No. 100,248
IN THE COURT OF APPEALS OF THE STATE OF KANSAS
CRAIG ALAN FISCHER,
Appellant,
v.
STATE OF KANSAS,
Appellee.
SYLLABUS BY THE COURT
1. Where an evidentiary hearing is conducted in a K.S.A. 60-1507 proceeding and substantial
issues of fact exist as to events in which the petitioner had participated, the petitioner must
be allowed to be present. The presence of the petitioner under these circumstances is not a
question subject to the court's discretion.
2. Mere telephonic participation in an evidentiary hearing generally does not enable the
movant to hear and observe witnesses, attorneys, or the judge, and certainly does not
enable the manner of assistance to his or her own counsel that could be critical to such a
hearing.
3. Under the facts of this case, the movant was entitled to be present at his 60-1507
evidentiary hearing; his telephonic participation was no substitute.
Appeal from Hamilton District Court; MICHAEL L. QUINT, judge. Opinion filed April
17, 2009.
Reversed and remanded.
Michelle Davis, of Kansas Appellate Defender Office, for
appellant.
Jared S. Maag, deputy solicitor general, and Stephen N. Six,
attorney general, for appellee.
Before GREENE, P.J., GREEN and LEBEN, JJ.
GREENE, J.: Craig Alan Fischer appeals the district court's denial of his K.S.A. 60-1507
motion, arguing that he was prejudiced by not being present for an evidentiary hearing on his
motion. We agree, vacate the district court's order, and remand for an evidentiary hearing with
Fischer present.
Factual and Procedural Background
In March 2001, Fischer was convicted after a jury trial of attempted first-degree murder,
aggravated kidnapping, attempted rape, and criminal possession of a firearm. On direct appeal of
his convictions, he challenged the sufficiency of the evidence to support his conviction of
attempted rape, and he argued the trial court erred in rejecting his challenge to the jury under
Batson v. Kentucky, 476 U.S. 79, 90 L. Ed 2d 69, 106 S. Ct. 1712 (1986). A panel
of our court
affirmed his convictions. State v. Fischer, case No. 87,740, unpublished opinion filed
July 16,
2004, rev. denied 278 Kan. 848 (2004).
In September 2005, Fischer filed his K.S.A. 60-1507 motion alleging ineffective assistance
of trial counsel. He alleged his trial counsel was ineffective in five regards: (1) he failed to
investigate and interview alibi witnesses Robert Steen, Sally Steen, Barry Steen, Antolin Corona,
Enrique Romero, Miguel Delgado, Horencia Garcia, and two coworkers of Corona and Romero,
(2) he failed to object to judicial misconduct when the district court made reference to the Court
of Appeals, (3) he failed to present evidence that would have established a Batson
claim, (4) he
failed to present key alibi witnesses in his defense, and (5) he failed to object to the use of a photo
lineup.
The district court determined that an evidentiary hearing was in order but denied Fischer's
request to be present. Over his objection, Fischer was permitted to participate in the hearing by
phone. Based on this hearing, the district court denied Fischer's motion, concluding that Fischer
was not entitled to relief. Fischer appeals.
Did the District Court Err in Conducting the Evidentiary
Hearing
Without Fischer Being Present?
Fischer argues that the district court erred in permitting him to participate in the
evidentiary hearing by telephone rather than in person, relying on Bellamy v. State,
285 Kan. 346,
357, 172 P.3d 10 (2007), and Lujan v. State, 270 Kan. 163, 170, 14 P.3d 424 (2000).
The parties
suggest that the question framed is one of due process rights based on statutory or constitutional
interpretation and application, thus framing questions of law over which we have unlimited
review. State v. Kirkpatrick, 286 Kan. 329, 351, 184 P.3d 247 (2008); State v.
Gary, 282 Kan.
232, Syl. ¶ 1, 144 P.3d 634 (2006).
We note at the outset that the district court denied Fischer's request to be present "due to
his two previous convictions for murder and the conviction in the underlying case of attempted
murder." Nothing further is reflected in the record as to the basis for the ruling. We also note the
record reflects substantial difficulty with Fischer's telephonic participation, including episodes
where Fischer complained that he couldn't hear the proceedings, and Fischer's inability to answer
questions about one of the prior witnesses because he claimed that he was unable to hear that
witness. These difficulties may have been compounded by the need for a translator for two of the
witnesses. The State argues this difficulty "falls remarkably short of establishing a level of
prejudice which would require reversal."
K.S.A. 60-1507(b) does not require the production of the movant at a hearing on the
motion.
"Hearing and judgment. Unless the motion and the files and records of
the case
conclusively show that the prisoner is entitled to no relief, the court shall cause notice thereof to
be served upon the county attorney, grant a prompt hearing thereon, determine the issues and
make findings of fact and conclusions of law with respect thereto. The court may entertain
and
determine such motion without requiring the production of the prisoner at the hearing."
(Emphasis added.)
Supreme Court Rule 183(h) provides, however, that the movant should be
produced at a
hearing where substantial issues of fact involving the movant are to be explored:
"The prisoner should be produced at the hearing on a motion attacking
a sentence where
there are substantial issues of fact as to events in which the prisoner participated." (Emphasis
added.) 2008 Kan. Ct. R. Annot. at 248.
In Bellamy, our Supreme Court outlined the options available to the district
court in
addressing a motion under 60-1507. Although the case did not frame the precise issue before us
here, the court's explanation of the option of a full evidentiary hearing clearly contemplates that
the hearing be conducted "'with the presence of the petitioner.'" 285 Kan. at 353. Moreover, the
court ruled that "[b]ecause the factual issues involve events in which Bellamy participated, he
must be present at the hearing." 285 Kan. at 357.
In Lujan, our Supreme Court similarly outlined the option of a full evidentiary
hearing
"with the presence of the petitioner" but held that "presence" was not a question subject to the
court's discretion, but rather a matter of legal entitlement.
"[I]t is clear that where such a hearing is conducted and substantial issues of fact exist as
to
events in which the petitioner had participated, the petitioner must be allowed to be present. Prior
to the hearing, Lujan asked to be present. The district court denied his motion. However, this
denial was not based on the district court's conclusion that no substantial factual issues had been
raised regarding events in which Lujan had participated. Rather, the district court decided that
Lujan's presence was unnecessary because an affidavit regarding his testimony would suffice.
Under the circumstances of this case, the presence of the petitioner was not a question
subject to
the court's discretion. The petitioner was entitled to be present under the law of this state."
(Emphasis added). 270 Kan. at 171.
Although the State suggests there is no constitutional right to be physically
present at
post-conviction proceedings in federal court, we need not explore this question because the right
to be present at such proceedings in Kansas is based in Kansas law and has been clearly
articulated by our Supreme Court. We are obligated to follow controlling precedent from our
Supreme Court. State v. Singleton, 33 Kan. App. 2d 478, 488, 104 P.3d 424 (2005).
We conclude that "presence" of a 60-1507 movant at a full evidentiary hearing does not
include mere telephonic participation where: (1) the record fails to cite any basis for denial of
physical presence other than the nature of the movant's conviction; and (2) the record reflects
substantial difficulty in the movant's ability to hear the proceedings. First, we note that Rule
183(h) does not contemplate mere telephonic participation; the Rule states that the movant
"should be produced." Production of the movant clearly means physical presence.
Second, we do not believe the term "presence" includes mere telephonic participation.
"Presence" is "the fact or condition of being present." Webster's Third New International
Dictionary 1793 (1993). Black's Law Dictionary defines "presence" as "the state or fact of being
in a particular place and time." Black's Law Dictionary 1221 (8th ed. 2004). Although telephonic
participation has been deemed sufficient in other proceedings, we believe that the movant's due
process interest in an evidentiary hearing in a habeas corpus proceeding to determine whether he
or she has been subject to a constitutional deprivation is too significant to justify an appearance by
telephone. See, e.g., In re Adoption of J.M.D., 41 Kan. App. 2d 157, 202 P.3d 27, 36
(2009).
We are persuaded that mere telephonic participation in an evidentiary hearing does not
enable the movant to hear and observe witnesses, attorneys, or the judge, and certainly does not
enable the manner of assistance to his or her own counsel that could be critical to such a hearing.
We acknowledge that Fischer was consulted by his attorney on several occasions during the
hearing, but the record seems to reflect that these consultations were made with his attorney's side
of the conversation spoken in open court. If the movant is entitled to be present at such a hearing,
telephonic participation is a poor substitute.
Although the parties have not cited Rule 145, we believe it consistent with our analysis in
this case. The Rule provides:
"The court, in its discretion, may use a telephone or other electronic conference to
conduct any hearing or conference, other than a trial on the merits. The court may
require the
parties to make reimbursement for any charges incurred by the court." 2008 Kan. Ct. R. Annot.
233.
Obviously, an evidentiary hearing on a 60–1507 motion is the trial on the merits
in that
proceeding. In conducting Fischer's hearing by telephonic participation, the district court violated
the spirit if not the letter of this Rule. By negative implication, the Rule does not permit the
substitution of telephonic participation for presence in a trial on the merits. The policy
underpinning for excluding trials on the merits from permissible telephone hearings is identical to
the reasons cited above that make telephonic participation in such a hearing a poor substitute for
physical presence.
This leaves only the question whether "substantial issues had been raised regarding events
in which Fischer had participated," thus entitling him to be present. We examine the issues raised
by Fischer's motion and conclude that they included events in which he participated, thus requiring
his presence. Specifically, at least two of the issues raised regarded such events: (1) failure of trial
counsel to investigate, interview, and present a host of alibi witnesses, all of whom had allegedly
been identified by Fischer to his trial counsel; (2) failure of trial counsel to object to use of a
photo taken after Fischer was charged with the offenses. The extent to which alibi witnesses
known to Fischer could have been helpful to Fischer's defense was clearly an issue involving
Fischer's direct participation and knowledge. The photo issue was apparently rather confusing,
and we note that there was uncertainty regarding the precise photo at issue and how it was used;
clearly, this was an issue, that had Fischer been present, he might have clarified. As noted by our
Supreme Court in Lujan, the presence of the movant might have been helpful in
cross-examining
or rebutting his trial counsel's testimony on these issues, and his telephonic participation was not a
proper substitute under these circumstances. 270 Kan. at 172.
Our decision here is based in part on the lack of any stated basis for denying Fischer's
physical presence other than the nature of his convictions. We decline to speculate as to any such
basis, and specifically we refuse to assume from the nature of Fischer's convictions that he is
either "dangerous" or "an escape risk." We also decline to make assumptions regarding the cost of
Fischer's presence or the difficulty in his transportation to a suitable venue, because we believe
such considerations are not relevant to our analysis where they did not play any apparent role in
the district court's decision. We decline to criticize the applicable rule suggesting that a movant
"should" be present at such hearing, and we respect and apply our Supreme Court's decision to
honor a movant's right to be present at a hearing of this nature. We decline to observe how we
might have handled the matter if we were the district court; our function is to review the decision
of the district court, not to compare how we might have handled the matter if we were district
judges. And, finally, we decline to defer a decision in this case to a legislative committee; to the
extent policy is implicit in the Lujan ruling, our Supreme Court has spoken, and we
must honor
and apply that controlling precedent.
The State urges us to conclude that telephonic participation was sufficient under these
circumstances, but we fear that our embrace of this position would likely result in terminating the
right of 60-1507 movants to be physically present at evidentiary hearings. Clearly, the statute and
the rule do not contemplate that movants can be routinely denied presence through telephonic
substitute. In fact, the applicable rule provides to the contrary in stating that the movant "should"
be produced under these circumstances. Rule 183(h) (2008 Kan. Ct. R. Annot. 248).
We express no opinion on the merits of Fischer's motion. We limit our holding to his
entitlement to be present at any evidentiary hearing on his motion, and we remand with directions
that the district court conduct a full evidentiary hearing on his motion with Fischer physically
present for the proceeding.
Reversed and remanded with directions.
LEBEN, J., dissenting: Sometimes our citizens get frustrated with how far we go to
protect the rights of criminal defendants. But when constitutional rights or core due-process
principles are at stake, there may be no room for compromise. This is not such a case.
The question before us is whether a district judge may use his or her judgment to decide
whether to bring a convicted murderer hundreds of miles to appear personally for an evidentiary
hearing on a habeas corpus claim or whether the judge may have the defendant participate by
telephone. I see no reason to remove the exercise of sound judgment in answering this question.
Let's start with some of the realities of the situation. The defendant here, Craig Alan
Fischer, has three convictions for murder or attempted murder. He has been sentenced to 842
months (more than 70 years) on the underlying convictions. He's dangerous, and he's an escape
risk.
Fischer filed a habeas corpus motion in the county of his most recent convictions,
Hamilton County, population 2,670 (2000 Census). Hamilton County is located on the Colorado
border in western Kansas. Its county seat, Syracuse, is 287 miles away from the
maximum-security correctional facility in El Dorado that Fischer now calls home. I don't
know how many
sheriff's deputies serve the citizens of Hamilton County, but we may reasonably assume that at
least two of them would have to travel on at least two separate days to bring Fischer to Hamilton
County for the hearing and then return him to El Dorado. Deputies would also need to provide
security at the courthouse for the hearing and perhaps provide extra security at the local jail while
he stayed there. While occupied with these tasks, of course, those deputies would not be able to
perform any other duties protecting and serving the citizens of Hamilton County.
Another reality intrudes here. It's well recognized that inmates--especially those with long
sentences--will file habeas cases in hope of getting the closest thing available in their world to a
vacation, a trip outside prison walls. See 20 Am. Jur. Trials § 90 ("Indeed, it
must be
acknowledged that at times the prisoner's desire for diversion and temporary release from his
place of confinement is his principal, if not his only, motive for filing the [habeas] petition."). We
rightly grant an evidentiary hearing when an inmate's motion states facts that, if true,
would entitle
him or her to relief. Swenson v. State, 284 Kan. 931, Syl. ¶ 3, 169 P.3d 298
(2007). So, if we
require the physical presence of the defendant any time he or she files a habeas motion that
parrots language we've held merited a hearing in someone else's case, we will be letting Kansas
inmates write their own day passes from prison at their leisure. To be sure, they'll be in custody
while on this pseudo-vacation but at a significant cost to the taxpayer and at some risk to the
public.
Aware of these realities, we must determine whether some legal rule or principle forbids
what the district court did in Fischer's case.
Does the Constitution forbid telephone participation by an inmate in a habeas hearing?
Fischer cites Mathews v. Eldridge, 424 U.S. 319, 333, 47 L. Ed. 2d 18, 96 S. Ct. 893
(1976), in
support of this claim, but only for the general proposition that due process requires an
opportunity to be heard at a meaningful time and in a meaningful way. The State has cited several
cases holding that there's no constitutional right to be physically present at an evidentiary hearing
in a habeas case. E.g., Oken v. Warden, MSP, 233 F.3d 86, 92 (1st Cir.
2000); Mebane v. Davies,
1992 WL 138608 at *1 (10th Cir. 1992); Webb v. State, 555 N.W.2d 824, 825 (Iowa
1996); Ex
parte Mines, 26 S.W.3d 910, 914 (Tex. Crim. App. 2000). Those cases from other
jurisdictions
may be contrary to the Kansas Supreme Court's ruling in Lujan v. State, 270 Kan.
163, 170, 14
P.3d 424 (2000), but they certainly suggest the difficulty Fischer would have in arguing that the
United States Constitution not only requires that he be allowed to participate in the hearing
through telephone or video technology, but also that he physically be present in the courtroom. I
have certainly not found any case even hinting at a constitutional problem in having a prisoner
participate in a habeas hearing by phone or video hookup rather than in person.
Does a statute forbid telephone participation by an inmate in a habeas hearing? No, the
legislature has specifically provided that "[t]he court may entertain and determine such motion
without requiring the production of the prisoner at the hearing." K.S.A. 60-1507(b).
Does a court rule forbid telephone participation by a defendant in a habeas hearing? No,
the Kansas Supreme Court has a rule stating only that "[t]he prisoner should be
produced at the
hearing . . . where there are substantial issues of fact as to events in which the prisoner
participated." (Emphasis added.) Supreme Court Rule 183(h) (2008 Kan. Ct. R. Annot. 248). The
difference between "should" on the one hand and "shall" or "must" on the other is well known,
and our Supreme Court chose to use "should" in the rule. See 1A Sutherland Statutory
Construction § 21:8 (6th ed. 2002) ("When the action is mandatory 'shall' should always be
employed."); 3A Sutherland Statutory Construction § 57:3 (7th ed. 2008) ("'Should'
generally
denotes discretion and should not be construed as 'shall.'"). Rule 183 surely doesn't require
physical presence.
So where does the majority go to today to find such a rule? Its authority rests upon a
single Kansas case, Lujan, 270 Kan. at 170, and its interpretation of that case. For the
many
reasons I have set out in this opinion, I would not read the holding of Lujan beyond
the facts the
court actually faced in that case.
The district court in Lujan held an evidentiary hearing without the
participation of the
defendant in person, by telephone, or by video hookup. Our Supreme Court granted review to
determine whether Lujan's due-process rights were violated because he was denied the right to be
present. The court rejected the State's argument that the defendant had participated sufficiently
through submission of his affidavit. The court noted that "Lujan's presence might have been
helpful in cross-examining or rebutting" the testimony presented at the hearing and that his
absence prevented him "from responding to the evidence presented at the hearing and from
assisting his trial counsel in cross-examination." 270 Kan. at 171-72.
Our Supreme Court concluded that "the presence of the petitioner was not a question
subject to the court's discretion" in these circumstances. 270 Kan. at 171. Because the court
emphasized at the start of its opinion that it had granted review only "on the limited issue of
whether Lujan's right to due process . . . was violated," 270 Kan. at 164, we must assume that its
ruling was based on due-process notions. As Fischer noted here on appeal, what due process
requires is an opportunity to be heard in a meaningful way. The district court in Fischer's case
made sure that he had that opportunity. The district court in Lujan did not.
The district court in Fischer's case made arrangements in advance to have him participate
in the hearing by telephone from El Dorado. At the beginning of the hearing, the judge confirmed
that Fischer could hear what was going on. The judge told Fischer that "[i]f for any reason you
can't hear, just speak up and let me know so we'll make people talk louder." The judge also told
Fischer that "we'll take some breaks and let you visit privately with [your attorney] to . . . give
him instructions." The judge let Fischer talk privately by phone with his attorney before each
witness was excused so that Fischer could suggest additional questions.
There are only four indications in the record that Fischer had any difficulty in hearing or
participating. When Fischer's attorney first began speaking, the judge interrupted him and asked
him to pull the microphone closer; Fischer then said he was having trouble hearing. The judge told
the attorney to talk more loudly, and there was no further complaint about hearing him as he
presented an opening statement. When the State's attorney began speaking a few moments later,
the judge interrupted to "make sure that Mr. Fischer is able to hear you." Fischer said that he was
having trouble hearing, and the judge had the attorney move closer to the microphone. When the
first witness, Enrique Romero, was called, Fischer interrupted quickly to say that he couldn't hear
the witness. The judge asked the witness to move closer to the microphone, and Romero's
testimony continued without further complaint. Later, while Fischer was testifying, he said that
he'd had difficulty hearing Romero.
But any failure to hear Romero would be much ado about nothing. Romero, touted by
Fischer as a potential alibi witness, testified that he didn't remember when he last saw Fischer
before Fischer was arrested for these crimes. Romero surely isn't a viable alibi witness. In
addition, Fischer acknowledged in his testimony that he'd written a letter to his attorney before his
trial noting that Romero didn't remember seeing Fischer on the day of the crime. And Parrish
testified from notes in the defense case file that Fischer's wife (who is Romero's sister) had said
that Romero had no knowledge of Fischer's whereabouts at the time of the crime.
In sum, after deciding to have the defendant participate in the hearing by telephone, the
district court made sure that he had a full opportunity to participate. The only evidence in our
record that suggests that Fischer was unable to hear any specific information was regarding
Romero, whose testimony was of no help to Fischer. In addition, Fischer's attorney, not the State,
presented Romero's testimony, and Fischer consulted privately by phone with his attorney before
Romero was excused as a witness. Even if we take Fischer's later statement at face value that he
didn't hear all of what Romero said (an assumption made by the majority), Fischer had every
opportunity to tell the court or his attorney that he couldn't hear Romero during the hearing.
Fischer demonstrated that he had no qualm about making statements during the hearing. In fact,
Fischer, not his attorney, made the objection at the start of the hearing that he should have been
allowed to be physically present for the hearing.
Our court's opinion in this case relies upon analysis of the specific words used in
Lujan,
including analysis of the word "presence." But Lujan didn't consider--and thus wasn't
written to
answer--whether a defendant may meaningfully participate in a hearing for due-process purposes
by telephone. All of the features of meaningful participation discussed by the court in
Lujan--the
abilities to confer with his counsel about what evidence to present and to help with
cross-examination--were provided to Fischer.
The district court briefly explained why it chose not to transport Fischer from El Dorado
to Syracuse. The court noted his convictions for murder and attempted murder, but it may have
considered several factors. Admittedly, I can only speculate about them. But in the face of what
appears to be a bright-line rule that would never allow the participation of a habeas
movant by
telephone or video hookup, we should consider whether valid reasons might exist to do so. Had I
been sitting as the district judge in Fischer's case, I might well have made the same decision he
did.
A district judge might well consider the criminal record of the defendant regarding the
risks and dangers inherent in bringing him nearly 300 miles across Kansas for the hearing. Fischer
was convicted in this case of attempted murder, attempted rape, aggravated kidnapping, and
criminal possession of a firearm. In affirming the convictions on direct appeal, our court noted
that Fischer shot the victim three separate times as she tried to escape his assault:
"Here, C.M., the victim, was playing golf alone in Syracuse; she was approached
by
defendant asking if she had seen a brown dog. When C.M. replied in the negative, Fischer pulled
a gun, grabbed C.M., and dragged her 10 to 15 feet toward an area of tall weeds and sunflowers.
C.M. asked to be left alone and told Fischer she would find him a woman if he were looking for
one. He replied, 'It's you that I want' or 'I just want you.'
"Fischer then grabbed C.M. by the shirt and bra and attempted to pull her to the
ground.
C.M. wrestled away and ran, prompting Fischer to shoot her in the arm. C.M. continued running
and was shot again--this time in the face. C.M. fell, and Fischer caught up with her and started
pulling her back toward the golf course rough. Again, C.M. struggled free and ran, only to be
shot once more in the arm.
"C.M. continued running until she spotted her father who was also at the golf
course at
the time. Based on C.M.'s description, Fischer was arrested." State v. Fischer, 2004
WL 1609116
at *2 (Kan. App. 2004) (unpublished opinion), rev. denied 278 Kan. 848 (2004).
In addition to those crimes, the presentence investigation report showed that Fischer had
convictions for two counts of second-degree murder, aggravated battery, and attempted escape,
among other crimes. The defendant's sentence in this case itself indicates that the sentencing judge
regarded Fischer as a dangerous criminal: the sentences on his four crimes of conviction were run
consecutive to each other for a controlling sentence of 842 months, more than 70 years. With
convictions for murder, attempted murder, and attempted escape, and with a lengthy sentence, the
district judge knew that real risks were involved with transporting Fischer twice across Kansas to
attend a court hearing that presumably lasted no more than 2 or 3 hours.
A district judge might also be familiar with (and give consideration to) the resources of the
local sheriff to transport prisoners and to provide courthouse security. Public resources are not
infinite, and we do not know what the district court knew about the resources of Hamilton
County. I do not suggest that resource limitations may eliminate basic rights; I merely suggest that
they may properly be considered in making all sorts of decisions that district judges routinely
make in ensuring that litigants receive a fair hearing in civil cases.
And this was a civil case, not a criminal one. See Supreme Court Rule 183(a) (2008 Kan.
Ct. R. Annot. 247); Smith v. State, 22 Kan. App. 2d 922, 923, 924 P.2d 662 (1996).
The parties
and the district court all recognized this as they prepared for the evidentiary hearing. In lieu of
in-person testimony, the parties presented a transcript of the evidentiary deposition of Gene
Parrish,
Fischer's defense attorney at trial. Parrish was obviously a key witness in the habeas proceeding
since Fischer claimed Parrish's representation had been inadequate; his testimony obviously would
have been presented in person in a criminal case. Significantly, Fischer was not present at the
deposition. Neither Fischer nor his attorney made any objection about Fischer's lack of
attendance. Fischer's attorney presumably arranged for the deposition; he conducted the direct
examination of Parrish, and the State cross-examined him. Had Fischer's direct participation been
critical, his attorney could instead have subpoenaed Parrish to attend the evidentiary hearing in
which Fischer participated by phone.
From my vantage point, the district court's decision to have Fischer participate by
telephone was well within the bounds of trial court discretion. His presence in person would not
have added anything of significance. By phone, he was able to listen to the witnesses, to consult
with his attorney about each witness' testimony before that witness was excused, and to testify
fully. While the district judge didn't have the chance to observe Fischer's demeanor in person in
the courtroom, the judge also didn't have the chance to view Parrish's demeanor during his
deposition. And Fischer's counsel arranged the deposition Fischer didn't attend--without
objection--even though Parrish was almost surely the most important witness to Fischer's habeas
claim. Trial judges in civil bench trials receive evidence in a variety of ways, including depositions
and even telephone or video hookups, some of which lessen the ability to observe the witness, but
we have no caselaw suggesting that this violates the due-process rights of civil litigants. In
context, especially considering that Fischer didn't consider his attendance at Parrish's deposition
critical to his effort, the district court's decision was a reasonable one. I also find its stated reason
adequate; no prior decision of our court had announced a strict findings requirement for the
exercise of discretion in this circumstance.
As a district judge, I had the opportunity to have witnesses appear by telephone on many
occasions. When I had a civil case involving a convicted murderer who was suing his former
defense counsel directly, I chose to have him participate in hearings by telephone. That did not
inhibit his ability to present his case. See Canaan v. Bartee, 272 Kan. 720, 35 P.3d
841 (2001)
(reversing the district court's initial ruling in favor of the inmate who had appeared only by
phone). I have also observed video arraignment proceedings in which criminal defendants have
appeared at nonevidentiary hearings by video link to the courtroom. In those cases, the defendants
had the ability to confer with their defense attorneys on a separate telephone line outside the
hearing of the court and other parties. I have also toured state-of-the-art courtrooms around the
country, and technological innovations that allow witnesses to appear in court from remote
locations are increasingly available with a high level of quality. Given the ease with which an
evidentiary hearing may be obtained in a habeas case, I think it unwise to preclude altogether all
present and future options for telephonic or video participation in habeas cases, and I do not
believe that the holding in Lujan requires that we do so.
The majority cites to Supreme Court Rule 145 as a back-stop to its ruling, but that rule
does not come into play because there is a statute and a court rule more closely on point. Both
K.S.A. 60-1507(b) and Supreme Court Rule 183(h) deal exclusively with the hearing of habeas
cases, and neither require the in-person attendance of the inmate even though both contemplate
the presentation of evidence. A specific statute or rule controls over a more general one. In
re
K.M.H., 285 Kan. 53, 82, 169 P.3d 1025 (2007), cert. denied 172 L. Ed. 2d
239 (2008). Surely,
when the inmate is not required to be physically present and it's a court-tried case, the district
court does not abuse its discretion by allowing the inmate to participate in the hearing by
telephone. When Rule 145 is applicable, a district court is not required to permit
telephonic
participation in a trial on the merits. In re Estate of Broderick, 286 Kan. 1071, 1080,
191 P.3d
284 (2008). But a habeas proceeding is governed by K.S.A. 60-1507(b) and Rule 183(h), and a
district court should have the discretion to allow telephonic participation in appropriate
circumstances. That certainly should be the case here. Not only was this a matter tried to the
court, not a jury, but a key witness' testimony was presented by Fischer through a deposition
transcript, which precluded observation of the witness while testifying.
Even if the physical presence of the defendant is to be required, I see no cause for
reversing the district court's decision in this case. Fischer makes no claim of any information that
he would have presented had he been present in person that he didn't present through his attorney
and his telephonic testimony. Fischer himself presented the testimony of Parrish by deposition;
thus, Fischer cannot argue that it was important for the district judge to see all of the witnesses in
person to judge credibility. Structural error--the sort for which we reverse even though the error
appears to have been harmless--is the exception, not the rule, and it is found in only very limited
cases. See Pabst v. State, 287 Kan. 1, 13, 192 P.3d 630 (2008). Indeed, the
harmless-error rule
applies even to violation of a defendant's constitutional right to confront the witnesses when that
right is violated in a criminal trial. See State v. Noah, 284 Kan. 608, 162 P.3d 799
(2007). I would
find here that any error in having Fischer appear by telephone rather than in person was harmless.
The severity of this violation--if it's a violation at all--is much less than the failure to have the
defendant participate in the evidentiary hearing at all in Lujan or than the violation of
a criminal
defendant's confrontation rights. I would not send Fischer's case back for the district judge to sit
through the same testimony a second time with nothing changed except that Fischer would now
be sitting in the courtroom.
One final point. I certainly respect my colleagues, who are merely trying to ensure that fair
hearings that recognize the rights of inmates are provided. While I disagree with their reliance on
Lujan, its language may well support them. But there's a broader question here about
who should
make the sort of decision that is made in the court's opinion today. The majority has laid down
what appears to be virtually a bright-line rule that will require that all prisoners be physically
transported to all substantive evidentiary hearings in habeas cases. We have decided this case on
the basis of two pages of briefing on this issue by Fischer's attorney and four pages of responsive
briefing by the State. It seems to me that this sort of broad policy question is better decided with
more comprehensive information, the sort of information that can be gathered, reviewed, and
processed with public input by a legislative committee. The legislature has already spoken on this
issue in K.S.A. 60-1507, which provides that the prisoner need not be physically present. To be
sure, we as judges have substantial expertise on what ingredients are necessary for fair hearings,
and there will be times when we must override legislative directives to protect constitutional
rights. We must be careful, however, to do so only when necessary.
The court's opinion in this case will undoubtedly become one of the most widely read
decisions in every prison and jail library in Kansas. It didn't need to be.
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