IMO STEVEN M. SCHAFFER, AN ATTORNEY AT LAW
Case Date: 05/12/1995
Docket No: SUPREMECOURTSYLLABUS
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(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for the
convenience of the reader. It has been neither reviewed nor approved by the Supreme Court. Please note that,
in the interests of brevity, portions of any opinion may not have been summarized).
IN THE MATTER OF STEVEN M. SCHAFFER, AN ATTORNEY AT LAW (D-11-94)
Argued January 4, 1995 -- Decided May 12, 1995
PER CURIAM
Schaffer waived the filing of a formal ethics complaint against him. He admitted that his conduct
constituted a violation of the Rules of Professional Conduct and that it reflected adversely on his fitness to
practice law. The ethics proceedings went before the Disciplinary Review Board (DRB) on stipulated facts.
The DRB noted that Schaffer had been admitted to outpatient treatment for his drug use within twelve
days of his arrest. Between August 18, 1991, and January 1, 1993, Schaffer attended group treatment twice a
week, as well as individual sessions in Regent Hospital's substance abuse treatment program. He also attended
AA meetings during the same period. At the request of the DRB, Schaffer certified that he had maintained a
drug-free state from August 18, 1991, to date.
The Office of Attorney Ethics recommended that Schaffer be suspended from the practice of law for
three months. The DRB concluded that Schaffer should receive a suspended three-month suspension. Among
the mitigating factors found by the DRB were Schaffer's sincere expression of deep regret for his actions, his
prompt and extensive remedial action after his arrest, and his ability to turn around his life in the three years
since his arrest.
HELD: In the future, an addicted attorney who is guilty of a possessory drug offense may seek to serve an
appropriate period of suspension on an accelerated basis while undertaking rehabilitation.
1. Offenses attributable to drug addiction may warrant strong disciplinary measures. Drug addiction that gives
rise to criminal and ethics offenses should not be considered mitigation. (pp. 7-8)
2. The Court adheres to the view that a "suspended suspension" is an exceptional form of discipline. It is
appropriate only under very specific circumstances that are not present in matters that are based on the
possession and use of illegal drugs. (pp. 9-10)
3. An attorney who breaks the criminal laws relating to the possession of drugs commits ethical infractions that
demonstrate a disrespect for the law, denigrate the entire legal profession, and destroy public confidence in the
practicing bar. (p. 10)
4. The Court notes, however, that there is a special hardship that befalls an attorney who is suspended several
years after the occurrence of the criminal offenses and after the attorney has confronted an addiction and
achieved recovery. A suspension from the practice of law after rehabilitation has been achieved may itself
jeopardize the recovery, undermine rehabilitation, and incite relapse. (p. 11)
6. Attorneys who otherwise qualify for an accelerated suspension must initiate the process by applying to the
Office of Attorney Ethics for an immediate suspension pending disposition of a Motion for Final Discipline by
Consent. The processing of such cases before the DRB and the Court will be expedited. (pp. 12-13)
7. Attorney Schaffer cannot obtain the benefit of the new procedures adopted by the Court in this opinion. As
a matter of fairness and in light of the specific circumstances of this case, the Court has decided to impose a
suspended suspension of three months. (p. 13)
So Ordered.
CHIEF JUSTICE WILENTZ and JUSTICES HANDLER, POLLOCK, O'HERN, GARIBALDI, STEIN,
and COLEMAN join in the Court's opinion.
SUPREME COURT OF NEW JERSEY
IN THE MATTER OF
STEVEN M. SCHAFFER,
An Attorney at Law.
Argued January 4, 1995 -- Decided May 12, 1995
On an Order to show cause why respondent
should not be disbarred or otherwise
disciplined.
John McGill, III, Deputy Ethics Counsel,
argued the cause on behalf of Office of
Attorney Ethics.
Steven M. Schaffer argued the cause pro se.
PER CURIAM.
In this attorney-disciplinary case, respondent, Steven M. Schaffer, was arrested and charged for the unlawful possession of cocaine, the unlawful possession of drug paraphernalia, and being under the influence of cocaine. He ultimately admitted that he had committed those offenses. He also admitted that his conduct constitutes a violation of the Rules of Professional Conduct, specifically RPC 8.4(b), in that his knowing and intentional possession and use of illegal drugs was a criminal act that reflects adversely on his fitness to practice law. Respondent waived the filing of a formal ethics complaint and waived a
formal hearing before the District Ethics Committee. He agreed
that the matter should proceed directly before the Disciplinary
Review Board (Board or DRB) for its review, for the sole purpose
of determining the extent of final discipline to be imposed. The
matter was presented to the DRB on a stipulation between
respondent and the Office of Attorney Ethics (OAE).
Because the ethics violations are admitted, the focus of this disciplinary proceeding is on the extent of discipline. In re Goldberg, 105 N.J. 278, 280 (1987); In re Kaufman, 104 N.J. 509, 510 (1986); In re Kushner, 101 N.J. 397, 400 (1986). Determining the appropriate measure of discipline, however, is extremely fact-sensitive. In re Kinnear, 105 N.J. 391, 395 (1987); In re Litwin, 104 N.J. 362, 366 (1986). Respondent was admitted to the New Jersey Bar in 1986. He had an office in Fort Lee, Bergen County, New Jersey. The DRB recites the details of respondent's offenses according to the stipulation, viz: On August 5, 1991, at approximately 11:50 p.m., Fort Lee police officers observed an automobile being operated at a speed lower than that of the surrounding traffic. The automobile was operated by respondent. After disregarding a stop sign and making a right turn without signaling, the automobile came to a stop. Respondent exited the automobile and entered the office of the Toll Gate Motel. One of the police officers parked his car next to respondent's and observed him in the motel office. Respondent did not register at the motel. When he came out, the
police officers stopped him and identified
themselves.
It was immediately apparent to the police
officers that respondent was under the
influence of a controlled dangerous substance
(CDS). Respondent was advised that he was
being placed under arrest for being
unlawfully under the influence of a CDS and
was also advised of his rights. Respondent
then began to back up, at which time the
officers grabbed his shirt to prevent him
from fleeing. At this juncture, two small
plastic vials fell to the floor. One of the
police officers seized the two items. The
officer suspected them to be CDS. Respondent
told one of the officers to wait a minute,
placed his right hand in the pocket of his
pants and retrieved a glass crack (cocaine)
pipe, which he handed to one of the officers.
Respondent then stated to the police officers
that, if they arrested him, they would be
ruining his life. He assured them that, if
they let him go, in the morning he would
admit himself into an in-patient program for
his drug dependency. He further stated to
the officers that he was an attorney and
asked that the officers release him from
custody. His requests were denied. At that
point, respondent admitted that he had been
using crack cocaine all night and had left
his apartment to prevent a problem with his
mother. He further stated that he was
beginning to feel the full effects of the
cocaine. His face became pale and he
requested that he be permitted to sit down
because he feared that he would pass out.
The police Command Center was called and
medical assistance was requested. Respondent
was transported to Englewood Hospital for
observation and for medical treatment for his
admitted abuse of the CDS crack cocaine. While at Englewood Hospital, one of the police officers located a plastic transparent vial on the hospital bed on which respondent was lying. The vial contained a whitish chalk substance, which the officer suspected to be CDS. The officer had observed the item lying on top of the bed sheets, while in the process of escorting respondent to the bathroom. During the time that respondent
was observed on the hospital bed, the officer
saw him go into his pants several times, near
his groin area. The officer also took a
urine sample from respondent at the hospital.
Respondent was charged with unlawful possession of cocaine,
in violation of N.J.S.A. 2C:35-10a(1), a third degree crime. He
was also charged with unlawful possession of drug paraphernalia,
in violation of N.J.S.A. 2C:36-2, and with being unlawfully under
the influence of a controlled dangerous substance, in violation
of N.J.S.A. 2C:35-10b, both disorderly persons offenses. In
addition, respondent was charged with the motor vehicle offense
of possession of a CDS in a motor vehicle, in violation of
N.J.S.A. 39:4-49.1.
Medical Group, P.C., and the Director of Treatment for Adult and
Adolescent Dual Diagnosis Units at Regent Hospital, in New York.
According to Mr. Greenberg's certification, respondent was
admitted to the Metropolitan Medical Group Outpatient Treatment
Center at Regent Hospital on August 18, 1991, twelve days after
his arrest. Mr. Greenberg stated:
The DRB found that from August 18, 1991 through January 1,
1993, respondent attended regularly scheduled group treatment
twice a week, as well as an individual session in the hospital's
substance abuse treatment program. Respondent also provided
urine specimens two to three times a week as part of the
treatment program. Further, he tested free from alcohol and all
mood-altering substance during the treatment program. In
addition, the urinalysis test results from the hospital's
treatment program were provided to the supervisor of the Bergen
County PTI program before the entry of the March 20, 1992 order
of dismissal, as well as on April 27, 1992 and August 6, 1992.
the DRB, submitted a certification stating that he has been drug-free from August 18, 1991 to date.
The privilege to practice law is founded on high moral character. In re La Duca, 62 N.J. 133, 140 (1973); In re Pennica, 36 N.J. 401, 433-34 (1962); In re Gavel, 22 N.J. 248, 266 (1956). Indeed, this requirement inheres in our paramount concern in the administration of attorney discipline for the maintenance of public confidence in the integrity of the bar. In re Kaufman, supra, 104 N.J. at 513. A criminal conviction evidences a fundamental disrespect for law and is conclusive evidence of an attorney's guilt in disciplinary proceedings, R. 1:20-6(b)(1); In re Kinnear, supra, 105 N.J. at 395. Discipline for ethics transgressions is not obviated or lessened because an attorney's conduct did not involve the practice of law or arise from a lawyer/client relationship. Offenses that evidence ethical shortcomings, though not committed in the attorney's professional capacity, may, nevertheless, warrant discipline. In re Hasbrouck, __ N.J. __ (1995) (slip op. at 5) (citing In re Suchanoff, 93 N.J. 226, 230 (1983); In re Kinnear, supra, 105 N.J. at 395). Misconduct, whether private or professional in nature, that evidences a want of the good character and integrity that are essential for a person to engage in the practice of law constitutes a basis for discipline. In re Franklin, 71 N.J. 425, 429 (1976); In re La Duca, supra, 62 N.J.
at 140; In re Gavel, supra, 22 N.J. at 266. The obligation of an
attorney to maintain the high standard of conduct required by a
member of the bar applies even to activities that may not
directly involve the practice of law or affect his or her
clients. In re Suchanoff, supra, 93 N.J. at 230; In re Rutledge,
101 N.J. 493, 498 (1986); In re Huber,
101 N.J. 1, 4 (1985); In
re Franklin, supra, 71 N.J. at 429. The Court's central concern
in the administration of attorney discipline is not to punish the
attorney, but, more broadly, to promote public confidence in the
integrity of the bar. In re Kinnear, supra, 105 N.J. at 397; In
re Kushner, supra, 101 N.J. at 400.
[a]lthough mitigating factors are relevant to
the severity of discipline, . . . drug
addiction is generally not such a factor. . .
Moreover, drug addiction, whether to legal or
illegal drugs, may not mitigate serious
ethical infractions such as misappropriation
or crimes involving dishonesty, fraud, deceit
or misrepresentation.
[
122 N.J. 87, 94 (1991) (citations
omitted).]
The OAE requested that respondent be suspended for a period
of three months, relying on In re Nixon,
122 N.J. 290 (1991).
However, the DRB was "convinced that to impose a three-month
suspension would serve no other purpose but to punish
respondent." Accordingly, a majority of the Board recommended
that respondent receive a suspended three-month suspension.
years, and regular attendance at AA meetings.
To this date, respondent participates in AA
meetings three or four times a week.
Moreover, respondent's conduct occurred three
years ago and, according to him, has
completely changed his life. Respondent
contended that, without this change, he would
probably have died. He also informed the
Board that his work and productivity have
increased greatly since his recovery and that
his career as an attorney is his whole life.
The DRB believed that a suspended sentence
We disagree with the approach taken by the DRB in this case.
constitutes an exceptional form of discipline and is not
appropriate in any other kind of disciplinary case.
We are not, however, unmindful of the special hardship that
befalls an attorney who is suspended from the practice of law
several years after the occurrence of the criminal and ethics
offenses, and after he or she has confronted the underlying
addiction that gave rise to the offenses, and has achieved
recovery. However, the special hardship in imposing a suspension
on such an attorney after successful rehabilitation is not that
the suspension from the practice of law is disproportionate to
the offense. It is not. E.g. In re Nixon, supra. Rather, it is
the suspension from the practice of law that is imposed after
rehabilitation has been achieved that can engender special
hardship because it may itself jeopardize that recovery,
undermine rehabilitation and incite relapse.
confidence will be vindicated by the exaction of strict
discipline commensurate with the commission of a criminal
offense, and, the attorney will not be confronted by a delayed
suspension that may serve to undermine the rehabilitation that he
or she has achieved. We, therefore, now authorize a form of
discipline -- an accelerated suspension -- for this class of
cases. We do not authorize this form of discipline in cases
involving controlled dangerous substances in which there are
egregious and aggravating circumstances. E.g., In re Hasbrouck,
supra.
Court within a period to coincide with the period of suspension.
If the DRB denies the Motion for Final Discipline by Consent the
respondent may move to vacate the temporary suspension. If final
discipline is a longer period of suspension respondent shall be
credited with the suspension already served.
In addition, respondent is to reimburse the Disciplinary
Oversight Committee for costs, including but not limited to the
cost of producing transcripts.
Chief Justice Wilentz and Justices Handler, Pollock, O'Hern,
Garibaldi, Stein, and Coleman join in this opinion.
IN THE MATTER OF :
WITNESS, the Honorable Robert N. Wilentz, Chief Justice, at
Trenton, this 12th day of May, 1995.
/s/ Stephen W. Townsend
NO. D-11 SEPTEMBER TERM 1994
Decided May 12, 1995
Order returnable
Opinion by PER CURIAM
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