FREDERICK WATERS V. TWP OF GALLOWAY
Case Date: 12/27/1995
Court: Superior Court of New Jersey
Docket No: none
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SUPERIOR COURT OF NEW JERSEY
FREDERICK J. WATERS and
Plaintiffs-Respondents/
v.
TOWNSHIP OF GALLOWAY, a New
Defendants-Appellants/
Argued September 13, 1995 - Decided December
27, 1995
Before Judges Long, Muir, Jr., and Brochin.
On appeal from the Superior Court, Law
Division, Atlantic County.
Michael A. Pane argued the cause for
appellants/cross-respondents (Michael A. Pane,
attorney; Mr. Pane and Michael A. Pane, Jr.,
on the brief).
Christine M. Coté argued the cause for
respondents/cross-appellants (Cooper Perskie
April Niedelman Wagenheim & Levenson,
attorneys; Steven D. Scherzer and Ms. Coté, on
the brief).
The opinion of the court was delivered by
a primary liability issue and then apparently based the damage
award on a statute both parties agree is inapplicable.
nonconforming use, see N.J.S.A. 40:55D-68, to claim entitlement to
proceed with the improvements they proposed for the mobile home
park. The trial court ruled the Board of Adjustment's
determination immune from attack.
. . . .
So, 59:9-5 is the major legal reason on
which I base my conclusions. There is no real
common law on which to rely, other than,
perhaps, a malicious prosecution type of
analogy.
Thus, it would appear the trial court considered plaintiffs' cause
of action as one sounding in tort and covered by the Tort Claims
Act.
impregnable from attack; they argue the need for site plan approval
precluded a finding of liability; and they contend, since no notice
of claim was ever filed pursuant to the Tort Claims Act, N.J.S.A.
59:1-1 to 12-3, see N.J.S.A. 59:8-8, that Act could not serve as a
basis for any liability requiring a vacation of the $227,780
judgment.
We conclude plaintiffs failed to present prima facie proof of
a denial of substantive due process. Plaintiffs' claim required
proof they had complied with the sanitary sewer system ordinance
and all other applicable laws. They fell short of that proof.
They were not entitled to a final sewer permit until they applied
for preliminary site plan approval, which they never did. They
could not claim compensatory damages suffered as a result of the
delay in the issuance of the final sewer permit because there could
be no construction without final site plan approval. Moreover, we
conclude the Board of Adjustment ruling did not, as plaintiffs seem
to suggest, clothe them with the entitlement to proceed with sewer
or other improvements to the mobile home park. Accordingly, we
reverse and remand for entry of judgment in favor of the
defendants. By so ruling, we need not address plaintiffs' cross-claim on the insufficiency of the damages awarded.
The case had its genesis in March 1959 when plaintiffs' predecessors in title to the Shady Pines Camp Ground and Trailer Park, Grover and Doris Lambert, obtained subdivision approval for forty mobile home sites and one hundred campsites. The one hundred campsites are not relevant here. Both the Township Planning Board and governing body approved the subdivision. The record evidence relevant to those approvals is sparse. Only a terse excerpt from governing body meeting minutes and a copy of the approved map are provided. The map appears as follows:
Thereafter, on July 31, 1961, according to the record, the
governing body enacted a zoning ordinance which prohibited "trailer
coach parks" within the Township. The ordinance defined trailer
coaches and trailer coach parks (the latter as a "plot of ground
upon which two or more trailer coaches occupied for dwelling . . .
are located"). Then under Article VI, entitled "GENERAL
REGULATIONS," the ordinance provided:
. . . .
b. Trailer coach parks.
There is no dispute this ordinance made the mobile home park a
nonconforming use.
Plaintiffs purchased Shady Pines in October 1985. They did so
intending to give it a "general face lifting."
Township throughout the years in question and
attached collectively as Exhibit B. As an
example, the quarterly report for the quarter
ending September 30th, 1964 shows a tax paid
of $374.00 on sixteen trailers registered
during that quarter. The use of particular
lots during that period varied from between
two to thirteen weeks. The quarterly tax
report dated June 27th, '85 to the period of
March 31st, '85 to June 29th, '85 illustrates
$117.00 in tax paid for three trailers
registered in that quarter. In this case,
each of the registered trailers was present
for the full thirteen-week period.
Plaintiff Frederick Waters then swore to the truth of the facts.
Waters did not state how he had personal knowledge about the mobile
home park for the years prior to the 1985 purchase; and the Board
did not, to any degree, explore the basis for that represented
knowledge. Waters also represented that all forty lots were used
during the period 1959 to 1985 and that he intended to make all
forty lots permanent. He did not delineate the improvements he
planned for the mobile home park. The record contains the tax
payment records for certain lots from 1963 to 1984, but there is no
correlation between the subdivision lots and the tax lot numbers.
of Atlantic and Township of Galloway,
pertaining to the continued use of Applicants'
property as a mobile home park.
The latter paragraph makes it clear the Board did not make any
finding plaintiffs' proposed improvements were entitled to any
protected nonconforming use status.See footnote 2
The Township Utilities Ordinance prescribes the format for a
property owner to secure municipal approval to construct sanitary
sewers. The ordinance sets a two-stage procedure: (1) preliminary
application and review; and (2) final application and review. Both
applications must be submitted to the governing body after approval
by the Township Engineer. The preliminary application and review
section of the ordinance provides:
The final application and review section provides:
The crux of the ordinance provisions is that preliminary sanitary
sewer system construction approval has to precede preliminary
Planning Board approval, when required, and final sanitary sewer
system construction approval has to precede final Planning Board
approval, when required. The ordinance, however, anticipates
Planning Board approval where required. The Township land use
control ordinance provides for both preliminary and final site plan
approval in this instance, as we later note.
The preliminary approval required satisfaction of items contained
in the Township Engineer's letter of review but was "[c]ontingent
upon approvals from all other agencies having jurisdiction." The
approvals from other agencies proved to be the fly in the ointment.
But the power we do have, sir, is the power to
say no to sewer, and when we say no to sewer,
. . . it may be impractical and impossible for
you to develop eight trailers on one acre of
property.
The Mayor further explained that plaintiffs' application for
final approval was being sent back to the Infrastructure Committee
[a Planning Board committee] "because the interpretation that they
received at the time was not the interpretation you were going to
put 40 units in there on a fulltime [sic] basis."
Two weeks later, plaintiffs sailed off in the opposite direction. Relying on their interpretation of the Township land use ordinance, plaintiffs concluded no site plan approval was required. In taking that position and in filing the complaint in
this action approximately four months later, they eschewed the
opportunity for ordinance interpretation under N.J.S.A. 40:55D-70b.
Township governing body's conduct at the January 24, 1989, hearing
"one of the worst examples of political demagoguery that [it had
ever] seen." The court reserved the issues of site plan approval
and damages for a later date. The record presented on appeal
discloses it never resolved the former issue, although counsel for
the plaintiffs argued it did in his opening at the damages trial.
sanitary sewage disposal. They also constructed the planned
improvements previously noted.
We note parenthetically waiver or equitable estoppel cannot be
relied upon by property owners to prevent a municipality from
enforcing the need for site plan approval if the owners proceed
with property development without required site plan approval.
See, e.g., Gruber v. Mayor of Raritan Tp.,
39 N.J. 1, 15 (1962);
Bridge v. Neptune Tp. Zoning Bd. of Adjustment,
233 N.J. Super. 587, 597 (App. Div. 1989).
court's "political demagoguery" conclusion as grounds for liability
for the subsequently awarded damages.
Substantive due process has emerged as the concept utilized to rectify governmental actions that wrongfully deprive a person of life, liberty, or property. It has served as the grounds for recognizing 42 U.S.C.A. §1983 claims where plaintiffs have alleged governmental bodies refused to issue government-regulated permits for reasons unrelated to the merits of an application for such permits. See Lockary v. Kayfetz, 917 F.2d 1150, 1155-56 (9th Cir. 1990) (allegation of arbitrary and irrational refusal of government to allow water hookups to public water supply stated a cause of
action for a substantive due process violation); Bateson v. Geisse,
857 F.2d 1300, 1303 (9th Cir. 1988) (arbitrary refusal to issue a
building permit after applicant complied with all regulatory
requirements constituted denial of substantive due process); Bello
v. Walker,
840 F.2d 1124, 1129-30 (3d Cir. 1988) (allegation of
refusal to grant building permits for improper political reasons
stated a cause of action for denial of substantive due process).
See also Condor Corp. v. City of St. Paul,
912 F.2d 215, 220 (8th
Cir. 1990) (property owner may establish a substantive due process
cause of action for denial of a real estate use permit where
government action is so egregious and irrational that it exceeds
standards of inadvertence and mere errors of law); Brady v. Town of
Colchester,
863 F.2d 205, 215-16 (2d Cir. 1988) (plaintiffs
established entitlement to a plenary hearing, based on a claim of
denial of substantive due process, on issue of irrationality and
arbitrariness in the revocation of a building permit); Littlefield
v. City of Afton,
785 F.2d 596, 607 (8th Cir. 1986) (plaintiffs
stated actionable
42 U.S.C.A.
§1983 claim for denial of substantive
due process when they alleged city arbitrarily and capriciously
denied a building permit); Scott v. Greenville Cty.,
716 F.2d 1409,
1420-21 (4th Cir. 1983) (plaintiff stated actionable claim for
substantive due process violation when county council denied
building permit despite entitlement to permit under South Carolina
law).
substantive due process rights secure an individual from
governmental abuse of power. Bello v. Walker, supra, 840 F.
2d at
1128. Daniels dealt with a 42 U.S.C.A. § 1983 claim by a former
City of Richmond jail inmate. The inmate claimed the Due Process
Clause of the Fourteenth Amendment afforded him protection against
the negligent conduct of a jail official that led to his injuries.
The Supreme Court concluded the clause did not protect against
negligent acts of officials causing unintended loss or injury to
person, liberty, or property. Id. at 328, 106 S. Ct. at 663, 88
L. Ed.
2d at 666. In the course of doing so, however, the Court
carefully distinguished intentional, deliberate conduct from
negligent conduct. It noted that the guarantee of due process
historically has been "applied to deliberate decisions of
governmental officials to deprive a person of life, liberty, or
property." Id. at 331, 106 S. Ct. at 665, 88 L. Ed.
2d at 668.
The Bello court relied on the deliberateness concept to undergird
its recognition of a substantive due process claim for denial of
the building permit application. Bello v. Walker, supra, 840 F.
2d
at 1128-30.
concepts of due process are applied to the values at stake. Even
though the cases espouse a variety of tests, i.e., arbitrary,
capricious, egregious, or deliberate, they embrace a common
element....the claimant must have a legitimate claim of entitlement
to the permit denied. That premise evolves from Board of Regents
v. Roth,
408 U.S. 564, 577,
92 S. Ct. 2701, 2709,
33 L. Ed.2d 548,
561 (1972), where the Supreme Court held procedural due process
protects a property interest when a plaintiff has a legitimate
claim of entitlement to it. The legitimacy of entitlement, in
instances relating to denial of building or other municipal
permits, is based on whether plaintiffs have complied with all
legal requirements contained in the local codes or ordinances. See
Bello v. Walker, supra, 840 F.
2d at 1126; Bateson v. Geisse, supra,
857 F.
2d at 1303; Littlefield v. City of Afton, supra, 785 F.
2d at
602; Scott v. Greenville Cty., supra, 716 F.
2d at 1418. Legitimacy
of entitlement then is a prerequisite to a prima facie case of
denial of substantive due process in cases of this nature.
The Municipal Land Use Law (MLUL), N.J.S.A. 40:55D-1 to -129, empowers municipalities to enact ordinances that require site plan review and approval as a condition precedent to the issuance of a permit for development. N.J.S.A. 40:55D-37a. In addition to delineating the contents for a site plan ordinance, N.J.S.A. 40:55D-38, -39, -41, the MLUL defines "site plan," "development," and "structure." N.J.S.A. 40:55D-4, -7. Required site plans may be classified as major or minor. N.J.S.A. 40:55D-5. A major site plan must be reviewed in two stages, preliminary and final. N.J.S.A. 40:55D-46, -50. It is the local ordinance which prescribes the classification based on the scope of development. William M. Cox, New Jersey Zoning and Land Use Administration § 15-4 at 261 (1995). Defendant Township enacted a site plan review ordinance that required site plan review in those instances where the property owners proposed improvement of property that fell within the MLUL definition of development. See N.J.S.A. 40:55D-4. The ordinance, paralleling the MLUL development definition, made site plan review and approval mandatory for the construction, reconstruction, conversion, structural alteration, relocation or enlarge-ment of any building or other structure . . . and any use or change in the use of any building or other structure or land or extension of land.
The ordinance also established the process for preliminary and
final site plan review. See N.J.S.A. 40:55D-46, -50.
Plaintiffs' proposed upgrade of their mobile home park fell
within the ordinance prescripts mandating preliminary and final
site plan review and approval because plaintiffs contemplated
construction of structures. The MLUL defines "structure" as "a
combination of materials to form a construction for occupancy, use
or ornamentation whether installed on, above, or below the surface
of a parcel of land." See N.J.S.A. 40:55D-7. Here, not only did
the sanitary sewerage pumping station and the sanitary sewer mains
qualify as structures that constituted development but so did the
water distribution lines, the underground conduit for telephone and
cable television, the decks and porches for each mobile home, the
gazebo, the cul-de-sac, the curbs, the sidewalks, and the
driveways. These improvements, when viewed in their totality,
required plaintiffs to apply for, at least, preliminary site plan
approval prior to their submission for final approval of their
sanitary sewer plans and the permit to allow construction. The
utilities ordinance identified preliminary site plan approval as a
step in the process of securing final sanitary sewer system
construction approval. Plaintiffs were not entitled to final
approval of their sanitary sewer plans and specifications until
they had secured preliminary site plan approval. They were further
not entitled to proceed with the "upgrading" of the mobile home
park until they had final site plan approval. Their failure to
comply with all the requirements of the applicable Township
ordinances precludes an actionable claim for denial of substantive
due process.
The zoning ordinance of 1961 abolishing trailer coach parks (mobile home parks) as permitted uses and the Public Works Director's questioning of plaintiffs' projected use of their mobile home park dictated the need for the issuance of a certificate of a valid prior nonconforming use by the Board of Adjustment if plaintiffs were to be able to proceed with their plans. Plaintiffs mislabeled their application. It should have been submitted under N.J.S.A. 40:55D-68. See Poulathas v. Atlantic City Zoning Bd. of Adjustment, 282 N.J. Super. 310, 312 (App. Div. 1995); Cronin v. Township Comm. of Chesterfield Tp., 239 N.J. Super. 611, 618 (App. Div. 1990). Apparently, neither plaintiffs nor the Board of Adjustment were aware of the then-recent amendment of N.J.S.A. 40:55D-68 authorizing the issuance of a certificate of prior nonconforming use in appropriate circumstances. Although the Board's resolution is not characterized as a certificate, we review the effect of the Board's resolution in the context of the latter statute. During the growth of the law on zoning, nonconforming use took on a common law definition. Historically, a nonconforming use has been looked upon as "a use of land, buildings or premises that lawfully existed prior to the enactment of a zoning ordinance and which is maintained after the effective date of such ordinance even though it does not comply with the use restrictions applicable to the area in which it is situated." 6 R. Powell, The Law of Real Property ¶ 871 (Perm. ed. 1979).
[Town of Belleville v. Parillo's, Inc.,
83 N.J. 309, 315 (1980).]
That concept, a protection against compulsory limitation on prior
nonconforming uses, is embodied in the MLUL under N.J.S.A. 40:55D-68 and defined by N.J.S.A. 40:55D-5. In doing so, however, we reject defendants' argument the Board's decision should be overturned due to the prior owners' failure to file their subdivision map with the county recording officer as provided for by the then-applicable, now repealed, N.J.S.A. 40:55-1.18. At the time of the subject subdivision approval, subdivision meant division of land for sale or building development. See N.J.S.A. 40:55-1.2 (now repealed). There is no suggestion in the record the owners of the mobile home park intended to sell, or construct any buildings on, the forty lots of the mobile home park. Indeed, the informality of the subdivision map would suggest to the contrary. It would suggest the owners sought only a forty-lot layout on the entire parcel they intended to retain. The informality of the map discloses the map could not have been recorded with the county recording officer. See N.J.S.A. 46:23-9.11 and its predecessor legislation. Certainly, Township officials participating in subdivision approval decisions would have required a more detailed, engineer-developed map had the owners suggested an intent to sell or build on the separate lots. While today we may look with sophisticated hindsight at the conduct of planning boards operating in the early 1960s, we must not lose sight of the fact that zoning still was in its infancy for many communities. Moreover, we also must not lose sight of the fact that, while the Municipal Planning Act of 1953, N.J.S.A. 40:55-1.1 to -1.29, prescribed authority for enactment of land use subdivision ordinances and did not specifically authorize site plan approval, municipalities were deemed to have site plan approval
authority. See Kozesnik v. Township of Montgomery,
24 N.J. 154
(1957). Viewed in that light, we find it inappropriate to
undermine the Board of Adjustment's resolution based upon the 1959
failure to file the subdivision map. Consequently, and without
consideration of the fact defendants' challenge to the Board's
action suffers from lack of timeliness, see R. 4:64-6, we find no
basis for overturning the Board of Adjustment's resolution. At the
same time, however, we conclude the resolution did not provide a
foundation for any entitlement to the permit for construction of
the sanitary sewer collection system.
In sum, we conclude plaintiffs failed to establish an actionable claim for denial of substantive due process and the damages authorized by 42 U.S.C.A. §1983. Plaintiffs were not entitled to a permit to construct the mobile home park sanitary
sewage collection system due to their failure to apply for and
secure preliminary site plan approval. Even so, armed with the
permit they could not proceed with completion of the improvements
until they had final site plan approval. Moreover, the Board of
Adjustment resolution did not afford them entitlement to install
any improvements; it simply recognized the 1961 existing mobile
home park as a legal nonconforming use. The lack of site plan
approval and limited scope of the certificate of prior
nonconforming use did not afford plaintiffs entitlement to the
permit the trial court found improperly denied nor to the damages
plaintiffs claimed were caused by the delay in issuing the permit. Footnote: 1Plaintiffs have named the Township Council and Utilities Division as a defendant. A Township Municipal Utilities Ordinance created a Municipal Utilities Division, a division of the Township Council, to act on all permits authorized by the ordinance. For the sake of brevity, we employ the term "governing body" to refer to that Division. Footnote: 2In early 1989, plaintiffs sought another "interpretation" from the Board of Adjustment. The "interpretation" sought was whether the March 1986 resolution extended to the sale of mobile homes from the site. The Board denied the application on grounds it was an expansion of a nonconforming use and required a use variance. That decision is not at issue on this appeal.
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