State v. Oscar Lee Kirk
Case Date: 07/10/1996
Docket No: SYLLABUS
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(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for
the convenience of the reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not have been summarized).
STATE OF NEW JERSEY V. OSCAR LEE KIRK (A-130-95)
Argued March 26, 1996 -- Decided July 10, 1996
COLEMAN, J., writing for a unanimous court.
The issue before the Court is whether the trial court properly exercised its discretion in finding that
a prosecutor did not act arbitrarily in declining to waive imposition of an extended term sentence under the
guidelines promulgated pursuant to State v. Lagares.
N.J.S.A. 2C:43-6f (section 6f) is the mandatory extended term statute for repeat drug offenders.
Under section 6f, one who has been previously convicted of manufacturing, distributing, dispensing or
possessing with intent to distribute a controlled dangerous substance may, on application of the prosecutor,
be sentenced by the court to an extended term. Conviction in another state of an offense that is substantially
equivalent to an offense covered by this statute satisfies the definition of prior conviction.
State v. Lagares addressed the constitutionality of section 6f. Section 6f was considered
constitutionally infirm because it vested unfair discretion in the prosecutor in violation of the separation of
powers doctrine. To cure that constitutional defect, the Court interpreted the statute to require that
guidelines be adopted to assist prosecutorial decision-making with respect to applications for enhanced
sentences. In order to provide for effective judicial review, Lagares requires that prosecutors state on the
record their reasons for seeking an enhanced sentence. Moreover, pursuant to Lagares, an extended term
may be denied or vacated where a defendant has established that the prosecutor's decision to seek the
enhanced sentence was an arbitrary and capricious exercise of prosecutorial discretion.
On April 20, 1992, in response to the holding in Lagares, the Attorney General issued statewide
guidelines governing the State's decision to apply for enhanced sentencing under section 6f. The guidelines
require prosecutors to: establish the existence of the defendant's prior drug offense; provide written
notification to both the court and the defendant of the State's intention to apply for an extended term; and
state on the record their reasons for refusing to waive an extended term. In addition, the guidelines outline
the factors on which a prosecutor may rely as a basis for waiving an enhanced sentence.
Oscar Lee Kirk and Linette Barber were travelling with Barber's two children on Route 80 when
their car was stopped by a state trooper because Kirk was driving erratically. A consent search of the car
revealed three wrapped packages containing a total of six and one-half pounds of cocaine, and a locked
briefcase containing $8,000 in cash. In August 1990, a jury convicted Kirk of third-degree possession of
cocaine and first-degree possession of six and one-half pounds of cocaine with the intent to distribute. The
State's motion for an extended term pursuant to section 6f was granted. Kirk was sentenced to an extended
term of fifty years of imprisonment with twenty-five years of parole ineligibility. On appeal, the Appellate Division affirmed Kirk's conviction but remanded for reconsideration of the sentence because Kirk had been sentenced before the promulgation of the guidelines required by the Court in Lagares. On remand, the sentencing court reimposed the identical sentence and Kirk again appealed. The Appellate Division reversed, finding that the trial court abused its discretion by not overruling the prosecutor's refusal to waive the imposition of an enhanced sentence. The Court's reversal was based on
the fact that Kirk did not serve a prison term for either of his two prior New York drug offenses and that he
was passing through New Jersey on an interstate highway at the time of the present offense.
The Supreme Court granted the State's petition for certification.
HELD: Oscar Lee Kirk failed to establish by clear and convincing evidence that he was entitled to a waiver
of an extended term sentence; therefore, the trial court properly exercised its discretion in finding
that the prosecutor did not act arbitrarily in declining to waive imposition of an extended term
sentence.
1. Kirk's 1988 conviction in New York of third-degree attempted sale of cocaine to an undercover police
officer satisfies the section 6f requirement of a prior drug conviction. Therefore, Kirk qualifies for an
extended term sentence. Moreover, the prosecutor sufficiently explained his reasoning on the record and
cited ample evidence to support his interpretation of the guidelines. Thus, Kirk failed to meet the heavy
burden that a defendant must bear to prove that the State's decision to deny leniency was arbitrary and
capricious. (pp. 7-10)
2. The Appellate Division erred in considering the lack of prior imprisonment as a basis for concluding that
the trial court abused its discretion in failing to overrule the prosecutor's refusal to waive the enhanced
sentence. The language of section 6f refers only to previous convictions and makes no exceptions for a
conviction that does not result in a prison term. (pp. 10-11)
3. The Attorney General Guidelines cure the constitutional infirmity found in Lagares in respect of section
6f. Those guidelines vest the judiciary with the authority to make the ultimate determination of the sentence
to be imposed. The legislative objective of section 6f is to impose lengthy prison term on repeat drug
offenders. Widening the latitude of prosecutorial waiver discretion by incorporation an "interest of justice"
standard, as urged by Kirk, would contravene that legislative goal. Nonetheless, the Attorney General
Guidelines to some extent have incorporated some of the spirit of the "interests of justice" standard. The
"catch-all" provision authorizes prosecutors to waive enhanced sentencing based on the existence of
compelling extraordinary circumstances. That provision operates in much the same way as the "interests of
justice" standard in that it provides prosecutors and reviewing courts with a basis for safeguarding the
defendant from an imposition of an extended term where principles of justice would not be served.
Ultimately, the prosecutor's application of the guidelines is reviewed by the sentencing court under an
arbitrary and capricious standard. That judicial review protects defendants against prosecutorial abuse of
discretion in the application of enhanced sentencing. It also preserves the delicate balance of powers
mandated by the New Jersey Constitution, thereby remedying the constitutional defect inherent in section 6f.
(pp. 11-15)
4. Kirk's sentence violates some basic sentencing guidelines under the Code. Although the trial court
exercised its discretion and imposed the presumptive base term of fifty years, it imposed the maximum term
of parole ineligibility as though a life term had been imposed. Ordinarily, a severe parole ineligibility term
should be imposed in conjunction with base terms that exceed the presumptive term. The trial court offered
no explanation to justify the absence of any balance between the presumptive base term and the maximum
twenty-five year period of parole ineligibility. Therefore, a remand is required to properly determine the
term of parole ineligibility. (pp. 15-21)
Judgment of the Appellate Division is REVERSED and the case is REMANDED to the Law Division
to redetermine the term of parole ineligibility in accordance with this opinion.
JUSTICES HANDLER, POLLOCK, O'HERN, GARIBALDI and STEIN join in JUSTICE
COLEMAN's opinion. CHIEF JUSTICE WILENTZ did not participate.
SUPREME COURT OF NEW JERSEY
STATE OF NEW JERSEY,
Plaintiff-Appellant,
v.
OSCAR LEE KIRK,
Defendant-Respondent.
Argued March 26, 1996 -- Decided July 10, 1996
On certification to the Superior Court,
Appellate Division.
Janet Flanagan, Deputy Attorney
Ruth Bove Carlucci, Assistant Deputy Public
Defender, argued the cause for respondent
(Susan L. Reisner, Public Defender,
attorney).
The opinion of the Court was delivered by
refusal to waive the extended term." We granted certification,
143 N.J. 323 (1995), and now reverse.
Defendant, Oscar Lee Kirk, co-defendant, Linette Barber, and
her two children were travelling on Route 80 when their car was
stopped by a state trooper because defendant was driving
erratically. Defendant disclaimed any possessory interest in the
car, and at the trooper's request, co-defendant Barber consented
to a search of the car. That search revealed three wrapped
packages containing a total of six and one-half pounds of
cocaine, and a locked briefcase containing $8,000 in cash. In
August 1990, a jury convicted defendant of third-degree
possession of cocaine, a violation of N.J.S.A. 2C:35-10a(1); and
first-degree possession of six and one-half pounds of cocaine
with the intent to distribute, a violation of N.J.S.A. 2C:35-5a(1) and -5b(1). The State's motion for an extended term
sentence pursuant to N.J.S.A. 2C:43-6f was granted. Defendant
was sentenced to an extended term of fifty years of imprisonment
with twenty five years of parole ineligibility.
properly imposed under the guidelines, it was not manifestly
excessive.
The State argues that the Appellate Division misinterpreted
N.J.S.A. 2C:43-6f and improperly construed the Lagares
guidelines. The Appellate Division based its reversal on the
following. Defendant did not serve a prison term for either of
his two prior New York drug offenses. Second, defendant was
simply passing through New Jersey on an interstate highway at the
time of the present offense.
The mandatory extended term statute for repeat drug offenders involved in this case is N.J.S.A. 2C:43-6f. It was enacted as part of the Comprehensive Drug Reform Act of 1987 (Act). N.J.S.A. 2C:35-1 to -23 and N.J.S.A. 2C:36-1 to -9. The articulated objectives of the Act, set forth in the Legislature's
"Declaration of Policy and Legislative Findings," include the
"imposition of a uniform, consistent and predictable sentence for
a given offense . . . [as] an essential prerequisite to [a]
rational deterrent scheme designed ultimately to reduce the
incidence of crime." N.J.S.A. 2C:35-1.1a. The Act focuses on
the punishment and deterrence of serious and dangerous offenders.
Ibid. Accordingly, it "target[s] for expedited prosecution and
enhanced punishment those repeat drug offenders and upper echelon
members of organized narcotics trafficking networks who pose the
greatest danger to society." N.J.S.A. 2C:35-1.1c. By providing
strict punishment for those offenders, the Legislature sought to
reduce the demand for illegal drugs and the incidence of drug-related crime. Ibid.
. . . .
For the purpose of this subsection, a previous
conviction exists where the actor has at any time been
convicted under chapter 35 of this title or Title 24 of
the Revised Statutes or under any similar statute of
the United States, this State, or any other state for
an offense that is substantially equivalent to N.J.S.
2C:35-3, N.J.S. 2C:35-4, N.J.S. 2C:35-5, N.J.S. 2C:35-6
or section 1 of P.L. 1987, c. 101 (C.2C:35-7).
[N.J.S.A. 2C:43-6f.]
While N.J.S.A. 2C:43-6f defines which drug offenders are
eligible to receive a mandatory extended term at the option of
"the prosecuting attorney," N.J.S.A. 2C:43-7c prescribes the
range of those extended terms a court may or must impose.
Court also ensured that effective judicial review would exist to
protect defendants from abusive prosecutorial sentencing
decisions, by requiring prosecutors to state on the trial court
record their reasons for seeking an enhanced sentence. Ibid.
Further, the Court held that "an extended term may be denied or
vacated where defendant has established that the prosecutor's
decision to seek the enhanced sentence was an arbitrary and
capricious exercise of prosecutorial discretion." Id. at 33. So
construed, N.J.S.A. 2C:43-6f was found to comport with the
principles of the separation of powers doctrine.
preponderance of the evidence; (b) defendant lacked counsel at
the trial or plea that constituted the predicate offense; (c)
defendant pleads guilty under enumerated circumstances; (d) the
State determines that waiver is essential to secure defendant's
cooperation with the prosecution; (e) the State questions whether
the proofs available to prove the present offense are sufficient
to sustain the conviction; (f) defendant's prior record includes
only convictions that are extremely remote, and the State
determines that there is no reason to believe that defendant
derived a substantial source of income from criminal activity at
any time; and (g) the State determines that waiver is appropriate
based upon the existence of compelling extraordinary
circumstances, including an assessment of the seriousness of both
the present and predicate offenses, and the nature and amount of
the controlled dangerous substance involved. Ibid.
leniency constituted an arbitrary and
capricious exercise of discretion is heavy.
Defendants will have to do more than merely
make general conclusory statements that a
prosecutorial determination was abusive.
Instead, they must show clearly and
convincingly their entitlement to relief
under the standard established herein.
Application of that standard is consistent
with the legislative determination to make an
extended sentence for repeat offenders the
norm.
[Lagares, supra, 127 N.J. at 33.]
Defendant qualified for an extended term sentence under
section 6f because in 1988, he was convicted in New York of
third-degree attempted sale of cocaine to an undercover police
officer, a violation of section 220.39 of New York's Penal Code.
See N.Y. Penal Law § 220.39 (McKinney 1996). That offense was
substantially similar to a violation of N.J.S.A. 2C:35-5 and
therefore satisfied the requirements of a prior drug conviction
under N.J.S.A. 2C:43-6f and N.J.S.A. 2C:44-4c. In 1982,
defendant had also been convicted in New York for introducing
contraband and marijuana into a prison, a violation of section
70.15 of New York's Penal Code. See N.Y. Penal Law § 70.15
(McKinney 1995).
to defendant's New Jersey conviction, the prosecutor pointed out
that defendant had not pled guilty or cooperated with the State,
and was on probation at the time he committed the present
offense. The State asserted that those factors demonstrated
defendant's disrespect for the law and his unwillingness to
rehabilitate himself.
prior convictions. We find defendant's argument to be
unpersuasive. Defendant was still on probation for the 1988
allegedly remote offense when he committed the 1990 drug offense
in New Jersey.
the imposition of an extended sentence for defendants previously
convicted of third or fourth degree offenses pursuant to N.J.S.A.
2C:35-5b(3), (5), (9), (11), (12), (13), (14), but who were not
incarcerated because of the presumption of nonincarceration
contained in N.J.S.A. 2C:44-1e. See, e.g., State v. DeJesus,
252 N.J. Super. 456, 458 (Law Div. 1991) (denying defendant's motion
for reconsideration of sentence where defendant was serving
extended term on underlying offense in violation of N.J.S.A.
2C:35-5a, 5b(3)). Similarly, a conviction in another
jurisdiction need not involve incarceration, only that "a
sentence of imprisonment in excess of 6 months was authorized
under the law of the other jurisdiction." N.J.S.A. 2C:44-4c.
Next, defendant contends that the Attorney General Guidelines fail to cure the separation of powers infirmity that this Court recognized in Lagares because they do not permit the prosecutor to waive an extended term based on an "interest of justice" standard. According to defendant, a prosecutor might believe that a defendant's background, work history, and rehabilitative efforts make the defendant an inappropriate candidate for an extended term sentence. The Attorney General Guidelines, however, do not empower the State to waive the imposition of enhanced sentencing on those grounds. Similarly, the sentencing court is precluded from considering such factors because its authority to review the prosecutor's decision is
limited to an evaluation of whether the State properly applied
the guidelines. Because the guidelines do not incorporate those
"interest of justice" factors, defendant maintains, they are
unfairly weighted against defendants and therefore fail to cure
the constitutional defect in section 6f.
[N.J. Const. art. III, ¶ 1.]
"Although sentencing discretion is shared to some extent among
the three branches of government, the determination of the
sentence is committed to the discretion of the judiciary."
Lagares, supra, 127 N.J. at 27-28. This Court has stressed that
the "`[p]ronouncement of judgment of sentence is among the most
solemn and serious responsibilities of a trial court.'" Warren,
supra, 115 N.J. at 449 (quoting State v. Roth,
95 N.J. 334, 365
(1984)).
legislative objective of section 6f is to impose lengthy prison
terms on repeat drug offenders as "the norm rather than the
exception." Id. at 32. To achieve that objective, there is no
need to widen the latitude of prosecutorial waiver discretion by
incorporating an "interest of justice" factor as defendant urges.
To do so would contravene the Legislature's aim.
amount of C.D.S. involved." Attorney General Guidelines, supra,
§ II.5g. This catch-all provision operates in much the same way
as an "interest of justice" standard in that it provides
prosecutors and reviewing courts with a basis for safeguarding
defendants from the imposition of an extended term where
principles of justice would not be served. The word "including"
is intended to be a term of enlargement that "conveys the
conclusion that there are other items includable, though not
specifically enumerated." Zorba Contractors, Inc. v. Housing
Auth.,
282 N.J. Super. 430, 434 (App. Div. 1995); 2A Norman J.
Singer, Sutherland Statutory Construction § 47.07 (5th ed. 1992).
Appellate courts must undertake a careful and vigorous review of any claim that a trial court abused its sentencing discretion. State v. Jarbath, 114 N.J. 394, 401 (1989). An appellate court should not, however, simply substitute its own
judgment for that of the sentencing court when disagreeing with
the sentence imposed. Ibid. This Court has further cautioned
that appellate courts should exercise sparingly their power of
review of a trial court's sentencing discretion. State v.
Ghertler,
114 N.J. 383, 388 (1989).
[Id. at 364-65.]
Viewing defendant's sentence of fifty years with twenty-five
years of parole ineligibility in light of the Roth standard leads
us to conclude that his sentence violates some basic sentencing
guidelines under the Code. A mandatory extended term required by
section 6f shall be fixed in accordance with N.J.S.A. 2C:43-7 and
shall include a term of parole ineligibility "fixed at, or
between, one-third and one-half" of the base term, but not less
than three years for a third-degree offense. N.J.S.A. 2C:43-6f.
sentence based on the prosecutor's refusal to waive sentence
enhancement, it still possessed a reservoir of discretion. Under
N.J.S.A. 2C:43-7c, the extended term sentence for a first-degree
offense under N.J.S.A. 2C:35-5b(1) is determined by N.J.S.A.
2C:43-7a(2) that prescribes a range of between "20 years and life
imprisonment." N.J.S.A. 2C:43-7c further directs that a term of
parole ineligibility, [unless waived by the prosecutor], must be
"fixed at or between one-third and one-half" of the base term, or
a minimum of twenty-five years if the base term imposed is life.
2C:44-1a(7); and the need for deterrence, N.J.S.A. 2C:44-1a(9).
The trial court found no mitigating factors.
term sentencing. Jefimowicz, supra, 119 N.J. at 162. One
recognized area in which the Dunbar guidelines apply is the
utilization of aggravating and mitigating factors in "determining
the base term[] as well as the period of parole ineligibility"
because of the discretion that reposes with the sentencing court.
Id. at 163; State v. Towey,
114 N.J. 69, 82 (1989). The Court in
Jefimowicz reaffirmed that sentencing courts must be cognizant of
their flexibility in determining the duration of parole
ineligibility even where a mandatory extended term is involved.
Jefimowicz, supra, 119 N.J. at 163. That flexibility should be
applied so that ordinarily the longest permitted term of parole
ineligibility would "be imposed only on base terms at or near the
top of the range for that degree of crime." Towey, supra, 114
N.J. at 81.
determine both the appropriate base term and the period of parole
ineligibility. Ghertler, supra, 114 N.J. at 389.
1990, the trial court noted that the presumptive term was fifty
years and that the court "could sentence defendant to 50 years
with one-third dash [sic] one-half of the sentence [as] parole
ineligibility." A remand is required to properly determine the
term of parole ineligibility.
NO. A-130 SEPTEMBER TERM 1995
STATE OF NEW JERSEY,
Plaintiff-Appellant,
v.
OSCAR LEE KIRK,
Defendant-Respondent.
DECIDED July 10, 1996
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