the

merits that "reasonable [competing] arguments can be advanced"

as to whether the challenged MITS monitoring and recording regime

violated the federal wiretap statute. Id. at 935-37; see also id.

at 940 ("Nor does the panel majority hold that the present regime

is unlawful under the federal and state statutes but only that

reasonable arguments can be made on both sides.") (Boudin, J.,

dissenting) (emphasis in original). Thus, the Langton majority

simply decided that the DOC had failed to carry its burden of

demonstrating any change in the law, or the facts, which would

warrant modification of the injunction. See id. at 937-38

(sustaining modification ruling as "appropriately tailored to the

only changes in law or in fact disclosed on the record before the

district court").

In the present case, on the other hand, Gilday alleges

DOC violations of an injunction which expressly contemplates that

authoritative decisions subsequent to the Gilday injunction may
15
determine whether a violation has occurred. See supra pp. 12-13.

Moreover, since the Langton panel majority never reached the merits

regarding the lawfulness of the MITS regime under either wiretap

statute, see supra p. 15, we may consider afresh whether the

challenged MITS practices violate the Gilday injunction. Finally,

we are required to review the district court's summary judgment

ruling against Gilday de novo. See Velez-Gomez, 8 F.3d at 874-75.

For the foregoing reasons, we conclude that the DOC is

entitled to litigate the meaning of the applicable wiretap

statutes.

3. The Gilday Injunction

Gilday argues that the DOC defendants violated the Gilday

injunction by endeavoring to monitor and record his wire communica-

tions in violation of the state and federal wiretap statutes. The

linchpin in this argument is that no authoritative decision

"specifically" construes either the federal or state wiretap

statute to "permit" the inmate-telephone system established under

the MITS. In other words, Gilday argues that the injunction is

violated absent an authoritative decision validating either the

MITS regime itself or substantially similar practices in a

comparable prison context. At its most particular level, this

contention would necessitate an authoritative decision declaring

the challenged MITS practices compatible with the applicable

wiretap statutes.

We test this contention against the language employed in

the Gilday injunction, viewed in its unique litigation context,
16
including the particular circumstances surrounding its formation

and the basic purposes it was designed to serve. See ITT

Continental Baking Co., 420 U.S. at 238 (construing ambiguous

language in consent decree in light of "the circumstances surround-

ing [its] . . . formation"); see also Massachusetts Ass'n for

Retarded Citizens, Inc. v. King, 668 F.2d 602, 607-08 (1st Cir.

1981) (construing consent decree in light of its language, the

circumstances surrounding its formation, and its basic purposes);

Cornelius v. Hogan, 663 F.2d 330, 333 (1st Cir. 1981) (noting that

court construing ambiguous consent decree may "inquire into the

parties' intent and the circumstances surrounding the decree in

order to select the most reasonable interpretation").

As a preliminary matter it is necessary to note, however,

that no violation of the injunction can be found unless Gilday

first established an "interception," as defined under either the

federal or Massachusetts wiretap statute, based on "clear and

convincing evidence," Kemp, 947 F.2d at 16 (citation and quotation

marks omitted). See infra pp. 25-27, 29-30. Therefore, Gilday's

insistent contention on appeal that no MITS practice can ever be

allowed under the Gilday injunction unless it has been

"specifically permitted" beforehand by an authoritative decision

cannot succeed.

Moreover, even assuming Gilday were to demonstrate an

"interception," the injunction expressly excepts from its reach any

practice "specifically permitted" under the wiretap statutes as

construed in authoritative decisions, see supra pp. 3-4, and the
17
term "specifically permitted" is susceptible to various reasonable

interpretations. On the one hand, "specifically permitted" may be

read to require an authoritative decision that the MITS regime, as

applied directly to Gilday, comports with the applicable wiretap

statutes. See Webster's Third New International Dictionary 2187

(1986) (noting that term "specific" may connote restriction "to a

particular individual"); see also Barnett Bank of Marion County,

N.A. v. Nelson, U.S. , , 116 S. Ct. 1103, 1111 (1996)

(noting that "'[s]pecifically' can mean 'explicitly, particularly,

[or] definitively'") (quoting Black's Law Dictionary 1398 (6th ed.

1990) (emphasis added)). Under such a reading, an authoritative

decision would be unavailing to the DOC defendants unless it

explicitly addressed the MITS monitoring and recording of wire

communications involving Gilday. On the other hand, "specifically

permitted" may contemplate simply an authoritative decision

upholding interceptions involving some other DOC inmate or DOC

inmates in general. See Webster's Third New International Dictio-

nary at 2187 (noting that "specific" may merely restrict to a

particular situation). Under these interpretations, therefore,

Gilday would need to demonstrate simply an absence of authoritative

decisions specifically permitting the challenged MITS practices as

applied directly to him or to similarly situated inmates. See



Ambiguity is the "condition of being understood in more than
one way." Webster's Third New International Dictionary 2187
(1966); see also William Empson, Seven Types of Ambiguity 1 (2d ed.
1966) (defining ambiguity as "any verbal nuance, however slight,
which gives room for alternative reactions to the same piece of
language").

18
Langton, 71 F.3d at 935-37 (noting no reported decision "holding

that this type of prison telephone monitoring system" meets

"consent" exception to federal wiretap statute).

Alternatively, at a more universal level, "specifically

permitted" may simply contemplate an authoritative decision

upholding the general types or kinds of monitoring and recording

practices prescribed by the MITS, without regard to whether the

practices were employed in a prison context. See 2 The Oxford

English Dictionary 2949 (Compact Ed. 1987) (defining "specifically"

as "[i]n something of the same kind"); see also Webster's Third

New International Dictionary at 2187 (defining "specific" as

"constituting or falling into the category specified"); Webster's

New World Dictionary of American English 1287 (3d ed. 1988)

(defining "specific" as being "of a special, or particular, sort or

kind"); Webster's Ninth New Collegiate Dictionary 1132 (1989)

(defining "specific" as "sharing or being those properties of

something that allow it to be referred to a particular category").

Under the latter interpretation, of course, Gilday would need to

demonstrate an absence of authoritative decisions vindicating the

kinds of practices utilized under the MITS, without necessary

regard to the exact context in which the practices were applied,

thereby implicating any relevant authoritative decision addressing

the applicable wiretap statutes. Thus, under the latter

interpretation only unlawful MITS practices would be barred by the
19
Gilday injunction.

Ambiguities in an injunctive decree are construed in the

light most favorable to the alleged contemnor. See Kemp, 947 F.2d

at 16; NBA Properties, 895 F.2d at 32; see also United States v.

O'Quinn, 913 F.2d 221, 222 (5th Cir. 1990); In re Baldwin-United

Corp., 770 F.2d 328, 339 (2d Cir. 1985); New York Tel. Co. v.

Communication Workers of America, 445 F.2d 39, 48 (2d Cir. 1971);

Ford, 450 F.2d at 280; 11 C. Wright and A. Miller, Federal

Practice & Procedure: Civil S 2955, at 310 (1995 & Supp. 1996)

(same). For present purposes, therefore, the Gilday injunction

would be construed as banning only unlawful interceptions.

The litigation context underlying the Gilday consent

decree likewise commends the latter construction. See ITT

Continental Baking Co., 420 U.S. at 238 (construing ambiguous

consent-decree language in light of "circumstances surrounding

[its] formation . . ."); see also King, 668 F.2d at 607 (similar).

Throughout the district court action terminated by the consent

decree, the DOC defendants steadfastly denied "monitoring,"



The latter construction is strongly suggested by other
language in the Gilday consent decree itself, which explicitly
links its injunctive ban to the relevant federal and state wiretap
statutes, thereby indicating that the ban was not meant to prohibit
conduct lawful under the wiretap statutes themselves either
because the practice in question did not constitute an
"interception" or it constituted a lawful "interception" as
construed in authoritative decisions, extant or forthcoming. See
Armour & Co. , 402 U.S. at 678-80 (construing particular provisions
in light of other language in decree); Brewster v. Dukakis, 687
F.2d 495, 499 (1st Cir. 1982) (construing consent decree provision
in relation to other language in decree); United States v. City of
Miami, 2 F.3d 1497, 1507-08 (11th Cir. 1993) (construing "consent
decree as a whole").

20
"recording," or "intercepting" any wire communication involving

Gilday. Thus, implicit in the stance taken by Gilday now is the

suggestion that the DOC defendants impliedly conceded prior

violations of the relevant wiretap statutes simply by entering into

the stipulation of dismissal, whereas the record flatly contradicts

any such concession. Instead, the stipulation of dismissal

substantiates the view that the DOC defendants simply agreed to an

injunction which required their compliance with the applicable

federal and state law governing "interceptions."

Viewed in context, therefore, the Gilday consent decree

entailing no resolution of the central dispute as to whether the

DOC defendants ever "monitored" or "recorded," let alone "inter-

cepted," any Gilday wire communication is most harmoniously

construed as an agreement that the DOC defendants were to refrain

from any "interception" violative of either wiretap statute, as


The stipulation of dismissal stated:

By entering into this stipulation, these
[signatory] defendants do not admit, but rath-
er, generally deny that they have ever violat-
ed the plaintiff's rights under . . . the
federal wiretapping statute, 18 U.S.C. S 2150
et seq., [and] the state wiretapping statute,
M.G.L. c. 272, SS 99 et seq. . . . as alleged
by the plaintiff. The defendants specifically
deny that any of them, or anyone acting in
concert with any of them, ever intercepted or
monitored any of the plaintiff's wire communi-
cations by any means, lawful or unlawful . . .
.

See Settlement Stipulation: Claims Against Defendants Fair, Vose,
Hall and Callahan, Gilday v. Fair, et al., Civ. A. No. 74-4169-C
(emphasis added).

21
determined under either existing or future authoritative decisions.

That is to say, the Gilday consent decree bans only unlawful DOC

monitoring and recording practices. See Settlement Stipulation:

Claims Against Defendants Fair, Vose, Hall and Callahan, Gilday v.

Fair, et al., Civ. A. No. 74-4169-C, discussed supra pp. 20-21 &

n.12; see also supra pp. 3-4.

The suggested construction comports with the Langton

panel majority opinion as well, which held that the Langton injunc-

tion banned any "interception" absent "a specific court order or

legislative authorization to do so, except as specifically

permitted by these statutes, . . . as they have been construed in

reported decisions that are binding in this Court or in the state

courts of Massachusetts." Langton, 71 F.3d at 931 (emphasis

added). Thus, the Langton panel majority reasoned that the consent

decree was to be construed as requiring the DOC defendants to

refrain, in perpetuity, from contesting the meaning of the relevant

state and federal wiretap statutes "as construed in reported

decisions that [were] binding in [the federal district court] or in

the state courts of Massachusetts" at the time the Langton

injunction was entered, see id. at 931, 933-35, as distinguished

from merely requiring the DOC defendants to refrain from unlawful

interceptions. As the Langton panel majority viewed the matter,

any other approach threatened to render the terms of the Langton

injunction "illusory stating nothing beyond what was already

forbidden by law before the Permanent Injunction was entered." Id.

at 933 (emphasis added); but see id. at 940 (Boudin, J., dissent-
22
ing); see also supra pp. 13-14.

The panel majority relied as well on the final section in

the Langton injunction, which stated in terms similar to the Gilday

injunction, see supra p. 4, that the injunction "shall not of its

own force affect the rights of inmates of the Department other than

William Langton and David LeBlanc." See Langton, 71 F.3d at 933.

It reasoned that had the DOC promised merely to obey the law, no

purpose would have been served by the quoted provision. See id.

Once again, however, the two cases presented themselves

on appeal in materially different postures. First, as discussed

supra pp. 14-16, the repeated observation by the Langton panel

majority, see Langton, 71 F.3d at 933-37 that no then-existing

authoritative decision specifically permitted the challenged MITS

practices and that the Langton decree would be rendered meaningless

were it to be construed as a mere promise to obey the law is

inapposite to the instant context. That is, central to the present

analysis is the explicit language in the Gilday injunction ("or may

be construed in reported decisions"), see supra p. 4 (emphasis

added) nowhere to be found in the Langton injunction, see 71

F.3d at 931 which in no sense purports to prohibit either (i)

these parties from litigating open questions as to the meaning of

the applicable wiretap statutes, or (ii) our consideration of later

authoritative decisions upholding monitoring and recording

practices of the kind prescribed by the MITS, see infra pp. 45-48.

Second, since the settlement stipulation and the consent decree in

Gilday were entered into while the parties in Langton were still
23
litigating the initial action which led to the Langton injunction,

paragraph 3 in the Gilday injunction ( viz., "[t]his Permanent

Injunction . . . shall not . . . affect the rights of inmates other

than William Gilday[,]") served the discrete purpose of not

disturbing the rights of the Langton inmates whose initial action

against the DOC was to remain in litigation for two months after

the consent decree was entered in Gilday.

Accordingly, unlike the corresponding provision in the

Langton injunction, paragraph 3 in the Gilday injunction is

entirely consistent with the view that the Gilday injunction simply

contemplates that the DOC not violate the applicable wiretap

statutes. For these reasons we conclude, notwithstanding their

similarities, that the Gilday injunction is substantially less

restrictive in scope than the Langton injunction, in that it

unambiguously enjoins only unlawful recording and monitoring

practices by the DOC.


The Gilday injunction was entered on September 12, 1984; the
Langton injunction, on November 16, 1984.

It is noteworthy as well that the complaint in the action
which gave rise to the Gilday injunction alleged that Gilday "has
never consented, nor upon information and belief has any person
with whom he communicated consented, that wire communications to or
from him be intercepted or monitored in any way." Second Amended
Complaint, Gilday v. Webster, et al., No. 74-4169-C. The Gilday
complaint in the present action indicates that his concern in the
former action was not with all interceptions of his telephone
calls, however, but only with interceptions unlawful under the
applicable wiretap statutes because allegedly conducted without the
requisite consent. Thus, the more narrow concern reflected in the
present complaint comports with the view that the Gilday settlement
stipulation and consent decree were meant to ban only unlawful
interceptions.

24
A. The Massachusetts Wiretap Act

We must now consider whether Gilday demonstrated by

"clear and convincing evidence," Kemp, 947 F.2d at 16, that the

challenged MITS practices constitute unlawful interceptions under

the applicable wiretap statutes, beginning with the Massachusetts

Wiretap Act, bearing in mind that it was for Gilday to show that

the DOC defendants "violated a clear and unambiguous order that

left no reasonable doubt as to what behavior was to be expected"

and that the defendants were "'able to ascertain from the four

corners of the order precisely what acts are forbidden.'" Id. at

17 (quoting Drywall Tapers, 889 F.2d at 395). First, we inquire

whether the monitoring, recording, and call "detailing" practices

prescribed by the MITS Regulations are "interceptions" under the

Massachusetts Wiretap Act, Mass. Gen. L. ch. 272, S 99(B)(4).

Second, should Gilday successfully surmount the first hurdle, we

determine whether any such interpretation is nevertheless permitted

under any authoritative decision binding on the federal district

court. Finally, we conclude that Gilday failed to prove either

that the monitoring and recording