HIGG-A-RELLA, INC. V. COUNTY OF ESSEX
Case Date: 07/19/1995
Docket No: SUPREMECOURTSYLLABUS
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(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for the
convenience of the reader. It has been neither reviewed nor approved by the Supreme Court. Please note that,
in the interests of brevity, portions of any opinion may not have been summarized).
Argued May 1, 1995 -- Decided July 19, 1995
GARIBALDI, J., writing for a unanimous Court.
Counties and municipalities are not required to maintain their tax lists on computer. Those that choose
to do so must maintain that data in a format consistent with the New Jersey Property Tax System MOD IV,
which was developed by the Division of Taxation. Essex County chose to establish and maintain computerized
records.
Higg-A-Rella, Inc. (HAR) is a private New Jersey company in the business of selling municipal tax-assessment data to real-estate brokers, attorneys, appraisers, and others. HAR sought to obtain from Essex
County a computer tape of the tax-assessment records of every municipality in the county. Although the County
provides those records in the form of paper lists, it refused to produce a copy of the computer tapes.
Higg-A-Rella and Blau Appraisal Company filed this action seeking access to a computer copy of the
tax-assessment lists. They sought relief under the Right to Know Law and the common-law right of access. The
trial court granted summary judgment in favor of defendants Essex County, Essex County Board of Taxation,
and various municipalities. The court held that the tax lists were not subject to the Right to Know Law because
they were not required to be "maintained." It also concluded that in respect of the common-law right of access,
HAR and Blau had not established that their interest in the records outweighed the County's right to determine
if and for how much it wanted to sell the computer tapes.
The Appellate Division agreed with the trial court on the inapplicability of the Right to Know Law but
held that HAR and Blau had made out a case for relief under the common-law right of access. The Supreme
Court granted the petitions for certification of the Essex County Board of Taxation and others.
HELD: Computer tapes of tax-assessment records are common-law documents and are subject to balanced
disclosure. Under the facts of this case, a balancing of the interests of the parties results in the release of the
records on computer tapes. The case is remanded to the trial court to determine what constitutes a "reasonable
fee" for the service to be provided.
1. Plaintiffs' claim to access under the Right to Know Law fails for two reasons. First, the records were not
"required to be maintained" by the County. Second, the Legislature has amended the Law to provide that the
right to gain access to computerized records subject to the Right to Know Law means the right to "receive
printed copies of such records." (pp. 6-10)
2. Plaintiffs have established a common-law interest in the sought-after records. Defendants have asserted no
interest in keeping the records confidential -- they are, in fact, public information. Under the common-law
balancing test, plaintiffs have the right to obtain computer copies of the tax-assessment lists. The amendment
to the Right to Know Law does not govern the application of the common-law right of access. (pp. 10-15) 3. The Court's holding is fact-specific and may not be generalized to all cases in which people seek computer copies of common-law public records. Traditional rules and practices geared towards paper records might not be appropriate for computer records. The form in which information is disseminated can be a factor in the use
and access to records. Those new considerations must be factored into the common-law balancing test between
the State's interest in nondisclosure and the public's right to access. (pp. 15-20)
4. The parties dispute what would constitute a "reasonable fee" for providing the computer tapes. The record
before the Court is insufficient for it to determine what that fee should be. The Court notes, however, that
simply capping the fee at the actual, direct cost of copying may not properly account for the real differences
between electronic and paper media. The Court also notes that there are a number of bills before the
Legislature addressing this complicated issue. In the absence of legislative action in this area, the courts must
decide the issue. Accordingly, the case is remanded to the trial court to determine the reasonable fee for a
computer-tape copy of the tax-assessment records. (pp. 20-24)
The judgment of the Appellate Division is AFFIRMED as MODIFIED, and the matter is REMANDED
to the Superior Court, Law Division, for further proceedings consistent with this opinion.
CHIEF JUSTICE WILENTZ and JUSTICES HANDLER, POLLOCK, O'HERN, and STEIN join in
JUSTICE GARIBALDI's opinion. JUSTICE COLEMAN did not participate.
SUPREME COURT OF NEW JERSEY
HIGG-A-RELLA, INC., t/a
Plaintiffs-Respondents,
v.
COUNTY OF ESSEX, a political
Defendants,
and
THE ESSEX COUNTY BOARD OF
Defendants-Appellants.
Argued May 1, 1995 -- Decided July 19, 1995
On certification to the Superior Court,
Appellate Division, whose opinion is reported
at
276 N.J. Super. 183 (1994).
Julian F. Gorelli, Deputy Attorney General,
argued the cause for appellant The Essex
County Board of Taxation (Deborah T. Poritz,
Attorney General of New Jersey, attorney;
Mark J. Fleming and Joseph L. Yannotti,
Assistant Attorneys General, of counsel).
Robert D. Blau argued the cause for
respondents (Blau & Blau, attorneys; Charles
E. Blau, of counsel).
Vincent A. Pirone, Director of Law, on behalf
of appellant Township of Bloomfield,
submitted a letter in lieu of brief relying
on the briefs filed and oral argument
presented on behalf of appellant The Essex
County Board of Taxation.
Sean F. Byrnes, on behalf of appellant
Township of Livingston, submitted a letter in
lieu of brief relying on the briefs filed and
oral argument presented on behalf of
appellant The Essex County Board of Taxation
(McCarter & English, attorneys).
Joseph G. Dooley, Jr., Municipal Attorney, on
behalf of appellant Township of West Orange,
submitted a letter in lieu of brief relying
on the briefs filed and oral argument
presented on behalf of appellant The Essex
County Board of Taxation.
Robert J. Giordano, on behalf of appellant
Township of Belleville, submitted a letter in
lieu of brief relying on the briefs filed and
oral argument presented on behalf of
appellant The Essex County Board of Taxation
(Giordano & Cataldo, attorneys).
Gabriel H. Halpern, on behalf of appellant
Township of Roseland, submitted a letter in
lieu of brief relying on the briefs filed and
oral argument presented on behalf of
appellant The Essex County Board of Taxation
(Fox and Fox, attorneys).
Nelson C. Johnson submitted a brief on behalf
of amici curiae The Press of Atlantic City
and Reporters Committee for Freedom of the
Press.
Henry H. Perritt, Jr., submitted a brief
amicus curiae, pro se.
The opinion of the Court was delivered by
the Vice President of Blau Appraisal. Both Blau Appraisal and
Robert Blau are customers of State Information Service. DefendantSee footnote 1 Essex County maintains a property tax list of every parcel of real estate in each of the county's municipalities pursuant to N.J.S.A. 54:4-55. According to that statute, The county board of taxation shall . . . cause the . . . duplicates, certified by it to be a true record of the taxes assessed, to be delivered to the collectors of the various taxing districts in the county, and the tax lists shall remain in the office of the board as a public record. Each municipality's tax assessor's office keeps a hard copy of its own list, and defendant Essex County Board of Taxation, in East Orange, keeps a hard copy of all of the lists. The lists contain the following information for each parcel: 1) street address and block and lot numbers; 2) brief description, including lot size and use; 3) assessed value, broken down into
land and improvements; 4) whether the parcel is subject to
farmland assessment, tax abatement, or any charitable or
statutory tax exemption; 5) name and address of the owner, if
different from the address of the parcel; and 6) if residential,
whether the owner is entitled to a deduction or exemption as a
senior citizen, veteran, disabled veteran, or surviving spouse of
a person in one of those categories.
required to be maintained. The court held that plaintiffs could
also not prevail under the common law because their commercial
interest in computer copies did not counterbalance defendants'
right to decide if and for how much they wished to sell the
tapes, which had been prepared at significant expense to the
taxpayers. Id. at 625. The court also found that the fact that
plaintiffs had ready access to hard copies mitigated their
interest in obtaining computer copies. Id. at 624. [T]he conceptual models of our Right-to-Know Law do not seem readily adaptable to data collected in this information age . . . .
[Atlantic City Convention Center
Auth. v. South Jersey Publishing
Co.,
135 N.J. 53, 66 (1994).]
If a document is a Right-to-Know public record, then New
Jersey citizens have the absolute right "to inspect such records.
. . . to copy such records by hand, and . . . to purchase copies
of such records." N.J.S.A. 47:1A-2. The Right-to-Know Law has
no standing requirement, and citizens need make no showing of
interest to exercise their rights under the Right-to-Know Law.
However, the definition of a public record for purposes of the
Right-to-Know Law is narrow. A Right-to-Know public record is
one that is "required by law to be made, maintained or kept on
file by any" agency or body of the State or any of its
subdivisions. Ibid.
The Right-to-Know Law's "requirement that documents 'be
made, maintained or kept on file,' has been strictly construed."
Home News Publishing Co. v. State,
224 N.J. Super. 7, 11 (App.
Div. 1988). Hence, we agree with the trial court and the
Appellate Division that because the computer tapes were not
required to be made or maintained, they are not Right-to-Know
public documents. As the opinion below noted, "[T]he maintenance
of this computerized conglomeration of the municipal assessment
records by the board is not required by any statute nor regulated
by the Division of Taxation. . . . [T]he consolidated magnetic
tape or tapes are merely 'a convenient means' by which the county
board can perform its mandated functions." 276 N.J. Super. at
187-88.
them to make the computer tapes. The computer tapes are
therefore not Right-to-Know documents.
[L. 1994, c. 140, § 8 (codified at
N.J.S.A. 47:1A-2.1) (emphasis
added).]
[Assembly State Government
Committee, Statement to Assembly
Bill No. 972 (committee
amendments), at 3 (May 2, 1994)
(emphasis added).] Because the expressed legislative intent of section 8 is to "clarify" rather than to change the Right-to-Know Law, the
statute's clarifying provisions regarding the Right-to-Know Law
apply now, notwithstanding that the effective date for Chapter
140 is July 1, 1995. Ibid.; L. 1994, c. 140, § 11. Although the Right-to-Know Law makes a narrow class of documents unqualifiedly available, the common law makes a much broader class of documents available, but on a qualified basis. Atlantic City, supra, 135 N.J. at 60. Common-law records are any "records 'made by public officers in the exercise of public functions.'" North Jersey Newspapers, supra, 127 N.J. at 13 (quoting Nero, supra, 76 N.J. at 222). "These materials include
almost every document recorded, generated, or produced by public
officials, whether or not 'required by law to be made, maintained
or kept on file,' as required under" the Right-to-Know Law.
Shuttleworth v. City of Camden,
258 N.J. Super. 573, 582 (App.
Div.) (quoting N.J.S.A. 47:1A-2), cert. denied,
133 N.J. 429
(1992).
indisputably made by (or at the behest of) public officers in the
exercise of public functions. They are produced by public
officials. "That our previous definition of a common-law record
was drawn from sources that spoke in terms of traces of ink on
paper does not limit its scope. The essence of the common-law is
its adaptability to changing circumstances." Atlantic City,
supra, 135 N.J. at 64 (holding that audio tapes, although not
Right-to-Know public records, are common-law public records).
Likewise, we find that in view of rapidly advancing technological
changes in storing information electronically, computer tapes
also can be common-law public records.
test. That "balancing process [is] 'concretely focused upon the
relative interests of the parties in relation to [the] specific
materials.'" Atlantic City, supra, 135 N.J. at 60 (quoting
McClain, supra, 99 N.J. at 361). To gain access, that person's
interest in disclosure of the document must outweigh the State's
interest in nondisclosure. In numerous cases, we have described
the State's interest in nondisclosure as stemming from the need
to maintain the confidentiality of the information sought. E.g.,
Ibid.; South Jersey Publishing, supra, 124 N.J. at 488;
Techniscan, supra, 113 N.J. at 236; Loigman, supra, 102 N.J. at
105, 112; McClain, supra, 99 N.J. at 355. Nero, supra, 76 N.J.
at 224. Specifically, Defendant asserts that the recently enacted amendment to the Right-to-Know Law, L. 1994, c. 140, § 8, should affect the common-law balancing test because the amendment demonstrates the
public's interest, as expressed by the Legislature, in disclosing
only hard copies of computerized records. Although the amendment
is a factor to be considered, the Right-to-Know definition of a
public document is much narrower than the definition under the
common law. Moreover, in enacting that amendment, the
Legislature did not indicate that the amendment curtailed the
common-law right of access to public records. Such a conclusion
would effectively deny the public the right ever to obtain
computer copies of public records. Before we would attribute
such a drastic intent to the Legislature, that intent would have
to be clear.
public, and that do not give rise to expectations of privacy.
See Szikszay v. Buelow,
436 N.Y.S.2d 558, 563 (Sup. Ct. 1981)
(requiring county to provide computer copy of property tax-assessment roll in part because of "the history of public access
to assessment records"). However, defendants maintained that
plaintiffs lacked the requisite interest under the common-law
right to access. We disagree. As discussed above, where the
governmental interest in confidentiality is nonexistent, the
person seeking access need not make a compelling showing.
Because defendants assert no interest in confidentiality,
plaintiffs' legitimate private interest is clearly sufficient to
entitle them to computer copies of the tax lists. We emphasize, however, that our holding is fact-specific, and may not be generalized to all cases in which people seek computer copies of common-law public records. Instances may indeed arise in which, as defendants originally argued, release of computer tapes could trigger a high interest in confidentiality, even though the same information is readily available on paper. See, e.g., Kestenbaum v. Michigan State Univ., 327 N.W.2d 783 (Mich. 1982) (denying access to computer copy of student directory on privacy grounds, even though it was readily available in hard copy). Thus, we do not adopt plaintiffs' argument that this case is exactly analogous to Moore v. Board of Chosen Freeholders, 39 N.J. 26 (1962). In that case,
we essentially held that the right to hand copy common-law public
documents translated directly into an equivalent right to
photocopy them. We decline to make a similarly broad holding
here: Although hand copies and photocopies are effectively
similar, the same cannot be said of photocopies and computer
copies.
On the other hand, plaintiffs, who already have access to hard
copies of the tax lists, are clearly interested in the format of
the computer tapes. Our cases have not squarely addressed this
obvious consequence of the advent of computerization, but our
common law can accommodate the needs of this case. information and not form. The court held that a government agency that had made information available in a reasonably accessible format (microfiche) did not have to make it available in the format requested (computer tape). Id. at 762-63. In short, the agency did not have to make "twice-recorded information . . . available in the format selected by the requester." Id. at 762. Dismukes remains good law, but a later federal case, although factually distinguishable, seems to diverge on the question of format. Petroleum Information Corp. v. United States Department of Interior, 976 F.2d 1429 (D.C. Cir. 1992), involved not "twice-recorded data," but data that was available in many and varied paper documents, as well as in a preliminary computer compilation of those paper documents made by the Bureau of Land Management. The Bureau sought to avoid copying the database pursuant to a FOIA request partly on the ground that the data was available elsewhere. The Bureau argued that because the requestor had access to the information through the paper documents, the requestor must have been seeking the computer copy to uncover the Bureau's deliberative process (a FOIA exemption, 5 U.S.C.A. §552(b)(5)). The court responded: "But the Bureau itself has effectively described the difficulties of using the paper source documents; [the requestor] cannot be faulted for seeking to avoid the trouble of amassing information the Bureau has already collected." Id. at 1437. Although clearly uneasy with the holding in Dismukes, the circuit court
distinguished it on the grounds that the information requested in
Petroleum Information was not twice-recorded, and the paper
source documents were not a reasonably accessible form of the
information that was in the database. Id. at 1437 n.11.
Unlike paper records, computerized records can be rapidly
retrieved, searched, and reassembled in novel and unique ways,
not previously imagined. For example, doctors can search for
medical-malpractice claims to avoid treating litigious patients;
employers can search for workers'-compensation claims to avoid
hiring those who have previously filed such claims; and credit
companies can search for outstanding judgments and other
financial data. Thus, the form in which information is
disseminated can be a factor in the use of and access to records.
Those new considerations must be factored into the common-law
balancing test between the State's interest in nondisclosure and
the public's right to access. In this case, however, the State's
interest in nondisclosure is minimal. Supra at ___ (slip op. at
15). The Attorney General, in representing the Essex County Board of Taxation, reflects the State's legitimate interest in preserving the potential commercial value of the State's databases, even while serving the public's need for convenient access. The cost of computerization is substantial. Under both the Right-to-Know Law and the common law, the fee must be reasonable, and cannot be used as a tool to discourage access. Moore, supra, 39 N.J. at 31; Home News Publishing Co. v. Department of Health, 239 N.J Super. 172, 182 (App. Div. 1990). Historically, a reasonable fee meant one that did not exceed the
actual cost of copying. Moore, supra, 39 N.J. at 31. Plaintiffs
thus assert that the fee for the computer tapes of the tax-assessment lists should reflect only the cost of the physical
tape and the hours required to make the copy. The trial court
disagreed, noting that "the computer tapes represent a tremendous
amount of data entry, at taxpayer expense. I see no reason why
defendants should not decide whether they wish to sell it, and at
what price." 265 N.J. Super. at 625. The Appellate Division,
however, in remanding this matter for a determination of a
reasonable fee, effectively ordered that that fee reflect only
the direct cost of copying the tapes, and not the cost of
compiling them. 276 N.J. Super. at 191 ("The matter is remanded
to the trial judge to determine the reasonable cost to prepare a
duplicate list . . . on the particular electronic medium sought
by plaintiffs.").
public policy of shifting the cost of developing and maintaining
computerized public records from taxpayers generally to those who
use them, and even profit from them, directly. According to
defendants, such a limited fee structure would discourage further
computerization. In Techniscan, supra, we addressed that issue,
even though the plaintiff in that case sought computer printouts,
and not electronic copies. We observed: "No party discussed
whether the allowable costs of any requested copying were
sufficient to the circumstances. The Legislature is considering
further clarification of the relative interests of for-profit
information-gathering services and public bodies." 113 N.J. at
237 n.1.
(1994), and A. 659, 206th Leg., 1st Sess. (1994), which would
replace the Right-to-Know Law, both provide: Clearly, the public's right to access to government information in this technological age presents complicated issues with widespread ramifications. Resolution of such major policy issues lies more properly with the Legislature. Ultimately, the Legislature must determine how and at what cost the public shall be entitled to receive electronic records. Until the Legislature acts in this field, however, courts must decide those issues. Hence, we remand to the trial court to determine what is a reasonable fee to charge plaintiffs for a copy of Essex County's computer tape of the tax-assessment lists.
Chief Justice Wilentz and Justices Handler, Pollock, O'Hern, and Stein join in Justice Garibaldi's opinion. Justice Coleman did not participate.
NO. A-155/56/57/58/59/78 SEPTEMBER TERM 1994
HIGG-A-RELLA, INC., et al.,
Plaintiffs-Respondents,
v.
COUNTY OF ESSEX, et al.,
Defendant,
and
THE ESSEX COUNTY BOARD OF TAXATION, et al.,
Defendants-Appellants.
DECIDED July 19, 1995
AFFIRM & REMAND CHIEF JUSTICE WILENTZ X JUSTICE HANDLER X JUSTICE POLLOCK X JUSTICE O'HERN X JUSTICE GARIBALDI X JUSTICE STEIN X JUSTICE COLEMAN --------------- ----------- ------------- Footnote: 1 In the original complaint, plaintiffs named only Essex County as a defendant. Plaintiffs then amended their complaint to include Essex County College as a defendant because the College's data processing center had assembled the tapes. Subsequently, pursuant to the trial court's order, plaintiffs, in their second amended complaint, joined the Essex County Board of Taxation and all Essex County municipalities as defendants.
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