Hunnewell v. Warden, Maine

Case Date: 02/23/1994
Court: United States Court of Appeals
Docket No: 93-1917



February 23, 1994 [NOT FOR PUBLICATION]

UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT

___________________
No. 93-1917


DALE S. HUNNEWELL,

Plaintiff, Appellant,

v.

WARDEN, MAINE STATE PRISON,

Defendant, Appellee.
__________________

APPEAL FROM THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF MAINE

[Hon. Eugene W. Beaulieu, U.S. Magistrate Judge]
_____________________

___________________

Before

Breyer, Chief Judge,
___________
Torruella and Selya, Circuit Judges.
______________

___________________

Dale S. Hunnewell on brief pro se.
_________________
Michael E. Carpenter, Attorney General, and Cabanne Howard,
____________________ ______________
Deputy Attorney General, on brief for appellee.

__________________

__________________


Per Curiam. Plaintiff-appellant Dale S. Hunnewell, a
__________

Maine inmate, appeals pro se the dismissal of his 42 U.S.C.

1983 action against Martin Magnusson, the warden of the Maine

State Prison and the Maine Correctional Institution-Warren

(MCI-Warren). With one exception, we affirm the dismissal of

plaintiff's claims.

BACKGROUND

Appellant filed a complaint in the district court on

December 9, 1992. It alleges violations under the Eighth and

Fourteenth Amendments of the United States Constitution: (1)

deprivation of due process when appellant was placed in

administrative segregation at Maine State Prison on October

24, 1992 and not given a hearing; (2) deprivation of the

right to earn three days of work-related good time per month

after his transfer to MCI-Warren on October 27, 1992; and (3)

subjection to unhealthy and unsafe living conditions at MCI-

Warren. Hunnewell seeks prospective injunctive relief and

damages.

Appellee Magnusson filed a motion to dismiss the

complaint, pursuant to Fed. R. Civ. P. 12(b)(6), for failure

to state a claim upon which relief can be granted. On August

9, 1993, a magistrate judge granted the motion to dismiss.1


____________________

1. Pursuant to 28 U.S.C. 636(c), the parties consented to
proceed before a United States Magistrate Judge.
Accordingly, the magistrate had jurisdiction to direct the
entry of a judgment of the district court, and appellant was
entitled to appeal directly to this court. See 28 U.S.C.
___

-2-

DISCUSSION

Appellate review of a dismissal under Rule 12(b)(6) is

plenary. See, e.g., Miranda v. Ponce Fed. Bank, 948 F.2d 41,
___ ____ _______ _______________

44 (1st Cir. 1991). The standard for assessing the adequacy

of a civil rights claim is whether, accepting the factual

allegations in the complaint as true, and construing these

facts in the light most favorable to the plaintiff, the

pleading shows any facts which could entitle the plaintiff to

relief. See, e.g., Leatherman v. Tarrant County Narcotics
___ ____ __________ _________________________

Intelligence & Coordination Unit, 113 S. Ct. 1160, 1161-63
_________________________________

(1993); Gooley v. Mobil Oil Corp., 851 F.2d 513, 514 (1st
______ ________________

Cir. 1988). Because appellant appears pro se, we read his

complaint with an extra degree of solicitude. Rodi v.
____

Ventetuolo, 941 F.2d 22, 23 (1st Cir. 1991).
__________

I.

We first address appellant's claim that he was denied

due process of law when he was transferred to administrative

segregation and never given a hearing.2 Appellant concedes

that the Constitution does not endow inmates with a right to

____________________

636(c)(3).

2. The record indicates that the transfer to segregation was
an emergency transfer motivated by a concern that appellant
was engaging in an activity which could incite other inmates
and "jeopardize the orderly management of the prison."
Hunnewell was given notice of these reasons, but there was no
review of the transfer.

-3-

remain in the general population. See, e.g., Hewitt v.
___ ____ ______

Helms, 459 U.S. 460, 467-68 (1983); Rodi, 941 F.2d at 25.
_____ ____

Hunnewell argues, however, that Maine law creates such a

protected liberty interest.

When a prison inmate advances the claim made here, we

typically engage in a two step inquiry. We first ask whether

an enforceable interest in remaining in the general

population has been created by the state. See, e.g., Rodi,
___ ____ ____

941 F.2d at 25. If the answer is affirmative, we further

inquire whether the plaintiff arguably received less than the

process that was constitutionally due. See id. Here,
___ ___

however, we need not address the first question. If we

assume, without deciding, that plaintiff had a protected

liberty interest, he was only entitled to a review within a

reasonable time following his transfer to segregation. See
___

Hewitt, 459 U.S. at 476 n.8. Plaintiff's claim that he was
______

unconstitutionally denied such a review is infirm because he

was only in administrative segregation for three days before

being transferred to another institution. Cf. Hewitt, 459
___ ______

U.S. at 477 (no deprivation of due process where review

occurred five days after transfer).3


____________________

3. In his response to the answer, Hunnewell alleges, for the
first time, that he remained in administrative segregation,
following his transfer to MCI-Warren. He supports this
allegation with the claim that the conditions of confinement
of all inmates at MCI-Warren, at least until December 17,
1992, were similar to those imposed on inmates in
administrative segregation at Maine State Prison. Even if we

-4-

II.

We next address plaintiff's claim that at MCI-Warren, he

is unconstitutionally denied his right to earn three days of

work-related good time credits per month.4 The Constitution

does not guarantee a right to earn good time credits. Wolff
_____

v. McDonnell, 418 U.S. 539, 557 (1974). Accordingly, such a
_________

right, if it exists, must be based in state law.

"[A] state creates a protected liberty interest by

placing substantive limitations on official discretion."

Bowser v. Vose, 968 F.2d 105, 107 (1st Cir. 1992) (alteration
______ ____

in original) (quoting Olim v. Wakinekona, 461 U.S. 238, 249
____ __________

(1983)). The Maine statute governing good time credits

entitles inmates to receive credits for "observing all rules

of the department and institution." Me. Rev. Stat. Ann. tit.


____________________

were to construe Hunnewell's complaint liberally to include
these later allegations, we would not alter our conclusion.
Hunnewell does not allege that he was unconstitutionally
transferred to MCI-Warren, or that he was treated there any
differently than members of the general prison population.
Accordingly, he fails to state a claim that a review of his
treatment at MCI-Warren was constitutionally required. Cf.
___
Hewitt, 459 U.S. at 485-86 (Stevens, J., dissenting) (noting
______
that the Due Process Clause is implicated only when a
prisoner is singled out for treatment different from that
imposed on the population of the prison as a whole).

4. Plaintiff does not complain that he is totally deprived
of the opportunity to earn work-related good-time credits at
MCI-Warren. Rather, he complains that inmates at MCI-Warren
B Side are limited to one extra good time credit and inmates
at MCI- Warren C Side are limited to two extra credits in any
month, regardless of the number of days worked in that month.
Plaintiff seeks prospective, injunctive relief.

-5-

17A, 1253(3), (3-B). With respect to work-related good

time credits, however, the statute states:

Up to an additional 3 days per month may be
___
deducted in the case of those inmates committed to
the Department of Corrections who are assigned or
participating in work, education or other
responsibilities within the institution or program
that are determined to be of sufficient importance
to warrant those deductions by the institution head
in accordance with policy and guidelines
established by the Department of Corrections.

Me. Rev. Stat. Ann. tit. 17A, 1253(4) (emphasis added). No

liberty interest in work-related credits derives from this

statute, since it is phrased in discretionary terms. See
___

Bowser, 968 F.2d at 108 (no liberty interest derived from
______

furlough statute phrased in discretionary terms); see also
________

Parkinson v. State, 558 A.2d 361, 363 (Me. 1989) ("[U]nder
_________ _____

17-A M.R.S.A. 1253(4), work-related good time is not an

entitlement but is awarded only at the discretion of Maine

prison officials.").

In support of his claim, however, plaintiff relies, in

part, on policy guidelines governing good time credits issued

by the Maine Department of Corrections. See Code Me. R.
___

03.201010 at 9-14. We have, in previous cases, looked beyond

state statutes and scrutinized administrative rules,

regulations, contractual commitments, and the like to

determine whether a state has conferred a liberty interest on

a prison inmate. See, e.g., Rodi, 941 F.2d at 26 (and cases
___ ____ ____

cited therein). Correctional regulations may create a

-6-

liberty interest if they contain "specific directives to the

decision maker that if the regulations' substantive

predicates are present, a particular outcome must follow."

Kentucky Dep't of Corrections v. Thompson, 490 U.S. 454, 463
_____________________________ ________

(1989). However, not all written regulations containing

substantive criteria for action create legitimate claims of

entitlement. Some regulations are simply advisory to staff

and create no rights. See, e.g., Miller v. Henman, 804 F.2d
___ ____ ______ ______

421, 427 (7th Cir. 1986), cert. denied, 484 U.S. 844 (1987)
____________

(documents designed to guide prison staff, rather than to

create claims of entitlement, do not establish a liberty

interest).

Because the magistrate judge did not address whether

Maine correctional policies create an enforceable interest in

work-related good time credits, and the issue has not been

fully briefed, we have concluded that the best course is to

remand the case for further proceedings on this issue. We

express no opinion on the merits of plaintiff's claim or the

appropriateness of the particular relief requested.

III.

Plaintiff's remaining claims involve allegations that

the conditions of his confinement at MCI-Warren violate the

Eighth Amendment. He alleges that he is locked up in a

-7-

closed-in cell for twenty-three hours a day;5 that cell

lights are on during the night, making it difficult to sleep;

that the ventilation system blows dust and fibers into his

cell causing him to have headaches and bloody noses; that he

is not adequately protected from the danger of a fire in his

cell; and that he risks injury because the mirror in his cell

is placed too high, and he must stand on his toilet if he

wishes to see his reflection. In addition, Hunnewell alleges

that he is daily subjected to the risk of acquired immune

deficiency syndrome (AIDS) because his razor is stored in a

box where it intermingles with other inmates' razor such that

it is exposed to contamination from other inmates' blood.6

In order successfully to allege an Eighth Amendment

violation, plaintiff must first plead facts which, if true,

establish an objective component--that a "sufficiently

serious" deprivation occurred. Wilson v. Seiter, 111 S. Ct.
______ ______

2321, 2324 (1991). Only deprivations which deny "`the

minimal civilized measure of life's necessities' are

sufficiently grave to form the basis of an Eighth Amendment

____________________

5. Hunnewell has revised his claim to allege that he was
isolated for twenty-three hours a day at MCI-Warren from the
date of his transfer there until December 17, 1992, when the
out-of-cell time period of all general population inmates at
MCI-Warren was increased from one hour to an hour and a half.

6. Hunnewell concedes that this practice of storing inmates'
razors together has ceased. However, he alleges that the
practice continued for approximately forty-eight days and
seeks damages for emotional distress.

-8-

violation." Id. at 2324 (quoting Rhodes v. Chapman, 452 U.S.
___ ______ _______

337, 347 (1981)); see also Hudson v. McMillian, 112 S. Ct.
________ ______ _________

995, 1000 (1992) ("[E]xtreme deprivations are required to

make out a condition of confinement claim."). In addition, a

subjective element must be shown--"deliberate indifference"

on the part of the official charged with inflicting cruel and

unusual punishment. Wilson, 111 S. Ct. at 2327; see also
______ ________

Helling v. McKinney, 113 S. Ct. 2475, 2480 (1993).
_______ ________

Plaintiff's complaints about the lighting, ventilation,

and placement of his mirror do not allege deprivations

sufficiently extreme to establish a cognizable Eighth

Amendment claim. See Rhodes v. Chapman, 452 U.S. 337, 347
___ ______ _______

(1981) (routine discomforts are part of the penalty that

criminal offenders pay for their offense against society).

The same is true of his complaint about isolation. See,
___

e.g., Jackson v. Meachum, 699 F.2d 578, 581-83 (1st Cir.
____ _______ _______

1983) (holding that very extended, indefinite segregated

confinement, without additional deprivations, did not violate

Eight Amendment); O'Brien v. Moriarty, 489 F.2d 941, 944 (1st
_______ ________

Cir. 1974) (segregated confinement for twenty-three hours a

day did not constitute cruel and unusual punishment).

Plaintiff's remaining claims fail for different reasons.

There is no question that fire safety is a legitimate concern

under the Eighth Amendment. Santana v. Collazo, 714 F.2d
_______ _______

1172, 1182 (1st Cir. 1983), cert. denied, 466 U.S. 974
_____________

-9-

(1984). However, not every deviation from ideally safe

conditions constitutes a violation of the constitution. Id.
___

Moreover, even liberally construed, plaintiff's complaint

that his cell is unsafe due to fire hazards is conclusory and

fails to state a claim under 1983. See Correa-Martinez v.
___ _______________

Arrillaga-Belendez, 903 F.2d 49, 52 (1st Cir. 1990)
__________________

(reviewing court need not credit conclusory allegations). We

note that although plaintiff states that there are various

(undefined) ways that an electrical fire could start in his

cell, he nowhere states that MCI-Warren lacks fire detectors,

fire extinguishers, or an evacuation plan.

Hunnewell's complaint that he has been subjected to the

risk of acquiring AIDS is also inadequate as framed. Other

courts have held that there is no colorable 1983 claim

where the alleged risk of contracting the AIDS virus is

unsubstantiated by medical guidelines. See, e.g., Glick v.
___ ____ _____

Henderson, 855 F.2d 536, 539 (8th Cir. 1988). Because the
_________

matter has not been adequately briefed, we pass the question

whether the AIDS virus can be transmitted in the manner

posited and, if so, whether prison officials should have been

aware of the risk in the fall of 1992. Apart from the

latter, plaintiff has failed to allege sufficient involvement

or knowledge to state a 1983 claim against the warden. See
___

Gutierrez-Rodriguez v. Cartagena, 882 F.2d 553, 562 (1st Cir.
___________________ _________

-10-

1989) (liability under 1983 may not be predicated upon a

theory of respondeat superior).

IV.

In sum, Hunnewell failed to plead facts sufficient to

establish that he was denied due process by the failure to

hold a hearing or that his conditions of confinement

constituted cruel and unusual punishment. Accordingly, these

claims were properly dismissed. As to his claim of

unconstitutional deprivation of good time credits, we vacate

the dismissal of the complaint and remand to the district

court for further proceedings.

Affirmed in part; vacated in part and remanded. No
__

costs.
_____



-11-