STATE V. ANTHONY DIFRISCO
Case Date: 07/26/1995
Docket No: SYLLABUS
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(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for
the convenience of the reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not have been summarized).
Argued March 28, 1995 -- Decided July 26, 1995
GARIBALDI, J., writing for a majority of the Court.
A jury convicted Anthony DiFrisco of the murder of Edward Potcher, owner of Jack's Pizzeria in
Maplewood. Potcher was shot at close range four times in the back of his head and once in the body.
DiFrisco confessed to the murder, stating that a man named Anthony Franciotti had paid him $2,500 and
had canceled his $500 drug debt for the killing.
In DiFrisco I, the Supreme Court affirmed DiFrisco's conviction but vacated the death sentence. At
the second penalty-phase proceeding, the jury returned a death penalty verdict, finding the aggravating factor
of committing murder for pecuniary gain to outweigh the mitigating factors of rendering assistance to the
State and the "catchall" factor. The Supreme Court affirmed DiFrisco's death sentence on July 27, 1994
(DiFrisco II), deferring proportionality review. This decision addresses the issue whether the imposition of
the death sentence on DiFrisco was disproportional.
HELD: DiFrisco has not demonstrated any aberration in the result of his penalty trial. His death sentence
is not disproportionate, and accordingly is affirmed.
1. A capital sentence is disproportionate if other defendants with characteristics similar to those of the
defendant under review generally receive sentences other than death for committing factually-similar crimes.
Proportionality review seeks to ensure that a substantial distinction exists between capitally-sentenced and
life-sentenced defendants; to limit capital sentencing to those cases that are most aggravated and in which
death sentencing is the expected result; and to promote a rational, consistent, and fair application of the
death sentence. The defendant bears the burden of showing disproportionality because the statute speaks in
terms of proving that the sentence is disproportionate, not that it is proportionate. (pp. 7-11)
2. The first step in proportionality review is to identify the universe of cases to which the Court
compares DiFrisco's case. In 1992, the Legislature amended the statute to limit the proportionality universe
to those cases in which a death sentence has actually been imposed. DiFrisco's first conviction, which
occurred long before the statute was amended, serves as the genesis of this proceeding. The Court therefore
declines to apply the statute as amended to defendant's proportionality review. The Court continues to
include within the death-sentenced pool those cases where the defendant's death sentence was reversed on
appeal and where the prosecutor chose not to proceed capitally on remand. It also considers the data both
including and excluding DiFrisco. (pp. 11-14)
3. The next step is to group the cases according to their comparative levels of blameworthiness. The
Court uses two methods to evaluate a defendant's blameworthiness: frequency analysis, in which the Court
performs three different statistical tests to gauge a defendant's relative criminal culpability; and the
precedent-seeking approach, where the Court engages in traditional case-by-case review comparing similar
death-eligible cases. The Court declines the requests of the parties to make various adjustments to the
categorization of cases performed by the Administrative Office of the Courts (AOC), and defers generally to
the AOC's expertise. (pp. 14-21) 4. Because frequency analysis is statistically based, and because the small sample sizes may undermine statistical reliability, the Court continues to place greater emphasis on the results of the precedent-seeking
review. Nevertheless, the results under the frequency analysis show no randomness or aberration in
DiFrisco's sentence. (pp. 21-38)
5. The primary inquiry in precedent-seeking review is whether the death sentence is justified in
comparison to other similar life-sentenced and death-sentenced defendants. The Court reviews criminal
culpability based on defendant's moral blameworthiness, the degree of victimization, and the character of the
defendant. In comparing DiFrisco's case to those of other pecuniary motive killers, defendant's culpability is
high, and his death sentence is not disproportionate. (pp. 38-71)
DiFrisco's death sentence is not disproportionate, and accordingly is affirmed.
JUSTICE O'HERN, dissenting, in which JUSTICE HANDLER joins, is of the view that precedent-seeking review discloses that in contract killings, the hirer is usually considered more death-worthy than the
hired killer. He does not believe that anything sets DiFrisco's case apart from those where hired killers
either were not prosecuted capitally or did not receive a sentence of death.
JUSTICE HANDLER, dissenting, is of the view that the reasoning by which the Court reaches its
result is strained by the fundamental infirmities of capital murder jurisprudence generally and proportionality
jurisprudence specifically. The defects of the Court's proportionality methodology include: the coding of
reversed death sentences as death sentences for purposes of proportionality review; the refusal of the Court
to hint at what level of statistical infrequency of imposition of a death sentence might justify a finding of
disproportionality under frequency review; and the pervasive ambiguity of precedent-seeking review. He
identifies what he considers to be other serious problems with proportionality review as conducted by the
court and brought to light by the circumstances of this case.
CHIEF JUSTICE WILENTZ and JUSTICES POLLOCK, STEIN and COLEMAN join in JUSTICE
GARIBALDI'S opinion. JUSTICE HANDLER has filed a separate dissenting opinion. JUSTICE O'HERN
has filed a separate dissenting opinion in which JUSTICE HANDLER joins.
Supreme Court of New Jersey
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
ANTHONY DIFRISCO
Defendant-Appellant.
Argued March 28, 1995 -- Decided July 26, 1995
On proportionality review of a death sentence
imposed in the Superior Court, Law Division,
Essex County.
M. Virginia Barta, Assistant Deputy Public
Defender, and Paul M. Klein, Deputy Public
Defender II, argued the cause for appellant
(Susan L. Reisner, Public Defender, attorney;
Ms. Barta, Mr. Klein, and Claudia Van Wyk,
Deputy Public Defender, on the briefs).
Hilary Brunell, Assistant Prosecutor, argued
the cause for respondent (Clifford J. Minor,
Essex County Prosecutor, attorney).
Lawrence S. Lustberg argued the cause for
amicus curiae Association of Criminal Defense
Lawyers of New Jersey (Crummy, Del Deo,
Dolan, Griffinger & Vecchione, attorneys; Mr.
Lustberg and Lenora M. Lapidus, on the
brief).
Catherine A. Foddai, Deputy Attorney General,
argued the cause for amicus curiae Attorney
General of New Jersey (Deborah T. Poritz, Attorney
General, attorney).
The opinion of the Court was delivered by
GARIBALDI, J. I Facts................................................3 II Proportionality Review...............................7 A. The Universe of Cases..........................11 B. The Method of Classifying Cases................12 III Comparison of Cases.................................14 A. Adjustments in Comparison Group................15 B. The Frequency Approach.........................21 1. The Salient-Factors Test..................23 2. The Numerical-Preponderance- of-Aggravating-and-Mitigating- Factors Test..............................26 3. The Index-of-Outcomes Test................31 4. Frequency-Approach Conclusion.............37 C. The Precedent-Seeking Approach.................38 1. Relevant Factors..........................39 2. Application of Precedent-Seeking Approach..................................41 a. Summaries of Similar Cases...........42 i. Contract Killers................42 ii. Contract Principals.............57 b. Analysis of Defendant's Culpability..........................63 c. Comparison of Similar Cases to Defendant's Case..................68 3. Other Cases...............................72 IV Other Arguments.....................................72 V Conclusion..........................................73 The facts are set forth in detail in DiFrisco I, supra, 118 N.J. at 255-60, and DiFrisco II, supra, 137 N.J. at 448-51. We repeat here only those facts relevant to our proportionality review. On August 12, 1986, Edward Potcher, owner of Jack's Pizzeria in Maplewood, was shot at close range four times in the back of his head and once in the body. His unknown assailant escaped undetected, leaving police with no leads in this cold-blooded, execution-style killing. Several months later, on April 1, 1987, New York City police arrested defendant for various traffic violations, car theft, and reckless endangerment. Detective Harry Kukk testified that defendant fled the scene, so that Kukk was unable to overtake him. Later on the same day, acting on a tip, Detective Kukk went to defendant's apartment. He did not arrest DiFrisco that day, but told DiFrisco to turn himself in the next day. DiFrisco did not do so. In the following week, however, DiFrisco kept a scheduled appointment with his probation officer, and it was there that Detective Kukk arrested him. Defendant did not want to go back to jail. Accordingly, he asked Detective Kukk whether he could "do or say anything that . . . could get [him] out of this situation." The detective suggested that it might help his case if he could give some information about a serious crime. Some time later, as recounted by Detective Kukk, DiFrisco asked
him:
The defendant's confession of murder followed. As part of his confession, defendant told police that a man named Anthony Franciotti had paid him $2,500 and had canceled his $500 drug debt to kill a pizzeria owner in New Jersey. At first incredulous of the defendant's story, the New York police officer asked defendant for details. Defendant did not know where the crime had taken place, nor even the name of the victim. He did know that it involved a pizzeria in New Jersey. He said that Franciotti had paid him to do the killing because the pizza-shop owner was about to inform on Franciotti. He said that Franciotti drove him there on the day of the murder. DiFrisco stated that he entered the pizzeria alone and Franciotti waited in the car while the crime took place. Bit by bit, the New York police closed in on the case. They called New Jersey authorities. They found an unsolved murder in Maplewood, Essex County, fitting the description of the murder in respect of time and place. The last links were the details furnished by the defendant that there were five shots from a .32 caliber automatic gun, that a silencer was used, and that the store sold only whole pizza pies, not slices. Within hours, the Maplewood Police and Essex County homicide officers arrived at the
precinct house in the Bronx. Defendant
repeated the story to them and signed a
confession to the murder implicating
Franciotti. Several days later, while in
police custody in New Jersey, defendant was
to call Franciotti to link him to the murder.
The police intended to tape that
conversation. Defendant had consulted with a
public defender, who advised him to make the
call. At the last moment, defendant refused
to call Franciotti. He said that his father
counseled against further cooperation with
the police without the advice of paid
counsel.
Defendant was indicted in Essex County and charged with the capital murder of Edward Potcher. The State served notice of three statutory aggravating factors: "outrageously or wantonly vile" murder, N.J.S.A. 2C:11-3c(4)(c); murder for hire, N.J.S.A. 2C:11-3c(4)(d); and murder to escape the detection of another crime, N.J.S.A. 2C:11-3c(4)(f). Defendant pled guilty to capital murder on January 11, 1988, and essentially repeated his confession. Defendant was fully informed by the court of the consequences of such a plea. When asked by the court, "Was it your intention to kill him [Potcher] at that time?", defendant replied, "Yes." Defendant waived his right to a jury trial for the penalty phase, pursuant to N.J.S.A. 2C:11-3c(1). The trial court found two aggravating factors: that defendant had killed for hire, N.J.S.A. 2C:11-3c(4)(d); and that the victim was killed to avoid the detection of another, N.J.S.A. 2C:11-3c(4)(f). The court also found one mitigating factor, that "defendant rendered substantial assistance to the state in the prosecution of another
person for the crime of murder," N.J.S.A. 2C:11-3c(5)(g).
Finding that the aggravating factors outweighed the mitigating
factors beyond a reasonable doubt, the trial court sentenced
defendant to death. On direct appeal, we affirmed defendant's
guilt-phase conviction, but reversed his death sentence for lack
of any independent corroboration of his testimony, and remanded
for a new penalty-phase proceeding. DiFrisco I, supra,
118 N.J. 283.
We affirmed defendant's death sentence and acknowledged his
request for proportionality review. Id. at 508. We now review
his death sentence, and find it not disproportionate. In State v. Martini, 139 N.J. 3 (1994) (Martini II), we reviewed the fundamental principles of proportionality review. In that case, we found that Martini's sentence was not disproportionate. Little has changed in our proportionality-review jurisprudence since we decided Martini in December 1994. We therefore simply recapitulate our discussion regarding the purpose of proportionality review. Proportionality review's principal goal is to determine whether a particular defendant's death sentence is disproportionate. See N.J.S.A. 2C:11-3e. "A capital sentence is excessive and thus disproportionate if other defendants with characteristics similar to those of the defendant under review generally receive sentences other than death for committing factually-similar crimes in the same jurisdiction." Martini II, supra, 139 N.J. at 20 (citing State v. Bey, 137 N.J. 334, 343 (1994) (Bey IV) and State v. Marshall, 130 N.J. 109, 131 (1992) (Marshall II)); see also Tichnell v. State, 297 Md. 432 n.18 (1983) ("[A] death sentence is comparatively excessive if other defendants with similar characteristics generally receive sentences other than death for committing factually similar offenses in the same jurisdiction."). We have declined to set a numerical standard to determine at what point defendants
"generally" receive the death penalty, because such a
determination would introduce undesirable arbitrariness into
proportionality review. Martini II, supra, 139 N.J. at 20.
inconsistent application of the death penalty. Martini II,
supra, 139 N.J. at 21 (citing Pulley, supra, 465 U.S. at 43-46,
104 S. Ct. at 876-77, 70 L. Ed.
2d at 36-37).
comparable to decisions reached in the
appropriate capital cases in our universe of
cases. The question is whether other
defendants with similar characteristics
generally receive sentences other than death.
[Martini II, supra, 139 N.J. at 22 (citing
Marshall II, supra, 130 N.J. at 153).]
A. The Universe of Cases
data base of homicide cases that this Court uses for
proportionality review. The AOC developed its statistics based
on the procedure created by Professor David Baldus, the Special
Master this Court appointed to develop a model for
proportionality review, and on modifications this Court has made
through previous proportionality reviews. See, Marshall II,
supra, 130 N.J. at 216-18. The universe of cases that we use in
this review is compiled in the DiFrisco Report, prepared by the
AOC. The report includes cases collected from the effective date
of the death-penalty statute in 1983 through August 1994. It
contains 309 death-eligible cases, 128 of which went to penalty
trial, a rate of forty-one percent. DiFrisco Report, tbl. 3. Of
the 128 penalty-trial cases, thirty-eight, or thirty percent,
resulted in a death sentence. DiFrisco Report, tbl. 2. The
overall death-sentencing rate is twelve percent (38/309).
DiFrisco Report, tbl. 1.
those characteristics that determine the patterns of life
sentencing versus death sentencing. Martini II, supra, 139 N.J.
at 24; Marshall II, supra, 130 N.J. at 142-44. The empirical
method reveals those factors that prosecutors and juries find
determinative. Martini II, supra, 139 N.J. at 24; Bey IV, supra,
137 N.J. at 345.
trial, not the substance of the crime, [and] 'do not necessarily
bear on the jury's determination of deathworthiness.'" Martini
II, supra, 139 N.J. at 26 (quoting Bey IV, supra, 137 N.J. at
347); accord Marshall II, supra, 130 N.J. at 169 n.5, 194 n.10.
Furthermore, the "State's decision not to reprosecute a defendant
capitally is not necessarily a reflection of that defendant's
lack of deathworthiness." Id. at 27. For those reasons and the
reasons detailed in our earlier opinions, we continue to include
such cases in the category of death sentence cases. Thus far, we have established that the universe of cases on which we will rely are those contained in the DiFrisco Report, and that we will adhere to our prior criteria for coding those cases as either death sentenced or life sentenced. Now we must group those cases according to their comparative levels of blameworthiness. Martini II, supra, 139 N.J. at 28; Bey IV, supra, 137 N.J. at 350. We have previously measured blameworthiness by relying on statutory mitigating and aggravating factors "as well as nonstatutory factors based on
'objectively verified measures of blameworthiness.'" Bey IV,
supra, 137 N.J. at 350 (quoting Marshall II, supra, 130 N.J. at
352); accord Martini II, supra 139 N.J. at 38.
Special Master's report, which we adopted. See David C. Baldus,
Death Penalty Proportionality Review Project, Final Report to the
New Jersey Supreme Court (Sept. 24, 1991) (Final Report). There
are thirteen basic categories, each of which contains two to
seven sub-categories.See footnote 2
defer to the AOC's expertise in this area. Moreover, aggravating
factor c(4)(d) is on its face designed to reach only those
murders intended to produce a direct financial gain. Murders
committed to advance the goals of organized crime families,
though to some degree motivated by pecuniary gain, are not the
equivalent of murder-for-hire contemplated by the Special Master.
assignment" of each case to a specific category, supra at __(slip
op. at 15-16), we reject that request. The AOC places Nicini in
category (E)(2), robbery with particular violence/terror, and
Lanzel in category (A)(1), multiple victims. Their motive for
killing was not pecuniary; therefore, their comparison with
defendant is inappropriate.
released." Id. at 268. The prosecutor probably could have
obtained an indictment against Franciotti on the basis of
defendant's confession, id. at 262, but that confession could not
be used against Franciotti at trial, as it amounted to hearsay.
Id. at 264-65. Given that defendant had earlier reneged on his
agreement to call Franciotti to obtain incriminating evidence, it
appears that the prosecutor was justifiably loath to bargain away
DiFrisco's capital sentence in exchange for defendant's "promise"
to testify against Franciotti. Id. at 269. As we concluded in
DiFrisco I:
Simply because the co-defendant hirer might have gotten away does
not mean that the defendant hit-man in custody should not be
prosecuted and punished.
John Martini, whose case is more fully reported in Martini II,
supra, 139 N.J. at 3, should be included in defendant's
comparison group because we included DiFrisco in Martini's
comparison group. The AOC has coded Martini's case as (H)(2),
kidnapping/abduction with particular violence or terror.
DiFrisco Report, tbl. 7. We included DiFrisco in Martini's
comparison group because of the exceedingly small number of cases
in the (H)(2) category and because of our concern that Martini's
crime did not fit squarely within the parameters of the
kidnapping/abduction category as a whole. Martini II, supra, 139
N.J. at 34. Because the same dilemma does not confront us here,
and because we adhere to the AOC's unique assignment of each
case, supra at __ (slip op. at 15-16), we reject the State's
request to include Martini in DiFrisco's comparison group. As we
have previously commented, a "capital defendant is not entitled
to a perfect universe of identical cases, but instead only the
best that we can achieve." Martini II, supra, 139 N.J. at 31
(citing Bey IV, supra, 137 N.J. at 352, 362). Defendant's
comparison group consists of thirteen cases.See footnote 4
index-of-outcomes test. Martini II, supra, 139 N.J. at 29-30;
Bey IV, supra, 137 N.J. at 350-51; Marshall II, supra, 130 N.J.
at 154. The principal inquiry here is whether the degree of
blameworthiness in the present case "reasonably supports an
expectation that such a case will generally result in a death
sentence." Martini II, supra, 139 N.J. at 30. Frequency
analysis helps us to determine whether defendant is in a category
that renders him or her more likely than other killers to receive
the death penalty. Ibid.
II, supra, 139 N.J. at 29. A low predicted value does not mean,
ipso facto, that the imposition of the death penalty is
disproportionate; it simply means that we must more carefully
scrutinize the other aspects of proportionality review. See
Marshall II, supra, 130 N.J. at 153-54, 159.
1. The Salient-Factors Test In the salient-factors test, we compare defendant's sentence to sentences in factually-similar cases in order to measure the relative frequency of defendant's sentence. If the death sentence is imposed often enough in a category of comparable cases, then we feel confident that there exists a societal
consensus that death is the appropriate punishment. We base
comparability first on the statutory aggravating factors, and
then further subdivide the group "according to circumstances that
serve either to aggravate or to mitigate the blameworthiness of
the defendants in those cases." Martini II, supra, 139 N.J. at
33. Because the salient-factors test compares sentences in cases
which are factually similar, we find it the most persuasive of
the frequency tests. Bey IV, supra, 137 N.J. at 353; accord
Martini II, supra, 139 N.J. at 33; Marshall II, supra, 130 N.J.
at 168.
Death-Sentencing Death Sentencing Proportion of
Removing defendant's case from the group lowers the rates
somewhat, but still places the figures within the general overall
range of twelve percent for all death-eligible cases and thirty
percent for penalty-trial cases.
Once again, those rates equal or exceed the overall rates for all
death-eligible and all penalty-phase cases.
decline to set a numerical standard at which defendants
"generally" receive the death penalty, a review of the data in
this salient-factors analysis reveals that a significant
proportion of defendants in the pecuniary-motive category, and
particularly those in the contract-killers sub-category, have
received the death penalty. In this test, we compare DiFrisco's case to other cases having the same number of aggravating and mitigating factors. The purpose of this test is to overcome the shortcomings of the salient-factors test, particularly the small sample pools. Yet this test, too, is fraught with uncertainty, a fact that we have recognized in labelling this test "more problematic" than the other two statistical methods. See Martini II, supra, 139 N.J. at 38; Marshall II, supra, 130 N.J. at 171. The difficulty with this test is that it assumes that juries weigh each of the
aggravating and mitigating factors equally, an assumption that
fails to account for the qualitative nature of jury
deliberations. In an effort to alleviate that problem, the
numerical-preponderance test attempts to weight the statutory
factors to account for qualitative determinations.
Penalty-Trial Death Eligible
Looking at all cases which had just one aggravating factor,
Penalty-Trial Death Eligible
Those figures reveal that the death penalty is imposed less
frequently than the overall average when there are one mitigating
and two aggravating factors, as well as when there is only one
aggravating factor, regardless of the number of mitigating
factors. The figures without defendant are slightly lower.
argues that this leads inexorably to the conclusion that his
death sentence is disproportional.
Death Sentencing Rate Death Sentencing Rate for
Including Excluding Including Excluding
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Those low figures make us very cautious in determining the disproportionality of defendant's death sentence. The relatively small sample sizes, and the inability of this test, more so than the other statistical tests, |