SOUTHERN NEW JERSEY NEWSPAPERS V. TWP. OF MT. LAUREL
Case Date: 07/19/1995
Docket No: SUPREMECOURTSYLLABUS
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(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for the
convenience of the reader. It has been neither reviewed nor approved by the Supreme Court. Please note that,
in the interests of brevity, portions of any opinion may not have been summarized).
Argued March 27, 1995 -- Decided July 19, 1995
STEIN, J., writing for a unanimous Court.
The issue in this appeal is whether the press may obtain access to firearm permits and the underlying
applications for those permits.
In October 1989, Judith Thomas of the Courier-Post, which is owned and published by Southern New
Jersey Newspapers, Inc. (Southern), requested access to firearm permits issued by law enforcement officials in
Mt. Laurel. Her request was denied, which led to the filing of the within suit. Southern expanded its request
to include all documents relating to applications to purchase firearms other than handguns. Included were forms
in respect of mental health records, reference letters, and background-investigation checks.
Southern sought access to the records on several grounds. These included the Right to Know Law, the
common-law right of access, and a federal and state constitutional right of access. On cross-motions for
summary judgment, the trial court granted relief to Mt. Laurel and the other defendants. Southern appealed
to the Appellate Division.
The Appellate Division affirmed the denial of access but substituted its own reasoning for that of the
trial court. Southern filed a petition for certification with the Supreme Court. The Attorney General cross-petitioned for certification, arguing that the Appellate Division erred in determining that the Right to Know Law
requires local police chiefs or the Superintendent of the State Police to create summaries or statistical analyses
of government documents. The Supreme Court granted both petitions.
HELD: Although plaintiff's Right to Know Law request to obtain access to firearm permits and related
documentation has been rendered moot by a regulation of the Attorney General, the matter is remanded to the
trial court to conduct an appropriate balancing test under the common-law right of access.
1. Because the Attorney General readopted a regulation exempting from public disclosure background checks
and applications for the purchase of firearms, Southern's claim of access under the Right to Know Law is moot.
The Court does not, therefore, reach the question of whether the Right to Know Law requires public officials
to provide summaries or statistical analyses of government documents. The Court notes, however, that the
Appellate Division's decision on this issue appears to be inconsistent with prior interpretations of the Right to
Know Law. (pp. 14-17)
2. New Jersey courts have long-recognized a limited common-law right to inspect governmental records. The
citizen seeking the records must establish that he or she has an "interest" in the records. Furthermore, the
records must be "public records." If both requirements have been met, the court must then balance the
applicant's interest in the information against the public's interest in the confidentiality of the documents. As
a part of that balancing, the court may have to inspect the sought-after records privately ("in camera"). The end
result may be to release all of the records, none of the records, or an edited version of the records. (pp. 18-23)
3. Southern has a sufficient interest to request access to public records. The requested documents are public
records. The courts below, however, may have concluded prematurely that the State's interest in confidentiality
outweighed Southern's interest in access. The record insufficiently defines the public purpose to be advanced
by access to the documents. (pp. 23-25)
5. The information that the court releases will depend on Southern's actual interest in obtaining access to that
material. The court should attempt to provide only information that is responsive to the public interest at stake,
which may result in the use of redacted documents. (pp. 27-29)
6. The Court treats the request for access to the Consent for Mental Health Records Search form separately.
It refers the trial court to a statute (N.J.S.A. 30:4-24.3), which addresses the confidentiality of such forms, and
identifies the exemptions to such confidentiality. (pp. 29-30)
7. In light of its disposition, the Court does not reach Southern's constitutional claims.
The judgment of the Appellate Division is AFFIRMED as MODIFIED, and the matter is REMANDED
to the Superior Court, Law Division, for further proceedings consistent with the opinion.
CHIEF JUSTICE WILENTZ and JUSTICES HANDLER, POLLOCK, 0'HERN, GARIBALDI, and
COLEMAN join in JUSTICE STEIN's opinion.
SUPREME COURT OF NEW JERSEY
SOUTHERN NEW JERSEY
Plaintiff-Appellant,
v.
THE TOWNSHIP OF MT. LAUREL,
Defendants-Respondents,
and
ATTORNEY GENERAL OF NEW JERSEY,
Intervenor-Respondent
Argued March 27, 1995 -- Decided July 19, 1995
On certification to the Superior Court,
Appellate Division, whose opinion is reported
at
275 N.J. Super. 465 (1994).
John C. Connell argued the cause for appellant
(Archer & Greiner, attorneys; George F.
Kugler, of counsel).
Michael L. Mouber argued the cause for
respondents.
Mark J. Fleming, Assistant Attorney General,
argued the cause for respondent and cross-appellant (Deborah T. Poritz, Attorney General
of New Jersey, attorney; Alexander P. Waugh,
Jr., Executive Assistant Attorney General, of
counsel; Carol Johnston, Deputy Attorney
General, on the brief).
Jean Hartman Culp, Assistant County Solicitor,
argued the cause for amicus curiae, Burlington
County Adjustor (Stephen J. Mushinski,
Burlington County Adjustor, attorney).
The opinion of the Court was delivered by
The issue in this appeal is whether the press may obtain
access to firearm permits and the documentation supporting the
applications for those permits. The Courier-Post sought access to
all documents maintained by the Township of Mount Laurel Police
Department relating to applications to purchase firearms. The
trial court denied access to those records. The Appellate Division
affirmed, but granted the newspaper an opportunity to make limited
inquiries concerning whether the department had complied with the
statute authorizing issuance of firearm permits. We granted
certification.
139 N.J. 289 (1994).
The essential facts are undisputed. In October 1989, Judith Thomas, a reporter for the Courier-Post, a daily newspaper owned and published by plaintiff, Southern New Jersey Newspapers, Inc., requested access to records of permits for the sale and purchase of firearms issued by law-enforcement officials of defendant Township of Mount Laurel (Mount Laurel). Thomas sought access to those
records to obtain information relevant to her investigation of
Saunder Weinstein, the Director of Public Safety and Acting Chief
of Police of defendant Mount Laurel Police Department (Police
Department), asserting a general interest in determining whether
Weinstein had issued firearm permits without legal authority.
Police Department officials refused to grant access without a
formal demand letter from plaintiff's counsel.
encompass all documents maintained by the Police Department
relating to applications to purchase firearms, including reference
letters, background-investigation reports, and forms containing the
applicant's consent to search his or her mental-health records (if
any) and the result of that search. The demand, however, did not
extend to files on applications to carry a handgun.
that constituted a completed investigative file: (1) a completed
and signed application for either a firearms-purchaser
identification card or a handgun-purchase permit; (2) the Consent
for Mental Health Records Search form, which the applicant signs
and the county adjuster completes after searching its mental-health
records; (3) two answered reference letters; (4) a set of
fingerprints and any report issued by the State Police or the
Federal Bureau of Investigation regarding any comparison with
fingerprints on file; (5) a Criminal History Report (rap sheet);
and (6) a Firearms Applicant Investigation Report, which contains
a summary of the above five documents. In addition, the court
noted that if an applicant intends to purchase a handgun, the file
will eventually include a Permit to Purchase a Handgun and Form of
Register, which the applicant delivers in quadruplicate to the
handgun seller, who, after selling the applicant a handgun,
completes the permit and delivers the original to the
Superintendent of the State Police, and copies to the chief of
police of the municipality in which the applicant resides and to
the applicant, the seller retaining a copy. See N.J.S.A. 2C:58-3h.
(The file, however, does not contain either the original or a copy
of the Firearms Purchaser Identification Card, which the applicant
retains.)
Law, N.J.S.A. 47:1A-2, because it viewed the firearms-licensing
statute, N.J.S.A. 2C:58-1 to -16, as "creating a detailed
regulatory scheme precedent to the retail sale of handguns and
other firearms * * * based upon a prescribed and written
application form and centered around a mandated investigation
[that] commences with information required by statute to be offered
by the applicant in writing." The court reasoned "that the entire
process is required by law and therefor[e] the paperwork generated
by the process reasonabl[y] necessary to its implementation lies
within the intent of the legislative definition of a public
record."
to the Superintendent or to the Division of State Police, the court
"conclude[d] [that] the regulation [was] within the reasonably
implied scope of regulatory powers of the Division of State
Police."
been] properly administered in Mount Laurel," the court concluded
that plaintiff's interest was outweighed by the State's interest in
obtaining candid responses from the applicants and their character
references, in preventing an increase in black-market sales of
unregistered firearms, and in not deterring qualified persons from
applying for a permit or identification card.
prohibition against disclosure beyond "background investigation"
materials to all documents sought by plaintiff, see
24 N.J.R. 3022
(Sept. 8, 1992), which the Superintendent of the State Police
adopted "without change." See
24 N.J.R. 4068 (Nov. 2, 1992).
explaining that because the Superintendent was not the head of a
principal department of State government, he had lacked the
authority to promulgate an administrative regulation denying access
to public records. 275 N.J. Super. at 483; see Executive Order No.
9 (Sept. 30, 1963) (delegating to head of each principal department
of Executive Branch authority to adopt regulations exempting
records from disclosure under Right-to-Know Law). Nevertheless,
the Appellate Division agreed with the trial court's conclusion
that Insofar as access under the common-law balancing test was concerned, the Appellate Division found that the investigative-file documents were common-law public records, id. at 479, and adopted the trial court's analysis, adding that the "public interest evaluation has been confirmed by the two other branches of government. The Superintendent promulgated the confidentiality regulation, resting it on notions of privacy and public safety. The Legislature approved the regulation, thus endorsing its policy * * * ." Id. at 484. However, it stated that "[r]ecognition of the strong * * * public policy interest * * * does not alone
resolve this case [regarding] the documents [that] continue to
retain Right to Know status." Id. at 484-85. The court also
referred to N.J.S.A. 2A:84A-27, which prohibits disclosure of
official State or federal information if a court finds that
disclosure will be harmful to public interests. Denying access to
the Right-to-Know-Law documents, it held that "the public interests
enunciated by the Superintendent in promulgating N.J.A.C. 13:54-1.15, deemed approved by the Legislature, and embodied in the trial
[court]'s findings, fall within the contemplation of N.J.S.A.
2A:84A-27(b), at least [regarding] disclosures as broad and
undifferentiated as those sought by plaintiff." 275 N.J. Super. at
485. "An affirmative response to such inquiries may then be pursued in a more limited fashion, * * * and more easily amenable to devices such as redaction, protective orders, and in camera reviews, which
can be judicially tailored to the needs of the individual case,
while mindful of public interest considerations." Id. at 486.
Thus, because plaintiff had "not availed itself of the opportunity
to make such limited inquiries," the court granted plaintiff leave
to amend the pleadings "to make requests [that] are consistent with
this opinion." Ibid.
broad access to the requested mental health records under [the]
common law." Id. at 481. Plaintiff petitioned for certification on the issue whether it had a right of access to the investigative-file documents pursuant to the Right-to-Know Law, the common law, and the State and Federal Constitutions. The Attorney General cross-petitioned, contending that the Appellate Division erred in holding that under the Right-to-Know Law a local police chief or the Superintendent is required to respond to specific inquiries, which will result in the responsible official's searching through records to create summaries or statistical analyses of government documents. In April 1995, the Attorney General readopted N.J.A.C. 13:54-1.15, effective May 1, 1995. 27 N.J.R. 1807 (May 1, 1995). That
regulation exempts from public disclosure "[a]ny background
investigation conducted" as well as
comprehensive regulations * * * ."), aff'd,
129 N.J. 389 (1992),
cert. denied, ___ U.S. ___,
113 S. Ct. 1066,
122 L. Ed.2d 370
(1993); In re N.J.A.C. 14A:20-1.1 Et Seq.,
216 N.J. Super. 297, 304
(App. Div. 1987) ("[The Department of Energy] was prohibited from
implementing and enforcing the regulations, not from readopting
them to moot the challenge to their validity on appeal.").
public agencies are not required to produce new information even if
the documents available under the Right-to-Know Law and the common
law are unresponsive to a citizen's inquiry. Nevertheless, we note
that rigid adherence to that general rule might not necessarily be
appropriate in all cases, and observe that the Appellate Division
has ruled to that effect in Board of Education v. New Jersey
Department of the Treasury,
279 N.J. Super. 489, 500, 502 (holding
that claims-information data for specific municipality or State
agency constituted public records under Right-to-Know Law and
common law even though such data was not grouped by municipality or
agency but rather was compiled into two groups--State and local),
leave to appeal granted, ___ N.J. ___ (1995).
The requirements and procedures for issuance of firearm licenses and handgun permits are set forth in N.J.S.A. 2C:58-1 to -16 and N.J.A.C. 13:54-1.1 to -1.15. Under the statute, a person must obtain a permit to purchase a handgun or an identification card to purchase other types of firearms. N.J.S.A. 2C:58-3a and b. The chief of police of a full-time police department in which the applicant resides or the Superintendent of the State Police has the authority to issue handgun-purchase permits or firearms-purchaser identification cards to a "person of good character and good repute in the community in which he lives" unless one of the statutory
disqualifying conditions is present: (1) a criminal conviction; (2)
the applicant is drug dependent or a habitual drunkard, or is
confined for a mental disorder; (3) the applicant suffers from a
physical defect or disease that renders him or her unsafe to handle
firearms, has been confined for a mental disorder, or is an
alcoholic, "unless any of the foregoing persons produces * * *
satisfactory proof[] that he is no longer suffering from that
particular disability in such a manner that would interfere with or
handicap him in the handling of firearms"; (4) the applicant is
under the age of eighteen; or (5) "the issuance would not be in the
interest of the public health, safety or welfare." N.J.S.A. 2C:58-3c; see N.J.A.C. 13:54-1.5 to -1.6.
to institutional confinement." N.J.S.A. 2C:58-3e; N.J.A.C. 13:54-1.4(b). In addition, the applicant must allow the chief of police
or the Superintendent to obtain his or her fingerprints for
comparison to municipal, county, State, and federal records.
N.J.S.A. 2C:58-3e; N.J.A.C. 13:54-1.4(f).
New Jersey courts have long recognized a limited common-law right to inspect governmental records, South Jersey Publishing Co. v. New Jersey Expressway Auth., 124 N.J. 478, 487 (1991), which has not been abrogated or curtailed by the Right-to-Know Law. Irval Realty Inc. v. Board of Pub. Util. Comm'rs, 61 N.J. 366, 375 (1972). Under the common law, as a threshold condition for access to public records, a citizen must establish an interest in the subject matter of the material that he or she is seeking. South Jersey Publishing, supra, 124 N.J. at 487; Irval Realty, supra, 61 N.J. at 372. The interest does not have to be purely personal, but rather may be "one citizen or taxpayer out of many, concerned with a public problem or issue." Irval Realty, supra, 61 N.J. at 372. For example, a newspaper's interest in "`keep[ing] a watchful eye on the workings of public agencies'" is sufficient to accord standing under the common law. Red Bank Register, Inc. v. Board of Educ., 206 N.J. Super. 1, 9 (App. Div. 1985) (quoting Nixon v. Warner Communications, Inc., 435 U.S. 589, 598, 98 S. Ct. 1306, 1312, 55 L. Ed.2d 570, 579 (1978)).
After determining that a plaintiff has standing to assert a
right to inspect and examine government documents, a court must
determine if the records sought are "public records." South Jersey
Publishing, supra, 124 N.J. at 487. The common-law definition of
public record is broader than the Right-to-Know-Law definition.
Id. at 489; McClain v. College Hosp. & New Jersey College of
Medicine & Dentistry,
99 N.J. 346, 354 (1985). Under the common
law, a "public record" is
[Nero v. Hyland,
76 N.J. 213, 222 (1978)
(quoting Josefowicz v. Porter,
32 N.J. Super. 585, 591 (App. Div. 1954) (quoting 76 C.J.S.
Records § 1)).]
the documents sought are public records, "a court must balance the
plaintiff's interest in the information against the public interest
in confidentiality of the documents, including a consideration of
whether the `demand for inspection is "premised upon a purpose
[that] tends to advance or further a wholesome public interest or
a legitimate private interest."'" South Jersey Publishing, supra,
124 N.J. at 488 (quoting Loigman v. Kimmelman,
102 N.J. 98, 112
(1986) (quoting City of St. Matthews v. Voice of St. Matthews,
Inc.,
519 S.W.2d 811, 815 (Ky. 1974))); see Atlantic City
Convention Ctr. Auth., supra, 135 N.J. at 60. Where "reasons for
maintaining a high degree of confidentiality in the public records
are present, even when the citizen asserts a public interest in the
information, more than [the] citizen's status and good faith are
necessary to call for production of the documents." Loigman,
supra, 102 N.J. at 105-06; see also Atlantic City Convention Ctr.
Auth., supra, 135 N.J. at 60 (explaining that balancing process is
"`flexible and adaptable to different circumstances and sensitive
to the fact that the requirements of confidentiality are greater in
some situations than in others'" (quoting McClain, supra, 99 N.J.
at 362)).
party seeking disclosure should not be
required to demonstrate a compelling need."
[Techniscan Corp. v. Passaic Valley Water
Comm'n,
113 N.J. 233, 236 (1988) (quoting
McClain, supra, 99 N.J. at 362).] "As we noted, the court should balance `[a]gainst these and any other relevant factors * * * the importance of the information sought to the plaintiff's vindication of the public interest.'" South Jersey Publishing, supra, 124 N.J. at 488 (quoting Loigman, supra, 102 N.J. at 113). In its balancing, a court might find it necessary to compel production of the sought-after records and conduct an in camera review thereof. Ibid.; see Loigman, supra, 102 N.J. at 106 (stating that "implicit in the concept [of an in camera review] is a judicial weighing of that showing of standing against the need for confidentiality before proceeding to an automatic in camera review of the materials"). Indeed, the court might decide that releasing the records in a redacted form while editing out any privileged or confidential subject matter is appropriate. South Jersey Publishing, supra, 124 N.J. at 488-89. However, a "mere summary of the record is inadequate * * * where a more complete record reflecting the underlying facts is available and the plaintiff's need therefore outweighs any threat disclosure may pose to the public or private interest." Id. at 489.
We first observe that plaintiff has a sufficient interest under the common law to request access to public records. See South Jersey Publishing, supra, 124 N.J. at 496 (holding that newspaper "had a sufficient interest under the common law to request access" to minutes and related documents of governmental meeting held in executive session); Shuttleworth v. City of Camden, 258 N.J. Super. 573, 583 (App. Div.) (holding that newspaper had "sufficient interest to obtain access" to police investigative files and autopsy report regarding suspect who had been shot to death while in police custody), certif. denied, 133 N.J. 429 (1992); Red Bank Register, supra, 206 N.J. Super. at 9 (holding
that newspaper had sufficient interest to obtain curriculum-mapping
reports from municipal board of education).
that the record insufficiently defines the public purpose to be
advanced by access to the documents, and although plaintiff might
be partially responsible for that deficiency, we are certain that
an adequate and informed balancing of interests cannot be performed
if the public interest in access is not sufficiently disclosed.
Moreover, in determining whether partial access, redacted access,
or no access is the proper response, a careful evaluation of the
interest in disclosure is indispensable to an appropriate
resolution of the trial court's balancing function.
preventing increased black-market sales of unregistered firearms,
ensuring the candor of an applicant and his or her references,
denying the criminal elements in our society the opportunity of
obtaining "shopping lists" of names and addresses of persons who
own firearms, and decreasing the chilling effect of public
disclosure on qualified persons who wish to purchase a firearm.
489 (noting that Right-to-Know Law "did not curtail or affect the
common-law right to inspect and examine public records"); Irval,
supra, 61 N.J. at 373 (observing that Right-to-Know Law "was not
intended to diminish or in any way curtail the common law right of
examination. That right remains unaffected by this legislation.").
Considering the regulation as a significant factor to be weighed in
the balancing process is consistent with our view that the common
law offers a window of discretion for courts to balance the many
interests in resolving the question of access. For example, if plaintiff's interest is in ascertaining whether an official issued handgun-purchase permits without legal authority to do so, the court will provide responsive information by granting access to permits with all parts redacted except for the official's signature, title, and address, the permit number, and the date issued. If, however, plaintiff's interest is in determining whether an official issued firearms-purchaser identification cards to convicted felons, the court must tailor the information revealed to be responsive to the public interest involved in that request. In that event, disclosing responsive portions of the relevant documents might be appropriate provided the remaining parts of those documents are redacted to accommodate the State's interests in confidentiality and privacy. In the event that the public's interest is in knowing an applicant's identity, the court must determine if the interest in disclosure outweighs the State's interest in confidentiality. See Higg-A-Rella, supra, ___ N.J. at ___ (slip op. at 13) ("[T]o gain access, th[e] person's interest in disclosure of the document must outweigh the State's interest in non-disclosure."). If necessary, the court may compel production of sought-after documents and conduct an in camera review thereof. See South Jersey Publishing, supra, 124 N.J. at 488. In sum, the court must explore what information, if any, can be disclosed to plaintiff to vindicate the public interest while being cognizant of the State's interests in confidentiality and
privacy. We imply no view whatsoever on the disposition that the
trial court should reach on remand.
(1) the individual identified or his
legal guardian, if any, or, if he is a minor,
his parent or legal guardian, shall consent;
or
(2) disclosure may be necessary to carry
out any of the provisions of this act or of
[N.J.S.A. 2A:82-41]; or
(3) a court may direct, upon its
determination that disclosure is necessary for
the conduct of proceedings before it and that
failure to make such disclosure would be
contrary to the public interest.
N.J.S.A. 2C:58-3e and solely "[f]or the purpose of complying with
th[at] subsection, [an] applicant [must] waive any statutory or
other right of confidentiality relating to institutional
confinement." Ibid. Consistent with the limitations of that
subsection is the Consent for Mental Health Records Search form,
which states:
The judgment of the Appellate Division is affirmed as modified, and the case is remanded to the Law Division for proceedings consistent with this opinion. Chief Justice Wilentz and Justices Handler, Pollock, 0'Hern, Garibaldi, and Coleman join in Justice Stein's opinion.
NO. A-125/126 SEPTEMBER TERM 1994
SOUTHERN NEW JERSEY
v.
THE TOWNSHIP OF MT. LAUREL,
and
ATTORNEY GENERAL OF NEW JERSEY,
DECIDED July 19, 1995
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