State v. Curtis Knight
Case Date: 07/11/1996
Docket No: SYLLABUS
|
(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for
the convenience of the reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not have been summarized).
STATE OF NEW JERSEY V. CURTIS KNIGHT (A-118/119-95)
(NOTE: This is a companion case to State of New Jersey v. Louis Abronski also decided today.)
Argued March 25, 1996 -- Decided July 11, 1996
STEIN, J., writing for a majority of the Court.
In March 1990, Curtis Knight was tried along with a co-defendant for the murder of Glenn Brown.
The State contended that Knight beat Brown to death with a pipe. The State's case against Knight relied
heavily on the testimony of Marie Robinson, who claimed to have witnessed the beating on the morning of
September 12, 1988. The State's case also included evidence seized from Knight when he was arrested in
California. Knight was indicted for the murder of Brown on December 8, 1988. However, because he had
moved to California in October of 1988, he was able to elude New Jersey law enforcement authorities. On
October 25, 1989, FBI Agent Mark Wilson and local police officers located and apprehended Knight in
Palmdale, California. Officers searched the car Knight was driving at the time of his arrest and found a pipe
on the floor beneath the front passenger's seat. The State argued at trial that the pipe was the weapon used
to kill Brown.
The trial court also admitted into evidence a statement that Knight allegedly made to FBI Agent
Wilson following his arrest. According to Wilson, Knight waived his Miranda rights and stated that he had
been robbed by Brown and that he left New Jersey in fear for his life. Although Knight's explanation was
not directly inculpatory, at trial the State used his story to connect him to Brown and to argue that he killed
Brown in revenge.
Knight was convicted of first-degree murder, fourth-degree unlawful possession of a weapon, and
third-degree possession of a weapon for an unlawful purpose. He was sentenced to life imprisonment with
thirty years of parole ineligibility.
On appeal, Knight raised nine points of error. Without reaching the merits of any of those
contentions, the Appellate Division remanded the matter to the trial court for the creation of a record in
respect of Knight's allegation that the State had improperly suppressed exculpatory evidence. On remand,
Knight pointed to four areas in which the State had failed to provide exculpatory evidence to him. First,
Knight noted that Marie Robinson had pled guilty to possession of cocaine shortly before Brown's death in
exchange for a recommended jail term of up to 364 days. At her sentencing hearing, a representative of the
prosecutor's office informed the sentencing judge that Robinson had cooperated with the State in the Brown
murder investigation. Robinson was subsequently sentenced to two days time served plus a small fine.
According to Knight, had he been informed of the prosecutor's favorable comments and their apparent effect
on Robinson's sentence, he would have impeached her testimony by showing that she had fabricated her
story to obtain a favorable sentence.
The second alleged non-disclosure involved statements made by Hakima, a woman who, according to
Marie Robinson, talked with Robinson shortly before the attack on Brown. The State's witness list included
the incorrect name and address of Hakima, who was identified incorrectly as Kim Royal. The State failed to
inform Knight that it had discovered that the woman's correct name was Kim Loyal. The State also failed to
disclose that Loyal had told State investigators that she was near the scene of the crime around the time of
the attack on Brown but did not see either Knight or Robinson there.
The third non-disclosure concerns an FBI teletype sent to FBI Agent Wilson on September 27, 1989
informing him of the facts underlying the charges against Knight. Wilson had testified at trial that he was
unaware of that information when questioning Knight. Knight argues that the teletype would have been used
to impeach Wilson's credibility.
Finally, the fourth non-disclosure concerns statements from one of the State's witnesses, Terrence
Worthy, who had informed law enforcement authorities in July 1988 that Brown had been involved in a
murder. Knight claimed that he could have used that information to argue to the jury that Worthy had a
motive to kill Brown.
The trial court ruled that these non-disclosures did not require the reversal of Knight's convictions
because they were not material and would not have affected the result of the trial. On appeal, the Appellate
Division reversed Knight's convictions, finding that the prosecutor's failure to disclose exculpatory
information to Knight violated federal constitutional law. The court concluded that the Robinson sentencing
information and the statements made by Loyal and Worthy to prosecutor's office representatives were
exculpatory and material to the issue of Knight's guilt. The Appellate Division also based its reversal on the
fact that the admission into evidence of Knight's statement to FBI Agent Wilson violated Knight's State
constitutional right to counsel as construed in State v. Sanchez. In Sanchez, this Court held that the mere
recitation of the Miranda warnings does not provide an indicted defendant with information sufficient to
make a knowing and intelligent waiver of the right to counsel. The Appellate Division concluded that
because Knight had been indicted by the time of FBI Agent Wilson's interrogation, the uncounselled waiver
of his Miranda rights did not constitute a valid waiver of his State constitutional right to counsel and was,
therefore, inadmissible. The court, acknowledging that Sanchez was decided after Knight's trial had
concluded, held that Sanchez should be applied retroactively to this case.
The Supreme Court granted certification.
HELD: State v. Sanchez applies retroactively to this case. The admission into evidence of Knight's statement
to his arresting officer violated his state constitutional right to counsel as construed in Sanchez. In
addition, the prosecutor's failure to disclose certain exculpatory information to Knight violated
federal constitutional law.
1. Under the Brady rule, suppression by the prosecution of evidence favorable to an accused on request
violates due process where the evidence is material either to guilt or to punishment, regardless of the good
or bad faith of the prosecution. Courts are obligated to consider the State's non-disclosures collectively, not
item-by-item. Regardless of the specificity of a defendant's request, evidence is material for Brady purposes
if there is a reasonable probability that had the evidence been disclosed to the defense, the result of the
proceedings would have been different. (pp. 12-14)
2. The State violated the Brady rule by withholding evidence favorable to Knight and material to the issue of
guilt. Disclosure of the FBI teletype and the statements made by Terrence Worthy would have had minimal
impact on Knight's trial. Nevertheless, based on the combined impact of the Loyal statement and the
Robinson sentencing information, there is a reasonable probability that the result of Knight's trial would have
been different had the suppressed evidence been disclosed to the defense. Thus, the Due Process Clause of
the Constitution requires the reversal of Knight's convictions. (pp. 12-16) 3. There are four options in determining retroactive application of a new rule of criminal procedure. Among those options is "pipeline retroactivity," which renders the new rule of law applicable in all future cases, in cases in which the rule is announced, and cases still on direct appeal. If a decision sets forth a new rule, three factors are generally considered to determine whether the rule is to be applied retroactively: 1) the purpose of the rule and whether it would be furthered by a retroactive application; 2) the degree of lines
placed on the old rule by those who administered it; and 3) the effect a retroactive application would have on
the administration of justice. (pp. 17-24)
4. The Sanchez rule is sufficiently novel and unanticipated to implicate this Court's power to limit the
retroactive effect of its decisions. Based on the three retroactivity factors, the Sanchez rule should apply
here. Neither the purpose of the Sanchez rule, reliance on pre-Sanchez law, nor administration-of-justice
considerations justify limiting application of the Sanchez rule in cases arising after that decision was
announced. However, administration-of-justice considerations counsel against affording Sanchez more than
pipeline retroactivity. Sanchez will, therefore, not apply to those defendants who had exhausted all avenues
of direct relief at the time Sanchez was decided. (pp. 24-31)
5. The State contends that even if Sanchez applies to this case, it does not render inadmissible Knight's
statement to FBI Agent Wilson because he was not acting on behalf of the State but rather as an agent of
the Federal Government. The record contains information sufficient to conclude that Agent Wilson was
acting as an agent of the prosecutor's office when he interrogated Knight. Accordingly, Knight's statement is
inadmissible pursuant to Sanchez. (pp. 31-35)
Judgment of the Appellate Division is AFFIRMED.
JUSTICE COLEMAN, concurring in part and dissenting in part, in which JUSTICE GARIBALDI
joins, dissents only from that part of the Court's holding that State v. Sanchez should be afforded pipeline
retroactivity. Because there was justifiable reliance by the law enforcement community on federal
constitutional law prevailing at the time Knight was interrogated by FBI Agent Wilson, the Sanchez rule
should apply only to cases in which the Miranda warnings were given to indicted defendants after July 23,
1992, the date Sanchez was decided.
JUSTICES HANDLER, POLLOCK and O'HERN join in JUSTICE STEIN's opinion. JUSTICE
COLEMAN filed a dissenting and concurring opinion in which JUSTICE GARIBALDI joins. CHIEF
JUSTICE WILENTZ did not participate.
SUPREME COURT OF NEW JERSEY
STATE OF NEW JERSEY,
Plaintiff-Appellant
v.
Defendant-Respondent
Argued March 25, 1996 -- Decided July 11, 1996
On certification to the Superior Court,
Raymond W. Hoffman, Assistant Prosecutor,
Virginia C. Saunders, Assistant Deputy Public
Debra A. Owens, Deputy Attorney General,
The opinion of the Court was delivered by
weapon. The Appellate Division reversed defendant's convictions
on two grounds: 1) the prosecutor's failure to disclose certain
exculpatory information to defendant violated federal
constitutional law; and 2) the admission into evidence of
defendant's statement to his arresting officer violated
defendant's state constitutional right to counsel as construed in
State v. Sanchez,
129 N.J. 261 (1992). See State v. Knight,
283 N.J. Super. 98, 119 (App. Div. 1995).
In March 1990, defendant was tried along with Cesar Glenn for the murder of Glenn Brown, who was also known as Hassan. The
State contended that Cesar Glenn held Brown while defendant beat
him to death with a pipe.
pipe three or four times. Gun shots were fired, Brown fell to
the ground, and the three assailants fled the scene. A state
medical examiner corroborated Robinson's story by testifying that
Brown's injuries were caused by blunt-force trauma to the head,
and that the injuries could have been inflicted by someone
wielding a pipe.
hat belonged to defendant. Although the State did not offer the
hat into evidence, it did offer a picture taken of the crime
scene that depicted the hat lying on the ground. A Pepsi
employee testified that defendant worked at Pepsi's Teterboro
plant in 1985 and 1986, when such hats were distributed to all
employees. However, no witness indicated that Brown's attacker
was wearing a baseball cap.
testified that she later put the pipe in her car and had not used
it since.
awake all night, but, according to Goines, Brown's physical
condition appeared to be normal. After their conversation,
Goines went to the front of the building to paint the exterior of
the front door and Brown walked toward the back door. While
painting outside the front of the building, Goines heard a gun
shot. He ran into the building, looked out of a window, and saw
two men running from the rear of the building. He then went to
the back of the building and saw his wounded cousin lying on the
back porch. Goines testified that he did not see either
defendant or Marie Robinson at 254 Prince Street on that day.
walked to 254 Prince Street, where Barnhill sat on a car and read
a newspaper while Brown went to the back porch of the apartment
building. Barnhill testified that a black male with a light
complexion later walked into the building, through the hallway,
and to the back porch, where he attacked Brown and began beating
him with a weapon that Barnhill could not identify. Barnhill
testified that a second individual looked on from the hallway,
but Barnhill could not be sure if that individual was an
accomplice of the assailant. When the beating ended and the
assailant left the scene, Barnhill went to the back porch and
found Brown lying in a pool of blood. Like Goines, Barnhill
testified that he did not see either defendant or Marie Robinson
at the scene of the crime. The trial court denied the motion for
a new trial, finding that Barnhill's testimony was "wholly
untrustworthy" and thus would not have changed the result of
defendant's trial.
of Marie Robinson. As noted, Robinson had pled guilty to
possession of cocaine shortly before Glenn Brown's death. The
plea bargain called for a jail term of up to 364 days.
Significantly, the State failed to inform defendant that, at
Robinson's October 7, 1988, sentencing hearing, a representative
from the prosecutor's office told the sentencing judge that
Robinson was cooperating with the State in the Glenn Brown murder
investigation and had enabled the State to secure a warrant for
defendant's arrest. Robinson was subsequently sentenced to two
days time served plus a small fine. Defendant argued that if he
had been informed of the Prosecutor's favorable comments and
their apparent effect on Robinson's sentence, he could have
impeached Robinson's testimony by showing that she had concocted
her story to curry favor with the prosecutor's office.
near 254 Prince Street around the time of the attack on Brown,
but did not see defendant or Robinson there.
The Appellate Division reversed, finding that defendant's
convictions had been obtained in violation of the federal
Constitution because "`there is a reasonable probability that,
had the [suppressed] evidence been disclosed to the defense, the
result of the proceeding would have been different.'" Knight,
supra, 283 N.J. Super. at 120 (quoting United States v. Bagley,
473 U.S. 667, 682,
105 S. Ct. 3375, 3383,
87 L. Ed.2d 481, 494
(1985)). The court found that the Robinson sentencing
information and the statements made by Loyal and Worthy to
prosecutor's office representatives were exculpatory and material
to the issue of defendant's guilt. Id. at 111, 121-22.
court ruled that such retrospective application of the Sanchez
decision was appropriate because Sanchez did not announce a new
rule of law. Id. at 113. The court explained that Sanchez was
merely "a continuation of traditional adherence to a heightened
importance of the right to counsel once the criminal adversarial
process has begun." Ibid. In Brady v. Maryland, 373 U.S. 83, 87, 83 S. Ct. 1194, 1196-97, 10 L. Ed.2d 215, 218 (1963), the United States Supreme Court held that "the suppression by the prosecution of evidence favorable to an accused upon request violates due process where the evidence is material either to guilt or to punishment, irrespective of the good faith or bad faith of the prosecution." Subsequent Supreme Court cases significantly expanded the scope
of the Brady rule. For example, in United States v. Agurs,
427 U.S. 97, 107,
96 S. Ct. 2392, 2399,
49 L. Ed.2d 342, 351-52
(1976), the Court stated that the rule applies where the
defendant has made only a general request for all "Brady
material" and even where the defendant has not made any request
at all. In United States v. Bagley,
473 U.S. 667, 676,
105 S.
Ct. 3375, 3380,
87 L. Ed.2d 481, 490 (1985), the Court confirmed
that Brady encompasses evidence that the defendant might have
used to impeach government witnesses. Accord Giglio v. United
States,
405 U.S. 150, 154,
92 S. Ct. 763, 766,
31 L. Ed.2d 104,
108 (1972). The Court explained that "[s]uch evidence . . . if
disclosed and used effectively, . . . may make the difference
between conviction and acquittal." Bagley, supra, 473 U.S. at
676, 105 S. Ct. at 3380, 87 L. Ed.
2d at 490. Most recently, in
Kyles v. Whitley, 514 U.S. ___, ___,
115 S. Ct. 1555, 1560,
131 L. Ed.2d 490, 498 (1995), the Court emphasized that where
multiple items of evidence have been suppressed, the
prosecution's Brady obligation "turns on the cumulative effect"
of such evidence. Thus, courts are obligated to consider the
State's non-disclosures "collectively, not item-by-item." Id. at
___, 115 S. Ct. at 1567, 131 L. Ed.
2d at 507.
stated that the standard for ascertaining whether suppressed
evidence is material depends on the specificity of the
defendant's initial request for the evidence in question. In
cases where a specific request has been made, reversal would be
required if the suppressed evidence "might have affected the
outcome of the trial." Id. at 104, 96 S. Ct. at 2398, 49 L. Ed.
2d at 350. If the defendant has made only a general request for
"Brady material" or no request, reversal would be necessary "if
the omitted evidence creates a reasonable doubt that did not
otherwise exist." Id. at 112, 96 S. Ct. at 2402, 49 L. Ed.
2d at
355. However, the Court subsequently abandoned the distinction
set forth in Agurs, and held that, regardless of the specificity
of the defendant's request, evidence is material for Brady
purposes "if there is a reasonable probability that, had the
evidence been disclosed to the defense, the result of the
proceeding would have been different." Bagley, supra, 473 U.S.
at 682, 105 S. Ct. at 3383, 87 L. Ed.
2d at 494 (plurality
opinion of Blackmun, J.); id. at 685, 105 S. Ct. at 3385, 87 L.
Ed.
2d at 496 (White, J., concurring); see Kyles, supra, 514 U.S.
at ___, 115 S. Ct. at 1565, 131 L. Ed.
2d at 505.
issue. In State v. Marshall,
123 N.J. 1, 199-200 (1991), this
Court declined to apply the Bagley materiality test where the
defendant had made a specific request for the suppressed
evidence, applying instead the specific-request standard found in
Agurs. See also State v. Florez,
134 N.J. 570, 593 (1994)
(noting, in dicta, two-tier approach that this Court has taken in
Brady cases). However, the record in this case indicates that
Knight made no specific request for the Brady materials at issue.
Accordingly, we need not resolve whether, as a matter of state
law, we will continue to apply the less demanding Agurs test to
the State's non-disclosures in a specific-request context. We
recognize, however, that Bagley's unitary standard is simpler to
apply and that the difference between the Agurs and Bagley
materiality standards may not be sufficiently substantial to
justify retention of two different materiality tests for Brady
violations. To the extent that Marshall is inconsistent with
that recognition, Marshall may be understood to reflect our view
that the defendant in that case had not established the
materiality of the Brady violation even under the less demanding
standard imposed by Agurs in specific-request situations.
who placed defendant at the scene of the crime. Defense counsel
vigorously attempted to impeach Robinson's testimony, revealing
the inconsistencies between her testimony and her prior
statements, and the discrepancies between her testimony and that
of other witnesses. The prosecutor responded by emphasizing in
his closing argument that Robinson had no motive to lie:
Goines and concluded that defendant was not responsible for the
attack on Brown.
Defendant also contends that his statement to F.B.I. Agent Wilson should not have been admitted into evidence at trial because defendant had not validly waived his right to counsel before speaking with Wilson. The resolution of that issue turns on whether State v. Sanchez, 129 N.J. 261 (1992), which we decided after Knight's trial had concluded but before the Appellate Division had ruled on his appeal, applies retroactively to this case. Although we have determined that the State's
suppression of evidence requires the reversal of defendant's
convictions, we address defendant's Sanchez contention to provide
guidance on the extent to which that decision should be applied
retroactively.
This Court has four options in any case in which it must determine the retroactive effect of a new rule of criminal procedure. See State v. Burstein, 85 N.J. 394, 402-03 (1981). The Court may decide to apply the new rule purely prospectively, applying it only to cases in which the operative facts arise after the new rule has been announced. Ibid. Alternatively, the Court may apply the new rule in future cases and in the case in which the rule is announced, but not in any other litigation that is pending or has reached final judgment at the time the new rule is set forth. Id. at 403. A third option is to give the new rule "pipeline retroactivity," rendering it applicable in all future cases, the case in which the rule is announced, and any cases still on direct appeal. Ibid. Finally, the Court may give the new rule complete retroactive effect, applying it to all cases, including those in which final judgments have been entered and all other avenues of appeal have been exhausted. Ibid. However, before a court chooses from among those four options, it customarily engages in the threshold inquiry of whether the rule at issue is a "new rule of law" for purposes of retroactivity analysis. Ibid. Our cases have recognized that if a ruling does not involve a "departure from existing law," the retroactivity question never arises and our power to limit the retroactive effect of a decision is not implicated. Ibid. That approach apparently stems from the concept, prevalent at common law, that the duty of courts was not to pronounce new law but rather to "maintain and expound" extant judicial rulings. See Linkletter v. Walker, 381 U.S. 618, 622, 85 S. Ct. 1731, 1734, 14 L. Ed.2d 601, 604 (1965) (quoting 1 William Blackstone, Commentaries 69 (15th ed. 1809)), overruled on other grounds, Griffith v. Kentucky, 479 U.S. 314, 107 S. Ct. 708, 93 L. Ed.2d 649 (1987). A court could "discover" what the law had always been, but it could not create new law. Id. at 623, 85 S. Ct. at 1734, 14 L. Ed. 2d at 605. The recognition that the retrospective effect of a judicial ruling could be restricted was unknown to the common-law courts and incompatible with the common-law view that "[a]n overruled holding was not bad law, it was simply never the law." State v. Johnson, 43 N.J. 572, 582 (1965), aff'd, 384 U.S. 719, 86 S. Ct. 1772, 16 L. Ed.2d 882 (1966); see Linkletter, supra, 381 U.S. at 623 & n.6, 85 S. Ct. at 1734 & n.6, 14 L. Ed. 2d at 604-05 & n.6. In time, however, courts came to accept that some decisions represent a break from prior jurisprudence, and that to apply such new rules retroactively could inflict unjustified burdens on the courts and
law enforcement personnel. See Linkletter, supra, 381 U.S. at
623-24, 85 S. Ct. at 1734-35, 14 L. Ed.
2d at 605.
long as the decision's application of that general principle is
"sufficiently novel and unanticipated." Ibid.
process, the interest in obtaining accurate verdicts may suggest
that the new rule be given complete retroactive effect. Id. at
406-07.
retroactively when such an application would undermine the
validity of large numbers of convictions. We have noted our
concern about overwhelming courts with retrials, and our
awareness of the difficulty in re-prosecuting cases in which the
offense took place years in the past. See Lark, supra, 117 N.J.
at 341; Burstein, supra, 85 N.J. at 410.
right-to-counsel rule of Sanchez. In People v. Samuels, 400
N.E.2d 1344, 1347 (N.Y. 1980), the New York Court of Appeals held
that once a felony complaint is filed, a defendant may not waive
the right to counsel outside of the presence of defense counsel.
Then, in People v. Pepper,
423 N.E.2d 366, 369-70 (N.Y.), cert.
denied,
454 U.S. 967,
102 S. Ct. 510,
70 L. Ed.2d 383 (1981),
the New York court applied the three-factor Linkletter test and
concluded that the Samuels rule should be accorded "pipeline
retroactivity." The court noted that such a result was
consistent with its previous decisions giving limited retroactive
effect to new rules involving the pre-trial right to counsel.
See id. at 369.
The threshold retroactivity issue in this case, whether Sanchez announced a new rule of law, is a close question. Our analysis begins with Patterson v. Illinois, 487 U.S. 285, 108 S. Ct. 2389, 101 L. Ed.2d 261 (1988) (5-4), which was decided four years before Sanchez. In Patterson, the United States Supreme Court held that reading the Miranda rights to an indicted defendant enables that defendant to make an informed and valid waiver of the Sixth Amendment right to counsel. See 487 U.S. at 296, 108 S. Ct. at 2397, 101 L. Ed. 2d at 275. The Court rejected the contention that the Sixth Amendment right to counsel is "more difficult to waive than the Fifth Amendment
counterpart," while acknowledging that that contention had gained
"some acceptance from courts and commentators." Id. at 297, 108
S. Ct. at 2397, 101 L. Ed.
2d at 275. have been predicted in view of the fact that "[w]henever possible, we endeavor to harmonize our interpretation of the State Constitution with federal law." Tucker, supra, 137 N.J. at 291 (citing State v. Hunt, 91 N.J. 338, 345 (1982)). Indeed, our pre-Sanchez right-to-counsel jurisprudence was generally similar to that of the Supreme Court in other contexts. See, e.g., State v. Clausell, 121 N.J. 298, 350-53 (1990) (holding that defendant did not validly waive right to counsel, applying parallel analyses under state and federal law); State v. Fritz, 105 N.J. 42, 58 (1987) (adopting, nearly verbatim, federal constitutional standard for effective assistance of counsel); State v. Bey, 258 N.J. Super. 451, 466 (App. Div.) (noting, in case in which statements were taken from charged defendant outside of presence of his attorney, that "[w]e consider the federal and State constitutional rights to counsel as coextensive in this context"), certif. denied, 130 N.J. 19 (1992). In addition, even if the Appellate Division was correct in noting that Sanchez was "not a break with prior law," Knight, supra, 283 N.J. Super. at 113 (emphasis added), Sanchez indeed altered the substance of the law applied by state trial courts ruling on the admissibility of statements taken from indicted, unrepresented defendants. See, e.g., Sanchez, supra, 129 N.J. at 264 (noting that both trial court and Appellate Division had ruled that Sanchez's confession was admissible). Sanchez "`was not dictated by precedent existing at the time the defendant's conviction became final'"
and undeniably imposed a new obligation on state law enforcement
agents. Lark, supra, 117 N.J. at 339 (quoting Teague, supra, 489
U.S. at 301, 109 S. Ct. at 1070, 103 L. Ed.
2d at 349).
[Sanchez, supra, 129 N.J. at 276-77 (quoting People v.
Settles,
385 N.E.2d 612, 616 (N.Y. 1978)) (citations
omitted).]
In this case, the inquiry into the purpose of the new rule does
not, by itself, reveal whether retroactive application of the
rule would be appropriate. Although the Sanchez rule is
intended, in part, to discourage police interrogation of
indicted, unrepresented defendants, it is not solely an
exclusionary rule. Similarly, although the rule aims to "enhance
the reliability of confessions by reducing the inherent coercion
of custodial interrogation," State v. Reed,
133 N.J. 237, 260
(1993), it does not replace a rule "`that substantially
impair[ed] [the] truth-finding function [of the criminal
trial].'" Burstein, supra, 85 N.J. at 406 (quoting Williams v.
United States,
401 U.S. 646, 653,
91 S. Ct. 1148, 1152,
28 L. Ed.2d 388, 395 (1971)). Accordingly, we must add to our analysis a
consideration of the "reliance" and "administration of justice"
factors. Those factors are, to an extent, interrelated in this
case.
forms requesting assigned counsel generally are
completed by defendants prior to their initial court
appearance, and at that court appearance counsel from
the public defender's office are generally available to
provide representation. In the CJP courts, as an
essential pre-condition of effective case management,
defendants are presumed to have asserted their
expectation to be represented by counsel, and counsel
are routinely provided. Thus, the prevailing practice across much of the State is to provide counsel to defendants immediately after the criminal complaint is filed -- even before the grand jury has returned an indictment. See id. at 284-85. (Pursuant to Directive #3-96, issued by the Administrative Office of the Courts on June 12, 1996, defendants in all counties will now be afforded the opportunity to request counsel at their initial court appearance. Presumably counsel will be assigned soon thereafter.) Thus, the Sanchez rule, which concerns waiver of the right to counsel by indicted yet unrepresented defendants, is implicated only in those unusual cases in which indicted defendants deliberately forego the right to counsel or absent themselves from their initial court appearance and miss the opportunity to be assigned an attorney. Our assumption is that police do not customarily interrogate indicted and uncounseled defendants. The third retroactivity factor, the effect retroactive application would have on the administration of justice, militates in favor of limited retroactive application of the Sanchez rule. As noted, cases in which the Sanchez rule is
implicated arise relatively infrequently. Thus, applying Sanchez
retroactively to cases on direct appeal would neither "be
chaotic" nor "overwhelm our courts." Catania, supra, 85 N.J. at
447; see State v. Krol,
68 N.J. 236, 267 & n.15 (1975) (finding
that there would be no detrimental effect on justice system if
rule affecting thirty-nine persons were applied retroactively).
However, administration-of-justice considerations counsel against
affording Sanchez more than "pipeline retroactivity." To accord
Sanchez complete retroactive effect would impose on the State the
burden of re-prosecuting some cases in which the offense took
place years in the past. Because of failing memories and
unavailable witnesses, the problems encountered in prosecuting
such cases often are insurmountable. See Lark, supra, 117 N.J.
at 341.
decision. Sanchez will therefore not apply to those defendants
who had exhausted all avenues of direct relief at the time
Sanchez was decided. The State contends that even if Sanchez applies to this case, it does not render inadmissible defendant's statement to F.B.I. Agent Wilson. The State argues that when Agent Wilson took defendant's statement he was acting not on behalf of the State of New Jersey but rather as an agent of the federal government. The State asserts that it would be improper to
require Wilson to comply with state constitutional law concerning
the interrogation of criminal defendants.
The record in this case demonstrates that an extensive cooperative effort between local officials and the F.B.I. led to defendant's arrest. Michael Stigliano, an investigator from the Office of the Essex County Prosecutor, learned of defendant's California residence in September 1989 and informed Agent Ron Bukowicz of the F.B.I.'s Newark office. Stigliano and Bukowicz spoke on three or four occasions, and their conversations led Bukowicz to send a four-page teletype to Agent Wilson in the F.B.I.'s Los Angeles office. The teletype stated, in part:   |