State of New Jersey v. Florence Hessen
Case Date: 07/22/1996
Docket No: SYLLABUS
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(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for
the convenience of the reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not have been summarized).
State of New Jersey v. Florence Hessen (A-49-94)
Argued November 28, 1994 -- Decided July 22, 1996
PER CURIAM
The issue on appeal is whether the prohibition against plea bargaining in municipal court drunk-driving cases includes the offense of allowing or permitting an intoxicated person to drive one's car.
Florence Hessen allowed a clearly intoxicated person to drive her car, in which she was a passenger.
The intoxicated driver caused a head-on collision with another car, killing the other driver and seriously
injuring four other persons, including Hessen.
Hessen was charged with the municipal court offense of permitting an intoxicated person to drive
her vehicle. The State negotiated a plea bargain, enabling Hessen to plead guilty to the lesser charge of
allowing an unlicensed driver to operate a motor vehicle. The estate of the deceased victim opposed the plea
bargain.
The municipal court ruled that the prohibition in the Guideline 4 under Rule 7:4-8 barring any plea
bargaining in drunk-driving cases applied to the offense of permitting an intoxicated person to drive one's
car. Accordingly, the municipal court rejected the plea bargain. The Superior Court, Law Division,
affirmed.
The Supreme Court directly certified the case and requested that the Attorney General participate in
the appeal.
HELD: The imposition of a ban on plea bargaining in cases involving violations of N.J.S.A. 39:4-50 does not
violate the constitutional separation of powers and does not impermissibly infringe on the powers of
the municipal prosecutor to dispose of cases. The prohibition against plea bargaining in municipal
court drunk-driving cases includes the offense of allowing or permitting an intoxicated person to
drive one's car.
1. Rule 7:4-8, adopted in June 1980, authorizes plea bargaining in municipal court subject to specific
standards. Prior to the adoption of that rule, specifically since 1974, all plea bargaining in municipal courts
had been expressly prohibited, pursuant to a directive issued by the Supreme Court. The policy underlying
that prohibition was the strong concern over the possibility of abuse in the disposition of municipal court
offenses. The Court specifically and emphatically extended the prohibition on plea bargaining to drunk-driving offenses. (pp. 4-6)
2. Following a one-year experiment permitting plea agreements in municipal courts, the October 1989 Final
Report of the Supreme Court Committee to Implement Plea Agreements In Municipal Courts recommended
the authorization of plea bargaining in the municipal courts. The Committee believed that the availability of
plea bargaining in municipal courts was necessary to sustain the institution of municipal courts as presently
constituted. The Committee's report recommended, however, that the prohibition on plea agreements in
drunk-driving offenses should continue. In 1990, the Court approved the institution of a regulated system of
plea agreements in municipal courts. The Court allowed plea bargaining pursuant to Rule 7:4-8, in
conformity with the Guidelines. However, Guideline 4 adopted the recommendation of the Committee that
plea bargaining not be allowed in drunk-driving cases. (pp. 6-8)
4. The prefatory description of the offenses covered by the Guideline was not intended to be a definitive
substantive description of each of the offenses subject to the plea bargain prohibition; this general description
is designed to identify the source of the substantive provisions that constitute the specific subject matter of
the regulation. The meaning of the scope of the ban on plea bargaining in drunk-driving cases is indicated
by the considerations of public policy that motivated its promulgation. The Court's intention in upholding
the ban effectuates the strong legislative and public policy to eliminate drunk driving. The commitment to
eliminating drinking and driving can be accomplished only through consistent, uniform and vigorous
enforcement of the plea bargaining ban in drunk-driving cases. To carve out an exception for the offense of
permitting an intoxicated person to drive undermines the important policy behind the prohibition. Moreover,
the Legislature clearly views one who allows an intoxicated person to drive equal in offender status to the
actual drunk driver. Thus, these two types of offenders should be subject to the identical restrictions in plea
bargaining. (pp. 15-23)
Judgment of the Law Division is AFFIRMED.
JUSTICES HANDLER, POLLOCK, O'HERN, GARIBALDI and STEIN join in this opinion.
CHIEF JUSTICE WILENTZ did not participate.
SUPREME COURT OF NEW JERSEY
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
FLORENCE HESSEN,
Defendant-Appellant.
Argued November 28, 1994 -- Decided July 22, 1996
On certification to the Superior Court, Law
Division, Bergen County.
Ronny J.G. Siegal argued the cause for
appellant (Hellring, Lindeman, Goldstein &
Siegal, attorneys; Mr. Siegal and Peter H.
Stoma, of counsel and on the briefs).
John J. Scaliti, Assistant Prosecutor, argued
the cause for respondent (John J. Fahy,
Bergen County Prosecutor, attorney).
Boris Moczula, Deputy Attorney General,
argued the cause for intervenor, Attorney
General of New Jersey (Deborah T. Poritz,
Attorney General, attorney).
Robert Ramsey argued the cause for amicus
curiae, Burbage & Ramsey, Attorneys-at-Law
(Burbage & Ramsey, attorneys).
PER CURIAM.
Florence Hessen was involved in a car accident on the Palisades Interstate Parkway on May 11, 1990, while riding as a passenger in her own automobile. Ms. Hessen had allowed Gerald Scher to drive her Mercedes-Benz automobile. While driving on the Palisades Interstate Highway, Scher swerved to avoid a car that he was attempting to pass, and fishtailed into the lane of oncoming traffic. Hessen's Mercedes crashed into a Mercury Lynx driven by Wayne Commins, and a van driven by Alexander Arbit.
Wayne Commins was killed instantly. Arbit and the two passengers
in his van were seriously injured. Ms. Hessen suffered a
fractured right pelvis, lacerations and contusions.
intoxicated person to drive one's car. Accordingly, it rejected
the plea bargain. The Superior Court, Law Division, affirmed.
This Court then certified the case and requested that the
Attorney General participate in the appeal.
Rule 7:4-8 was adopted on June 29, 1990. The rule authorized generally plea bargaining in municipal courts subject to specific standards. Prior to the adoption of that rule, specifically since 1974, all plea bargaining in municipal courts had been expressly prohibited, pursuant to a directive issued by the Supreme Court. Municipal Court Bulletin Letter #3-74, at 2. The policy underlying that prohibition was the strong concern over the possibility of abuse in the disposition of municipal court offenses, a concern attributable to the part-time nature of the municipal courts and the lack of professionalism in those courts. Supreme Court Committee to Implement Plea Agreements in Municipal Courts, Final Report (hereinafter "Final Report"), Exhibit F at 26 (Oct. 31, 1989) (noting that municipal courts were not required to maintain stenographic record or audio recording of proceedings and "most municipal courts did not have a prosecutor and even fewer had a public defender"). See State v. Gallegan, 117 N.J. 345, 347 (1989) (considering administrative problems arising from "current governmental structure of part-time municipal courts and prosecutors and the ever-increasing importance of municipal court cases").
Inadequate supervision and accountability were also perceived as
a serious problem militating against the disposition of municipal
court cases through plea agreements.
Indeed, the municipal court in this case noted that plea
bargaining in municipal courts is particularly vulnerable to
allegations of "backroom deals." See, e.g., In re Kress,
128 N.J. 520 (1992) (disciplining municipal prosector for remaining
silent and allowing municipal judge to dismiss drunk-driving
charge). Those concerns over the abuses arising from unregulated
plea bargaining outweighed any potential benefits to the justice
system that might be realized from the more efficient and
expeditious disposition of municipal court charges through plea
agreements.
[Municipal Court Bulletin Letter
#3-74, at 2].
In 1975, the Supreme Court reaffirmed its policy against
plea bargaining in municipal courts. In 1983, Chief Justice
Wilentz issued a reminder to Assignment Judges that "without in
any way affecting the generality of [the plea bargaining]
prohibition, I suggest that you emphasize the particular
importance of not allowing plea bargaining in drunken driving
cases." Memorandum from Robert N. Wilentz, Chief Justice,
Supreme Court of New Jersey, to Assignment Judges (July 5, 1984)
in Final Report, supra, at Exhibit C.
A. Driving while under the influence of
liquor or drugs (N.J.S.A. 39:4-50). . . .
The results of this experiment were considered by the Supreme Court in 1989. The Final Report of the Supreme Court
Committee to Implement Plea Agreements in Municipal Courts
recommended the authorization of plea bargaining in the municipal
courts:
Moreover, the Committee believed the availability of plea
bargaining in municipal courts was necessary to sustain the
institution of the municipal courts as constituted.
Nevertheless, the Committee, while acknowledging the feasibility of plea bargaining in general in the municipal courts, determined that drunk-driving offenses posed special problems. It noted the extraordinary emotional and fiscal costs
of drunk driving, and "the public's concern that the process of
plea bargaining, as applied to alcohol and drug offenses, might
undermine the deterrent thrust of New Jersey's tough laws in
these areas." Final Report at 28. Accordingly, the Committee's
report recommended that though the ban on municipal court plea
bargaining should be lifted, the prohibition on plea agreements
in drunk-driving offenses should continue. Id. at 27.
We address initially the arguments of defendant that the Court's absolute ban of plea negotiations in all N.J.S.A. 39:4-50 offenses through its Court Rules violates the separation of powers provisions of the New Jersey Constitution and impermissibly infringes on the discretion of the prosecutor.
In assessing this constitutional issue, the frame of
reference must encompass the special status of municipal courts.
"In many respects, the municipal court is the most important in
our judicial system." In re Mattera,
34 N.J. 259, 275 (1961).
For many citizens, it is their only exposure to the courts and
judges of this State. Ibid. Accordingly, the entire system is
measured by their experience in the municipal court. Ibid.
Over forty years ago, Chief Justice Vanderbilt wrote:
[Arthur T. Vanderbilt, The
Municipal Court - The Most
Important Court in New Jersey,
10
Rutgers L. Rev. 647, 650
(1956)(cited in State v. Storm,
141 N.J. 245, 251 (1994).]
criminal justice. * * * Courts across the
country have adopted plea bargaining as an
appropriate accommodation of the conflicting
interests of society and persons accused of
crime and as a needed response to an ever-burgeoning case load.
The plea bargaining process is born of a need for judicial efficiency and economy consistent with the interests of justice. We are ever mindful of the enormous volume of cases that impact the municipal courts. In 1961, municipal courts disposed of 1½ million cases. In re Mattera, supra, 34 N.J. at 275. They handled 3.8 million cases in 1977. In re Yengo, 72 N.J. 425, 430 n.1 (1977). We noted in State v. Storm, supra, 141 N.J. at 251, that in 1994, 5.6 million cases were concluded in the municipal courts. Such considerations prompted the recommendation for the removal of the ban on plea bargaining in the municipal courts. The Final Report predicted that a regulated plea agreement process * * * will foster increases in the productivity and professionalism of the municipal court bench, administrators, clerks and staff. * * * The establishment of the process will also support case management techniques that facilitate the speedy and efficient disposition of cases.
Thus, the plea bargaining process is based on both concerns of judicial administration: the need to improve efficiency and to reduce and enhance the management of the heavy case load in municipal courts; and to assure the sound, fair and just
supervision of the justice system at the municipal court level.
The judicial authorization of plea bargaining subject to strict
standards and the regulation of the process are well within the
Court's rule-making authority over plea-bargaining practice in
the courts as contemplated by the Constitution. N.J. Const.
(1947), Art. VI, § 2, para. 3.
prosecutorial decisionmaking in certain areas. See State v.
Leonardis (I),
71 N.J. 85, 121 (1976) (instituting guidelines for
determining admission to pretrial intervention programs); State
v. Lagares, supra, 127 N.J. at 32-33 (instituting guidelines for
selection of defendants in repeat-drug-offender sentencing
applications). Moreover, our courts have recognized that:
[State v. Brimage,
271 N.J. Super. 369, 379 (App. Div. 1994).]
A prosecutor has important discretionary authority in the
enforcement of the criminal laws. In re Investigation Regarding
Ringwood Fact Finding Comm.,
65 N.J. 512, 526 (1974) (noting that
the prosecutor is a "representative of the executive branch of
government in the enforcement of the criminal law") (citation
omitted). The decision not to prosecute or to offer a plea
bargain to a lesser included offense certainly implicates
prosecutorial authority and discretion. State v. Winne,
12 N.J. 152, 171 (1953).
construed to affect in any way the
prosecutor's discretion in any case to move
unilaterally for an amendment to the original
charge or a dismissal of the charges pending
against a defendant if the prosecutor
determines and represents on the record the
reasons in support of the motion.
[Pressler, Current N.J. Court
Rules, Guideline 3 to R. 7:4-8
(1995).]
This Court's comment to the Guidelines for Rule 7:4-8
acknowledges the discretion accorded to a prosecutor, and
emphasizes the importance of that independent decision-making
authority:
[Pressler, Current N.J. Court
Rules, comment to Guidelines for R.
7:4-8 (1995).] Nevertheless, the prosecutor's discretion may, "in appropriate circumstances, be reviewed for arbitrariness or abuse." In re Investigation Regarding Ringwood Fact Finding Comm., supra, 65 N.J. at 516. Courts have the authority to review prosecutorial acts to "curb[] governmental improprieties
and excesses." Id. at 520. The Court's decision to implement
regulated plea bargaining in municipal courts was motivated by
the recognition that plea bargains had been conducted informally
in the municipal courts, even though they were formally
prohibited. Thus, the Final Report hoped that
Hence, influenced by the history of plea bargaining in municipal
courts, this Court's concern over the formerly unstructured and
unsupervised plea bargaining process in municipal courts led to
its emphasis on the implementation of a "regularized" system and
the need for limitations and exceptions to those regulations.
and regulatory law dealing with the societal
dilemma of drunk-driving. . . . To this end,
the Legislature, working in tandem with the
courts, has consistently sought to streamline
the implementation of these laws and to
remove the obstacles impeding the efficient
and successful prosecution of those who drink
and drive.
Subsisting under the separation of powers constraint of the
Constitution is the need for cooperation among the branches of
government. Governmental cooperation as a dimension of the
separation of powers applies to the administration of justice at
the municipal court level. See Knight v. Margate,
86 N.J. 374,
388-89 (1981). The imposition of a ban on plea bargaining in
drinking and driving cases is intended to support the policy
decisions of the legislative and the executive branches, in their
commitment to eradicate drunk driving.
The main issue in this case is whether the ban on plea bargaining in drunk-driving cases applies to the offense of permitting or allowing an intoxicated person to drive one's car. That issue arises because the language of Guideline 4 that continues the ban on plea bargaining in drunk-driving cases
characterizes such cases as "driving while under the influence of
liquor or drugs." Guideline 4 also refers specifically to the
statute dealing with drunk-driving offenses, N.J.S.A. 39:4-50.
That statute includes four specific offenses, two of which do not
involve "driving" as such. The Guideline states:
A . Driving while under the influence of
liquor or drugs (N.J.S.A. 39:4-50) and
refusal to provide a breath sample (N.J.S.A.
39:4-50.2) and,
B. Possession of marijuana or hashish
(N.J.S.A. 2C:35-10a(4)); being under the
influence of a controlled dangerous substance
or its analog (N.J.S.A. 2C:35-10b); and use,
possession or intent to use or possess drug
paraphernalia, etc. (N.J.S.A. 2C:36-2).
The offenses enumerated in N.J.S.A. 39:4-50 are:
[2] Operating a motor vehicle with a blood
alcohol concentration of 0.10" or more;
[3] Permitting another person who is under
the influence of intoxicating liquor or drugs
to operate a motor vehicle which one owns or
has in one's custody or control;
[4] Permitting another person with a blood
alcohol concentration of 0.10" or more to
operate a motor vehicle which one owns or has
in one's custody or control.
[Pressler, Current N.J. Court
Rules, Guideline 4 to R. 7:4-8
(1995).]
Defendant argues that the general description in the
Guideline "driving while under the influence of liquor or drugs"
was meant as limiting language to define the proscription on plea
bargaining, and thus to restrict the ban only to cases of
defendants who are intoxicated "drivers," and not to cases of
defendants who are "permitters of intoxicated drivers."
of a statute, they knew exactly how to do it, and [how to] cite a
particular statute by correct and appropriate cite."
1:1-7. The same understanding of the principles of statutory
construction apply to the interpretation of court regulations.
The Court stated in State v. Hamm,
121 N.J. 109, 115-16
In State v. Downie,
117 N.J. 450, 464-469, cert. denied
498 U.S. 819,
111 S. Ct. 63,
112 L. Ed.2d 38 (1990), the Court reiterated
its position that the clear legislative and public policy
mandated a strict interpretation and rigorous application of the
drunk-driving laws. More recently, the Court has asserted: "We
firmly endorse the governmental commitment to the eradication of
drunk driving as one of the judiciary's own highest priorities."
In re Collester,
126 N.J. 468, 473 (1992).
The Committee also appreciates the
public's concern that the process of plea
bargaining, as applied to alcohol and drug
offenses, might undermine the deterrent
thrust of New Jersey's though laws in these
areas. [T]here was a strong sense among members of the Committee that the deterrent value of the State's drunk driving laws could be . . . affected if the current exclusion of drunk driving cases were to be eliminated. Thus, the clear consensus of the Committee was that the present exclusion should continue, subject only to the unilateral actions of the
municipal prosecutor with regard to
dismissals and amendments. . . .
The Court's intention in upholding this ban can therefore be
seen as an effectuation of the strong legislative and public
policy to eliminate drunk driving, by refusing to allow drunk
drivers to escape responsibility for their actions, by ensuring
accountability of those who cause drunk driving, and by
penalizing drinking-and-driving offenses to the fullest extent of
the law. The ban is an essential element of a strongly-endorsed
and well-articulated policy to eliminate drunk driving by
affording offenders "zero tolerance" in the prosecution of their
offenses.
guest who foreseeably becomes involved in motor vehicle
accident); N.J.S.A. 2A:15-5.6 (codifying law imposing liability
on social host).
that prohibits plea bargaining in all drunk-driving cases
recognizes no distinction between the two offenders.
We affirm the judgment below. JUSTICES HANDLER, POLLOCK, O'HERN, GARIBALDI and STEIN join in this opinion. CHIEF JUSTICE WILENTZ did not participate.
NO. A-49 SEPTEMBER TERM 1994
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
FLORENCE HESSEN,
Defendant-Appellant.
DECIDED July 22, 1996
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