IN RE: INQUIRY OF EVAN W. BROADBELT, J.M.C.
Case Date: 10/10/1996
Docket No: SUPREMECOURTSYLLABUS
|
(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for the
convenience of the reader. It has been neither reviewed nor approved by the Supreme Court. Please note that,
in the interests of brevity, portions of any opinion may not have been summarized).
Argued January 17, 1996 -- Decided October 10, 1996
PER CURIAM
This case concerns whether a sitting municipal court judge may appear on television to comment on
cases pending in other jurisdictions.
Evan W. Broadbelt has been a municipal court judge since 1982. He serves five municipalities in
Monmouth and Ocean counties. A well-respected municipal judge, Judge Broadbelt appeared on "Court TV"
in excess of fifty times since 1992, serving as a guest commentator. Since November 1994, Judge Broadbelt also
appeared on CNBC three times to discuss the O.J. Simpson trial. He also appeared on a local television
program to discuss generally the jurisdiction and procedures of the municipal courts. Judge Broadbelt was not
compensated for any of those television appearances.
In December 1994, Monmouth County Assignment Judge Lawrence Lawson requested that all
Monmouth County municipal court judges notify him before making any television appearances. After twice
giving Judge Broadbelt permission to appear on "Geraldo Live," Judge Lawson withdrew his permission and
requested that Judge Broadbelt refrain from appearing on television. After Judge Broadbelt noted his
disagreement with that decision, Judge Lawson referred the matter to the Supreme Court's Advisory Committee
on Extrajudicial Activities (ACEA). After considering the matter, the ACEA issued Opinion No. 13-95, which
determined that Judge Broadbelt's activities did not conform to Canon 2B of the Code of Judicial Conduct and
the ACEA's implementing Guideline (IV.C.1).
Judge Broadbelt petitioned the Court for review of the ACEA's decision. The Court granted the
petition for review.
HELD: Television appearances by a municipal court judge as a commentator on pending cases in other
jurisdictions violates Canons 3A(8) and 2B of the Code of Judicial Conduct.
1. Canon 3A(8) prohibits judges from commenting on pending cases in any jurisdictions. Judge Broadbelt's
comments violated that Canon, which is clear and unambiguous. The judge's comments had the potential to
compromise the integrity of the judiciary in New Jersey. The ACEA is directed to modify its Guideline III.A.5.a
to conform to the language of the Canon. (pp. 4-11)
2. Judge Broadbelt's regular appearances on commercial television violated Canon 2B, which forbids a judge
from "lend[ing] the prestige of office to advance the private interests of others***." Although not every television
appearance will be improper, or will create the appearance of impropriety, exceptional caution and discretion
are necessary on the part of judges who are invited to participate in television work. The Court looks to the
ACEA to help formulate standards that will govern such appearances in the future. (pp. 12-17)
3. Although Judge Broadbelt's conduct could be viewed as authorized by Canon IV of the Code (a judge "may
engage in activities to improve the law, the legal system, and the administration of justice"), conduct that is
violative of another canon is not excused because it appears to be authorized by Canon 4. (pp. 18-19)
4. The restrictions placed on Judge Broadbelt's speech do not violate the First Amendment because the
regulation of that speech furthers a substantial governmental interest (unrelated to the suppression of expression)
and is no more restrictive than necessary. The preservation of the independence and integrity of the
As MODIFIED, the opinion of the Advisory Committee on Extrajudicial Activities is AFFIRMED.
JUSTICES HANDLER, POLLOCK, O'HERN, GARIBALDI, STEIN, and COLEMAN join in the
opinion of the Court.
SUPREME COURT OF NEW JERSEY
IN RE: THE INQUIRY OF EVAN W.
BROADBELT, J.M.C.
Argued January 17, 1996 -- Decided October 10, 1996
On review of an opinion of the Advisory Committee on
Extrajudicial Activities.
Francis X. Crahay argued the cause for appellant, Evan
W. Broadbelt, J.M.C. (Tompkins, McGuire & Wachenfeld,
attorneys; Evan W. Broadbelt, J.M.C., pro se, on the
briefs).
Michael J. Haas, Senior Deputy Attorney General, argued
the cause for respondent, Advisory Committee on
Extrajudicial Activities (Deborah T. Poritz, Attorney
General of New Jersey, attorney; Joseph L. Yannotti,
Assistant Attorney General, of counsel).
Floyd Abrams, a member of the New York bar, argued the
cause for amicus curiae, Courtroom Television Network
(Robert S. Steinbaum, attorney).
PER CURIAM
The facts are undisputed. Petitioner, Evan W. Broadbelt,
has been a municipal court judge since 1982 and serves five
municipalities in Monmouth and Ocean counties. A well-respected
municipal judge, Judge Broadbelt appeared on "Court TV" in excess
of fifty times since 1992 to serve as a guest commentator. Since
November 1994, Judge Broadbelt appeared on CNBC on three
occasions to provide guest commentary on the "O.J. Simpson case,"
People v. Simpson, No. BA097211 (Cal. Super. Ct. 1995). He also
appeared on a local television program in 1994 to discuss
generally the jurisdiction and procedures of the municipal
courts. Judge Broadbelt did not receive compensation for any of
those television appearances.
Opinion No. 13-95, pursuant to Rule 1:18A-4, and determined that
Judge Broadbelt's activities did not conform with Canon 2 of the
Code of Judicial Conduct (Code) and Guideline IV.C.1. of the
Guidelines for Extrajudicial Activities for New Jersey Judges.
Although not the focus of the Committee's determination, we first consider whether Judge Broadbelt's commentary violated Canon 3A(8). Canon 3 provides that judges "should perform the duties of judicial office impartially and diligently." Extrajudicial duties should not encroach on or conflict with
those duties. Report of Supreme Court Committee on Extrajudicial
Activities,
117 N.J.L.J. 367, 367 (Mar. 20, 1986)(Report). Canon
3A(8) of the CodeSee footnote 1 provides:
Judge Broadbelt argues that Canon 3(A) does not govern his
televised legal commentary about pending cases because his
conduct was extrajudicial in nature, and not a "duty of office"
subject to the strictures of Canon 3. Additionally, petitioner
and amicus both urge this Court to apply Guideline III.A.5.a
(which prohibits only comment on cases pending in New Jersey
courts), contending that under that Guideline the conduct is
permissible. Amicus asks this Court to adopt a special test,
pursuant to which a judge would be prohibited from commenting on
a pending case only if there is a showing of harm to the judicial
system.
nature. Canon 3A(8) specifically states that "[t]his subsection
does not prohibit judges from making public statements in the
course of their official duties. . . ." That language suggests
that the Canon applies both to public statements made in the
course of a judge's official duties and to statements made that
are independent of those duties.
intended to supplant or modify the Code. Report, supra,
117
N.J.L.J. at 367. Moreover, the canons are to be construed
broadly to vindicate their purpose of maintaining public
confidence in the judicial system. In re Blackman,
124 N.J. 547,
554 (1991).
about a pending case will be improper and result in
disqualification of the judge. Although the Canon clearly
prohibits most forms of public comment about pending cases, the
National Conference of State Trial Judges Committee on News
Reporting and Fair Trial has suggested that
[Sheffield, supra, 465 So.
2d at 355 (quoting Nat'l
Conf. of State Trial Judges Comm. on News Reporting and
Fair Trial, Judicial Guidelines for Dealing with News
Media Inquiries and Criticism (5th Draft, June 5,
1984)).]
In United States v. Garwood,
16 M.J. 863, 868 (A.C.M.R.
1983), aff'd,
20 M.J. 148 (C.M.A.), cert. denied,
474 U.S. 1005,
106 S. Ct. 524,
88 L. Ed.2d 456 (1985), a trial judge engaged in
press and media interviews on national broadcast networks, the
television program "Nightline," and for the Associated Press. In
those interviews, the judge expressed his opinion about tactical
decisions by the defense, the relevance of certain discovery
items, and his opinion on whether the defendant should take the
stand in a pending case. Ibid. The reviewing court found the
judge's conduct "inexcusable" and concluded that, no matter how
well-motivated, the judge's comments crossed the line between
permissible and impermissible commentary. Id. at 869.
In In re Benoit,
523 A.2d 1381, 1382-83 (Me. 1987), the
court found it inappropriate for a judge, after a case was
remanded, to write a letter to the editor of a local newspaper
defending his original sentences. The court stated that
"citizens, whose legal rights and freedoms were at risk, were
subjected to a public prejudgment of their cases by the very
judge who was assigned to reimpose sentence. We cannot tolerate
such a conspicuous display of judicial bias regarding pending
cases." Id. at 1383 (footnotes omitted).
Committee disapproved of a full-time judge's appearances on Court
TV to discuss cases pending in courts outside of the state. N.Y.
Adv. Comm. on Jud. Ethics, Op. 93-133 (1994). The Committee
stated: The New Jersey Advisory Committee on Extrajudicial Activities has recommended that to avoid conduct in violation of Canon 3A(8) judges should not participate in seminars or symposia if the principal subject is a pending case, because "the give and take [of the discussion] might expose the judge to the hazard of . . . commenting on the issues [in the pending case], no matter how hard the judge tried to avoid the pitfalls." Adv. Comm. on Judicial Ethics, Op. 1-89 (1989); Adv. Comm. on Judicial Ethics, Op. 3-88 (1988). The Advisory Committee also recommended that a judge should decline an invitation to participate in a law school seminar on post-conviction issues in death penalty cases when the subject matter of the seminar is a pending capital case over
which the judge presided. Adv. Comm. on Judicial Ethics, Op. 2-88 (1988). We find the Canon to be clear and unambiguous: a judge should not comment on pending cases in any jurisdiction. By prohibiting judges from commenting on pending cases in any court, we avoid the possibility of undue influence on the judicial process and the threat to public confidence posed by a judge from one jurisdiction criticizing the rulings or technique of a judge from a different jurisdiction. William G. Ross, Extrajudicial Speech: Charting the Boundaries of Propriety, 2 Geo. J. Legal Ethics 589, 598 (1989); see also David M. Rothman, California Judicial Conduct Handbook 1-39 (1990) (observing that judges should not comment on cases pending in courts outside of their jurisdictions because (1) such comments could affect outcome, (2) comments could appear to exert pressure on judge to decide a certain way, and (3) such comments could undermine public confidence in judicial decisions).
We conclude that Judge Broadbelt should not have commented
on pending cases from any jurisdiction. Moreover, we are
persuaded that Judge Broadbelt's commentary on pending cases on
"Court TV" and on "Geraldo Live" was inappropriate and had the
potential to compromise the integrity of the judiciary in New
Jersey. We direct the Advisory Committee to modify Guideline
III.A.5.a to conform with Canon 3A(8).
We also determine whether Judge Broadbelt's conduct violated
Canon 2B. Canon 2 states that a judge "should avoid impropriety
and the appearance of impropriety in all activities." Canon 2B
forbids a judge from "lend[ing] the prestige of office to advance
the private interests of others . . . ."See footnote 2 The Commentary to
Canon 2B states:
Judge Broadbelt argues that his appearance on commercial
television programs to discuss pending cases is neither governed
by nor violative of Canon 2B. The Advisory Committee insists
that the judge's conduct violated Canon 2B because his regular
television appearances allowed the prestige of his judicial
office to advance the private interests of commercial television.
intrusive." Id. at 551. Because judges are the "subject of
constant public scrutiny," ibid., they must be diligent to ensure
that their conduct does not create the appearance of impropriety.
That Committee also addressed the issue of judges writing for commercial, law-related publications, and promulgated Guideline III.C concerning the circumstances under which a judge could write for a commercial publication. Most notably, judges writing for commercial publications may not receive any compensation for their work. The Committee noted: Writing differs from teaching and other forms of oral presentation in the degree of permanence of the record, the relative non-exclusivity of the body of readers and the opportunity for review and revision of the finished work. The need to avoid the appearance of prejudgment becomes more acute in the case of writing. A judge who has criticized the state of law or expressed a view on what the law ought to be in a published article or treatise may later, while on the bench, hear those views quoted by counsel during argument on the
same issue. It would be difficult for opposing
counsel or litigants to become convinced that the
judge would respond affirmatively to a contrary
argument.
In 1961, the ABA issued an opinion barring judges from appearing on commercial television programs that simulate or recreate judicial proceedings on the ground that such appearances are prohibited by Canon 2B. ABA Comm. on Professional Ethics, Formal Op. 298 (1961). The opinion also stated, however, that it did not consider whether other programs such as panel discussions or interviews would be improper. Ibid. In the same year, the Association approved of a judge's appearance on "Meet the Press" because it was "distinctly . . . a public service type [of show]" similar to a news report dealing with matters of general public interest. ABA Comm. on Professional Ethics, Informal Op. C-230(g) (1961). Moreover, the Committee stated that "the nature of the program and the nature of the appearance of the lawyer or judge on it is the important thing and whether or not it is commercially sponsored is secondary." Ibid. In Opinion No. 14-1991, the South Carolina Advisory Committee on Standards of Judicial Conduct addressed an analogous question. The Committee decided that Canon 2 prohibited a judge from answering questions on a radio talk show. S.C. Adv. Comm. on Standards of Judicial Conduct, Op. 14-1991 (1991). The Committee stated that "[i]n associating himself with the question and answer Radio Talk Show on a regular basis, the judge would clearly lend the prestige of his office to the advancement of the
radio station, in an area where the public perceives him to be an
expert." Ibid. Furthermore, the Committee added that "[t]he
spontaneous interchange between the judge and the call in
listener could well affect the dignity of the judge, his office
and interfere with his performance of his judicial office, as
well as, having [a] negative impact on the dignity of other
members of the judiciary and the effectiveness of their
performance of their judicial duties." Ibid. The South Carolina
Committee focused on the nature and effect of the judge's
conduct, and not merely on whether the show was commercial or
non-commercial.
frequency of Judge Broadbelt's appearances, Judge Broadbelt
became regularly identified with the program, thereby lending it
the prestige of his judicial office.
The final Canon involved in this case is Canon 4. Canon 4
states that a judge "may engage in activities to improve the law,
the legal system, and the administration of justice." It further
provides:
A. A judge may speak, write, lecture, and
participate in other activities
concerning the law, the legal system,
and the administration of justice.
B. A judge may teach concerning the law,
the legal system, and the administration
of justice.
Petitioner insists that his conduct is governed and
permitted by Canon 4 because it is extrajudicial in nature and
constitutes teaching about the judicial system. The Committee
argues that the judge's conduct is not subject to review solely
under Canon 4 because it is extrajudicial in nature; rather, the
conduct is to be examined under each of the canons to determine
its propriety.
are not permitted. See also Adv. Comm. on Judicial Ethics, Op.
3-88, supra (concluding that judge's comments about pending case,
which are barred by Canon 3A(8), are not excused because they
could be of some assistance to court under Canon 4).
Finally, we address the constitutional question whether placing restrictions on a judge's speech violates the First Amendment. A judge does not relinquish his or her First Amendment rights on ascending to the bench. In re Rome, 542 P.2d 676, 684 (Kan. 1975); William G. Ross, Extrajudicial Speech: Charting the Boundaries of Propriety, 2 Geo. J. Legal Ethics, 589, 594 (1989). However, limitations may be placed on a judge's First Amendment rights. See Halleck v. Berliner, 427 F. Supp. 1225, 1239 (D.D.C. 1977); see also Scott v. Flowers, 910 F.2d 201, 212 (5th Cir. 1990) (observing that "state may restrict the
speech of elected judges in ways that it may not restrict the
speech of other elected officials"); In re Hey, ("Hey II"),
452 S.E.2d 24, 30 (W. Va. 1994) (same). In analyzing a judge's
right to speak freely, courts have employed different
constitutional standards: the Pickering public-employee
balancing test, the strict-scrutiny test, and the hybrid
Pickering/strict-scrutiny test. In addition, commentators have
advocated that courts apply the Gentile middle-tier scrutiny
standard to regulate judicial speech. Erwin Chemerinsky, Is it
the Siren's Call?: Judges and Free Speech While Cases are
Pending,
28 Loy. L.A. L. Rev. 831, 842 (1995).
freely must be (1) narrowly tailored to serve a compelling
governmental interest; and (2) the least restrictive means
available to achieve that interest. Barone v. Department of
Human Services,
107 N.J. 355, 365 (1987) (citing Graham v.
Richardson,
403 U.S. 365,
91 S. Ct. 1848,
29 L. Ed.2d 534
(1971)).
We have applied a middle-tier scrutiny test in cases
involving regulation of an attorney's speech about pending cases.
In re Rachmiel,
90 N.J. 646, 654 (1982); In re Hinds,
90 N.J. 604, 614 (1982). In Hinds, we found that a disciplinary rule
forbidding an attorney from commenting on a pending case did not
violate the First Amendment.See footnote 3 We applied a two-prong test, in
which a regulation will be found constitutional if it (1)
"further[s] an important or substantial governmental interest
unrelated to the suppression of expression"; and (2) is no more
restrictive than necessary to protect the governmental interest
involved. Hinds, supra, 90 N.J. at 614; Rachmiel, supra, 90 N.J.
at 654-55.
Although we believe that the imposition of restrictions on a
judge's free speech rights would probably pass constitutional
muster under any of those standards, we find most appropriate the
Gentile/Hinds standard. Under that standard, the regulation of a
judge's speech will be upheld if it furthers a substantial
governmental interest unrelated to suppression of expression, and
is no more restrictive than necessary. Avoiding material
prejudice to an adjudicatory proceeding is one example of a
governmental interest sufficient to uphold restrictions on a
judge's speech. The preservation of the independence and
integrity of the judiciary and the maintenance of public
confidence in the judiciary -- the interests underlying Canons
3A(8) and 2B -- are obviously interests of sufficient magnitude
to sustain those Canons under the Gentile/Hinds standard, and we
are satisfied that the restrictions on a judge's speech imposed
by those Canons are no greater than necessary. Accordingly, we
uphold the constitutionality of their application to Petitioner.
As modified by this opinion, we affirm Opinion No. 13-95 of
the Advisory Committee on Extrajudicial Activities. JUSTICES HANDLER, POLLOCK, O'HERN, GARIBALDI, STEIN, and COLEMAN join in the opinion of the Court.
NO. A-71 SEPTEMBER TERM 1995
On review of an opinion of the Advisory Committee on Extrajudicial
Activities.
IN RE: THE INQUIRY OF EVAN W.
BROADBELT, J.M.C.
DECIDED October 10, 1996
Footnote: 1In the Model Code of Judicial Conduct this provision
is contained in Canon 3A(6).
Footnote: 2Guideline IV.C.1, on which the Advisory Committee also
relied in finding that Judge Broadbelt's requested appearances
would be improper, contains language similar to Canon 2B. The
guideline provides: "A judge should avoid lending the prestige
of the office to advance the private interests of others and
should avoid conveying or permitting others to convey the
impression that they are in a special position to influence the
judge."
Footnote: 3The Disciplinary Rule in question provided:
During the selection of a jury or the trial of a
criminal matter, a lawyer or law firm associated
with the prosecution or defense of a criminal
matter shall not make or participate in making an
extrajudicial statement that he expects to be
disseminated by means of public communication and
that relates to the trial, parties, or issues in
the trial or other matters that are reasonably
likely to interfere with a fair trial. . . .
|