State v. Rasheed Mahammad
Case Date: 06/28/1996
Docket No: SYLLABUS
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(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for the
convenience of the reader. It has been neither reviewed nor approved by the Supreme Court. Please note that,
in the interests of brevity, portions of any opinion may not have been summarized).
Argued February 27, 1996 -- Decided June 28, 1996
GARIBALDI, J., writing for the Court.
At issue in this appeal is whether the New Jersey victim impact statute, N.J.S.A. 2C:11-3c(6), is
constitutional. The statute permits the State to present evidence of a murder victim's character and background
at the penalty phase of a capital case when the defendant presents evidence of his character or record pursuant
to the catch-all mitigating factor.
Defendant is charged with the kidnapping, rape, and murder of an eight-year-old child, Jakiyah McClain.
Jakiyah's body was found in the closet of an apartment occupied by defendant the day after Jakiyah was reported
missing. Defendant was identified by one of Jakiyah's friends as the last person to be seen with her.
Defendant brought a pre-trial motion challenging the constitutionality of the victim impact statute under
both the New Jersey and United States Constitutions. The trial court granted defendant's motion and declared
the statute unconstitutional under both Constitutions. The trial court found the statute to be inconsistent with
existing rules of evidence and procedure and the guarantees of due process, but declined to reach the broader
question of whether the New Jersey Constitution prohibits the use of victim impact evidence. The trial court
rejected defendant's argument that the application of the victim impact statute here would violate the Ex Post
Facto Clauses of the State and Federal Constitutions.
The Supreme Court granted the State's motion for direct certification and also granted defendant's
motion for leave to cross-appeal the trial court's ex post facto ruling.
HELD: The victim impact statute is constitutional under the Federal and State Constitutions.
1. The victim impact statute does not violate the United States Constitution. The United States Supreme Court
held in 1991 that the Eighth Amendment of the Federal Constitution, which prohibits the imposition of cruel
and unusual punishment, does not bar the admission of victim impact evidence during the penalty phase of a
capital trial. Nor does the victim impact statute violate the Federal Constitution by burdening a defendant's right
to introduce catch-all mitigating evidence. (pp. 9-16).
2. The State Constitution does not afford capital defendants broader protection in respect of victim impact
evidence than the Federal Constitution. The Victim's Rights Amendment of the New Jersey Constitution
specifically recognizes the rights of victims. A similar clause does not exist in the United States Constitution.
The electorate, by passing the Victim's Rights Amendment, and the Legislature, by enacting the victim impact
statute, have mandated that victim impact evidence be admitted. (pp. 16-22).
3. The jury is not likely to become overwhelmed or confused by victim impact evidence, given the substantial
limitations on the admission of such evidence. A victim impact statement is not impermissible on the ground
that it presents evidence of conditions about which the defendant was unaware. Those who intentionally choose
to kill know that their actions will destroy a unique individual and a web of familial relationships. Such
consequences are obviously foreseeable. (pp. 22-26). 4. The probative value of the proffered victim impact evidence must be balanced against the risk that its admission may create undue prejudice or confusion. Whether the evidence is too prejudicial is a factor to be
evaluated in each case by the trial court. Certain statements are clearly impermissible, such as testimony by a
victim's family members characterizing and expressing opinions about the defendant, the crime, or the
appropriate sentence. Similarly, statements that are grossly inflammatory, unduly prejudicial, or extremely likely
to divert the jury from its focus on the aggravating and mitigating factors should be excluded. (pp. 26-30).
5. The trial court held that the statute is invalid because victim impact evidence would be presented to all jurors,
even those for whom such evidence is irrelevant (jurors who did not find the existence of the catch-all mitigating
factor). This situation is not unusual in capital cases. Whenever a defendant presents mitigation evidence that
the State is allowed to rebut using otherwise inadmissible evidence, there is the possibility that jurors who did
not find the existence of that mitigating factor nevertheless will be exposed to the rebuttal evidence. Further,
the fact that jury instructions regarding the victim impact statute will be complex does not mean that jurors will
be unable to follow those instructions. (pp. 30-34).
6. The victim impact statute includes safeguards to ensure that the victim impact evidence will not be admitted
in a manner that would allow the arbitrary and unconstitutional imposition of the death penalty. As a matter
of fairness, certain additional procedures must be followed before victim impact statements can be entered into
evidence, including: notice by the State of its intent to use such evidence and its proposed witnesses; limitations
on the number of witnesses permitted to testify; a Rule 104 (formerly Rule 8) hearing to determine admissibility;
reduction of the witness's testimony to writing; and instructions to proposed witnesses and prosecutors in respect
of the testimony that is permissible. (pp. 34-39).
7. Applying the victim impact statute to defendant does not violate the State and federal constitutional
prohibitions on ex post facto laws because the statute simply modified the scope of evidence that may be
admitted and did not alter any substantive rights of defendant. (pp. 39-41).
Judgment of the trial court is REVERSED.
CHIEF JUSTICE WILENTZ, concurring, agrees that this result is required under the 1991 holding of
the United States Supreme Court and the recent amendment to the New Jersey Constitution, but writes
separately to express misgivings about the determination to admit victim impact evidence in capital trials.
JUSTICE O'HERN, concurring and dissenting, agrees that it is not unconstitutional to present victim
impact evidence in the penalty phase of a capital case, but would hold that the victim impact statute
unconstitutionally encumbers the right of a capital defendant to present mitigating evidence to a jury.
JUSTICE HANDLER, dissenting, is of the view that the introduction of victim impact evidence is
unconstitutional because: it will prevent a jury from rendering a death penalty verdict based on the defendant's
character and the circumstances of the crime; the victim impact statute creates a procedural scheme for the
admission and consideration of this evidence that is illogical and confusing; such evidence will render
proportionality review unmanageable and incomprehensible; and it creates an unacceptable risk that the death
penalty will be imposed in an invidious and discriminatory manner.
JUSTICE STEIN, dissenting, would require a jury considering victim impact evidence to be instructed
that it is not to attempt any comparison between the value of the victim's life and the defendant's life and that
its verdict cannot be predicated on the relative worth of the victim.
CHIEF JUSTICE WILENTZ and JUSTICES POLLOCK and COLEMAN join in JUSTICE
GARIBALDI'S opinion. CHIEF JUSTICE WILENTZ filed a concurring opinion. JUSTICE O'HERN filed a
separate opinion concurring in part and dissenting in part. JUSTICES HANDLER and STEIN filed separate
dissenting opinions.
STATE OF NEW JERSEY,
Plaintiff-Appellant
v.
RASHEED MUHAMMAD,
Defendant-Respondent
Argued February 27, l996 -- Decided June 28, 1996
On certification to the Superior Court, Law
Division, Essex County.
John S. Redden, Deputy First Assistant
Prosecutor, argued the cause for appellant
and cross-respondent (Clifford J. Minor,
Essex County Prosecutor, attorney; Mr. Redden
and Hilary Brunell, Assistant Prosecutor, of
counsel and on the briefs).
Stephen W. Kirsch, Assistant Deputy Public
Defender, argued the cause for respondent and
cross-appellant (Susan L. Reisner, Public
Defender, attorney).
Catherine A. Foddai, Deputy Attorney General,
argued the cause for amicus curiae Attorney
General of New Jersey (Deborah T. Poritz,
Attorney General, attorney).
Marianne Espinosa Murphy, argued the cause
for amicus curiae New Jersey Coalition of
Crime Victims (Tompkins, McGuire &
Wachenfeld, attorneys). Boris Moczula, First Assistant Passaic County Prosecutor, argued the cause for amicus curiae New Jersey County Prosecutors'
Association (Sharon B. Ransavage, President,
attorney).
Jean D. Barrett argued the cause for amicus
curiae Association of Criminal Defense
Lawyers of New Jersey (Crummy, Del Deo,
Dolan, Griffinger & Vecchione and Ruhnke &
Barrett, attorneys; Ms. Barrett, Lawrence S.
Lustberg, and James E. Ryan, on the brief).
Richard D. Pompello submitted a brief on
behalf of amicus curiae Pamela McClain.
The opinion of the Court was delivered by Defendant is charged with the kidnapping, rape, and murder of an eight-year-old child, Jakiyah McClain. On the afternoon of April l, l995, Jakiyah received permission from her mother to visit a friend, Ah-Tavia Maxey, who lived only a few blocks away. Jakiyah arrived at her friend's apartment between 4:00 p.m. and 5:00 p.m. She asked Ah-Tavia's father if the two girls could play outside with one another. Mr. Maxey refused to give them permission and instead told them to go upstairs to the Maxey's apartment and ask Ah-Tavia's mother for permission. While Jakiyah and Ah-Tavia were talking, defendant entered the apartment building. He volunteered to walk Jakiyah upstairs. He knew Jakiyah's mother. Ah-Tavia watched defendant take Jakiyah's hand and lead her upstairs. Ah-Tavia apparently
remained on the ground floor. Shortly after, Ah-Tavia heard
kicking, banging, and the sound of Jakiyah's screams.
first-degree aggravated sexual assault of a child, contrary to
N.J.S.A. 2C:l4-2a(l); and felony murder, contrary to N.J.S.A.
2C:ll-3a(3). The State served notice of four aggravating
factors: that the murder involved torture, aggravated assault or
depravity of mind, N.J.S.A. 2C:ll-3c(4)(c); that the murder was
committed to escape detection or apprehension for another offense
committed by defendant, N.J.S.A. 2C:ll-3c(4)(f); that the murder
was committed during the course of another felony, N.J.S.A.
2C:ll-3c(4)(g); and that the victim was less than fourteen years
old, N.J.S.A. 2C:ll-3c(4)(k).
the Ex Post Facto Clauses of the State and Federal Constitutions.
Id. slip op. at 16-17. On June l9, l995, Governor Whitman signed into law L. l995, c. l23; N.J.S.A. 2C:ll-3c(6), commonly known as the victim impact statute. That law provides that: When a defendant at a sentencing proceeding presents evidence of the defendant's character or record pursuant to subparagraph (h) of paragraph (5) of this subsection, the State may present evidence of the murder victim's character and background and of the impact of the murder on the victim's survivors. If the jury finds that the State has proven at least one aggravating factor beyond a reasonable doubt and the jury finds the existence of a mitigating factor pursuant to subparagraph (h) of paragraph (5) of this subsection, the jury may consider the victim and survivor evidence presented by the State pursuant to this paragraph in determining the appropriate weight to give mitigating evidence presented pursuant to subparagraph (h) of paragraph (5) of this subsection.
The victim impact statute is merely one of the latest efforts by the Legislature to increase the participation of crime victims in the criminal justice system. In l97l, the Legislature enacted the Criminal Injuries Compensation Act of l97l, N.J.S.A. 52:4B-l to -33. In 1985, the Legislature enacted the Crime Victim's Bill of Rights, N.J.S.A. 52:4B-34 to -38, which granted
crime victims and witnesses certain rights, including the right
to be treated with dignity, the right to be informed about the
criminal justice process, and the right to be told about
available remedies and social services. The following year, the
Legislature amended N.J.S.A. 2C:44-6 to allow family members of
murder victims to include a written statement in the defendant's
presentence report. In 1991, the Legislature amended the Crime
Victim's Bill of Rights to provide victims with the opportunity
to submit to a representative of the county prosecutor's office a
written statement about the impact of the crime on the family and
to allow victims to make in-person victim impact statements in
non-capital cases directly to the sentencing court. N.J.S.A.
52:4B-36.
psychological injury or has incurred loss of
or damage to personal or real property as a
result of a crime or an incident involving
another person operating a motor vehicle
while under the influence of drugs or
alcohol, and b) the spouse, parent, legal
guardian, grandparent, child or sibling of
the decedent in the case of a criminal
homicide.
The Victim's Rights Amendment explicitly authorizes the
Legislature to provide victims with "those rights and remedies"
that are deemed appropriate to effectuate the purpose of that
amendment. On the basis of that constitutional authority, and
relying on the United States Supreme Court's elimination of a
federal constitutional bar against the admissibility of victim
impact evidence in Payne v. Tennessee,
501 U.S. 808,
111 S. Ct. 2597,
115 L. Ed.2d 720 (1991), the New Jersey Legislature
enacted the victim impact statute, N.J.S.A. 2C:11-3c(6).
with authorities and to testify as part of the state's case-in-chief, little attention was paid to the financial, physical, and
emotional needs of victims. David Roland, Progress in the Victim
Reform Movement: No Longer the "Forgotten Victim",
17 Pepp. L.
Rev. 35, 36-38 (1989). Indeed, "[m]any commentators have
observed that crime victims are largely excluded from the
criminal justice system, and that those who are able to
participate suffer a `second victimization' at the hands of the
system." Richard E. Wegryn, New Jersey Constitutional Amendment
for Victims' Rights: Symbolic Victory?,
25 Rutgers L.J. l83, l84
(l993) (citations omitted). That feeling of isolation from the
system causes many victims and their families to "report
widespread dissatisfaction with the criminal system." Id.
Defendant asserts that the victim impact statute violates Article I, paragraph 12 of the New Jersey Constitution, which prohibits the infliction of cruel and unusual punishments, and the due process clause of the State Constitution.See footnote 1 In capital sentencing each juror must individually determine whether each mitigating factor exists, and then individually decide whether the aggravating factors outweigh the mitigating factors beyond a reasonable doubt. State v. Bey, ll2 N.J. l23, l6l (l988) (Bey II), cert. denied, ___ U.S. ___, ll5 S. Ct. ll3l, l 20 L. Ed 2d l093 (l995). The death penalty is imposed only if the jurors unanimously agree that the aggravating factors outweigh the mitigating factors. Ibid. One mitigating factor, N.J.S.A. 2C:ll-3c(5)(h), (section 5(h)), is defined as "any other factor which is relevant to the defendant's character or record or to the circumstances of the offense." Essentially, section 5(h) is a catch-all factor of defendant's mitigating evidence not encompassed in the other defined factors. The victim impact statute provides that if the defendant presents evidence of his character or record pursuant to section 5(h), the State may
present evidence of the murder victim's character and background
and of the impact of the murder on the victim's survivors. That
statute then directs the trial court to inform the jury that if
the jury finds that the State has proven at least one aggravating
factor beyond a reasonable doubt and the jury finds evidence of a
mitigating catch-all factor, then the jury may consider the
victim impact evidence presented by the State in determining the
appropriate weight to give the catch-all factor.
United States Supreme Court's holding in Payne and similarly
recognize that the State has a legitimate interest in presenting
the sentencing authority with victim impact evidence. Further,
the State argues that such a result is mandated by the Victim's
Rights Amendment. The victim impact statute does not violate the United States Constitution. On July 27, 1991, the United States Supreme Court held that the Eighth Amendment of the Federal Constitution, which prohibits the imposition of cruel and unusual punishments, does not bar the admission of victim impact evidence during the penalty phase of a capital trial. Payne, supra, 501 U.S. at 811, 111 S. Ct. at ___, 115 L. Ed. 2d at 726. The Supreme Court overruled the prior holdings of Booth v. Maryland, 482 U.S. 496, 107 S. Ct. 2529, 96 L. Ed.2d 440 (1987), in which the Court held that the Eighth Amendment prohibits a capital sentencing jury from receiving victim impact evidence relating to the personal characteristics of the murder victim and the emotional impact of the death on the victim's family, and South Carolina v. Gathers, 490 U.S. 805, 109 S. Ct. 2207, 104 L. Ed.2d 876 (1989), in which the Supreme Court extended the rule adopted in Booth to statements made by the prosecutor about the personal qualities of the victim. In reevaluating the exclusion of victim impact evidence, the Court rejected two of the premises underlying Booth and Gathers: first, that evidence of the personal characteristics of the victim and of the emotional impact of the crimes on the family does not in general reflect on the defendant's blameworthiness, and second, that only evidence of moral culpability is relevant to a capital sentencing decision. Payne, supra, 50l U.S. at 8l9, lll S. Ct. at ___, ll5 L. Ed. 2d at 73l. The Court explained that the consideration of the harm caused by the crime has always been an important factor in determining the severity of a sentence. Id. at 820, lll S. Ct. at ___, ll5 L. Ed. 2d at 732. The majority in Payne noted that in excluding victim impact evidence, the Booth Court had misread the language of Woodson v. North Carolina, 428 U.S. 280, 304, 96 S. Ct. 2978, ___, 49 L. Ed.2d 944, 961 (l976), that the capital defendant must be treated as a "uniquely individual human bein[g]." Payne, supra, 501 U.S. at 818, lll S. Ct. at ___, 115 L. Ed. 2d at 730. The Payne Court explained that "[t]he language quoted from Woodson in the Booth opinion was not intended to describe a class of evidence that could not be received, but a class of evidence which must be received." Id. at 822, lll S. Ct. at ___, ll5 L. Ed. 2d at 733. The Court opined that the misreading of precedent in Booth had "unfairly weighted the scales in a capital trial" because it allowed the defendant to introduce virtually all mitigating evidence concerning his own circumstance, but barred the State from offering any victim impact evidence. Ibid. The Court recognized that the prosecution has a legitimate interest in
using victim impact evidence to show each "victim's uniqueness as
an individual human being." Id. at 823, lll S. Ct. at ___, ll5
L. Ed.
2d at 734. The Payne Court stated:
[Id. at 825, lll S. Ct. at ___, 115 L. Ed.
2d
at 735 (citations omitted).] The Payne Court thus held that if a "State chooses to permit the admission of victim impact evidence and prosecutorial argument on that subject, the Eighth Amendment erects no per se bar." Id. at 827, lll S. Ct. at ___, ll5 L. Ed. 2d at 736. The majority opined that "[v]ictim impact evidence is simply another form or method of informing the sentencing authority about the specific harm caused by the crime in question, evidence of a general type long considered by sentencing authorities." Id. at 825, lll S. Ct. at ___, 115 L. Ed. 2d at 735. Payne left undisturbed the holding in Booth that the admission of a victim's
family members' characterizations and opinions about the crime,
the defendant, and the appropriate sentence violates the Eighth
Amendment. Id. at 830 n.2, lll S. Ct. at ___, ll5 L. Ed.
2d at
739, n.2.
3l7-20, l
09 S. Ct. 2934, ___, l
06 L. Ed.2d 256, 277-79 (l989);
Eddings v. Oklahoma, 455 U.S. l04, ll4, l
02 S. Ct. 869, ___, 7l
L. Ed.2d l, ll (l982). In Lockett, however, the trial court in
accordance with a statute had prohibited the introduction of
specific mitigating evidence. The victim impact statute does not
prohibit the introduction of any mitigating evidence.
factor than he would in introducing evidence relevant to any
other mitigating factor. At times we have interpreted the State Constitution to afford New Jersey citizens broader protection of certain rights than that afforded by analogous or identical provisions of the Federal Constitution. See, e.g., State v. Pierce, 136 N.J. 184, 208-13 (1994); State v Novembrino, 105 N.J. 95, 145 (1987); State v. Gilmore, 103 N.J. 508, 522-23 (1986); State v. Hunt, 91 N.J. 338, 344 (1982). With respect to capital punishment in particular, we have held that "our State Constitution 'provides an additional and, where appropriate, more expansive source of protections against the arbitrary and nonindividualized imposition of the death penalty.'" State v. Koedatich, 112 N.J. 225, 251 (1988)(quoting State v. Ramseur, 106 N.J. 123, 190 (1987), cert. denied, 488 U.S. l0l7, l 09 S. Ct. 8l3, l02 L. Ed.
2d 803 (l989)). Although we have at times pursued an independent
course in capital punishment jurisprudence, "it is not enough to
say that because we disagree with a majority opinion of the
Supreme Court, we should invoke our State Constitution to achieve
a contrary result." State v. Hempele,
120 N.J. 182, 226
(1990)(O'Hern, J., dissenting). Furthermore, whenever a
challenge is raised to the constitutionality of a statute, there
is a strong presumption that the statute is constitutional.
"[C]ourts do not act as a super-legislature." Newark Superior
Officers Ass'n v. City of Newark,
98 N.J. 212, 222 (1985). Thus,
any act of the Legislature will not be ruled void unless its
repugnancy to the Constitution is clear beyond a reasonable
doubt. "Where alternative interpretations of a statute are
equally plausible, the view sustaining the statute's
constitutionality is favored." Town of Secaucus v. Hudson County
Bd. of Taxation,
133 N.J. 482, 492 (1993), cert. denied, ___ U.S.
___, ll4 S. Ct. l050, l
27 L. Ed.2d 372 (l994).
Constitutions, (5) matters of particular State interest, (6)
State traditions, and (7) public attitudes.
the words of Justice (then Judge) Pashman in New Jersey Sports &
Exposition Auth. v. McCrane,
119 N.J. Super. 457, 476-77 (Law
Div. 1971), aff'd as modified,
61 N.J. 1, appeal dismissed,
409 U.S. 943,
93 S. Ct. 270,
34 L. Ed.2d 215 (1972), "It must be
remembered that the greatest danger to people from the exercise
of the judicial power is that there may be a usurpation by the
courts of the people's right to express in law, by overwhelming
numbers of their elected legislators, their collective
reasoning."
unconstitutional would require us to ignore the Victim's Rights
Amendment and the will of the electorate that overwhelmingly
approved the constitutional amendment. Over l,200,000 citizens
voted for the Victim's Rights Amendment while only 223,248 people
voted against it. Manual of New Jersey, Two Hundred and Fourth
Legislature (First Session) l992, at 903. Beginning with the
passage of the Criminal Injuries Compensation Act of 1971
(N.J.S.A. 52:4B-1 to -33), the people of New Jersey, speaking
through the Legislature, have repeatedly expressed a very strong
"public attitude" that victims should be provided with more
rights.
See, e.g., Pennington, supra, 119 N.J. at 566-71; Williams,
supra, 113 N.J. at 450-54.
We must now harmonize the victim's constitutional rights
with the defendant's due process rights under the State
Constitution. Supra at ___ (slip op. at 9, ft. 2). We agree
with Justice Handler that "different sections of the Constitution
should be read in harmony not in conflict." Post at ___ (slip
op. at l0-ll) (Handler, J., dissenting). We well-recognize that
competing clauses of a constitution should be harmonized to give
effect to competing clauses. We part company with Justice
Handler, however, because of his failure to recognize that the
substantial limitations we have placed on the admission of victim
impact evidence effectively harmonizes the victim's
constitutional right to have victim impact evidence introduced
with the defendant's due process rights. See supra at ___ (slip
op. at 34-39). We have always recognized that it is almost impossible to avoid referring to some victim impact evidence in a capital murder trial. In fact, much of the victim impact evidence that is likely to be admitted during the penalty phase would have been presented anyway during the guilt phase of the trial. Where, however, the victim impact evidence presented had no bearing on the substantive issue of guilt or the penalty to be imposed, we previously did not allow the State to present such evidence due to our concerns over the potential inflammatory effect of victim impact evidence. See, e.g., State v. Coyle, 119 N.J. 194, 231-32 (1990) (holding that victim impact evidence "serve[s] only to prejudice the jury unduly against the defendant and to confuse its deliberations on the aggravating factors"); Williams, supra, 113 N.J. at 452 ("inflammatory statements [about the victim's character] could likely result not only in unduly prejudicing the jury against defendant but also in confusing it over whether its deliberations should be influenced by the sterling character of the victim"). These concerns still exist. Nevertheless, we recognize that under the Victim's Rights Amendment and the victim impact statute the electorate and the Legislature have determined that before a jury determines whether to sentence a defendant to death, the jurors should, in limited circumstances, be informed about the uniqueness of the victim as a human being and the particular harm caused by the crime. In holding that in limited situations the State can offer the jury a quick glimpse of the victim's life and the impact of the loss on the victim's surviving family members, we do not believe that the jury is likely to become overwhelmed and confused by victim impact evidence. In State v. Zola, 112 N.J. 384, 431-32 (1988), cert. denied, 489 U.S. l022, l09 S. Ct. ll46, l 03 L. Ed.2d 205 (l989), we recognized the right of a capital defendant to make a brief statement in mitigation to the jury at the close of the presentation of evidence in the penalty phase without exposing himself to cross-examination. We observed that a brief statement by the defendant would be unlikely to "inject a
fatal emotionalism into the jury's deliberations." Id. at 431.
We believe that a similar brief statement from the victim's
family about how the killing has impacted their lives is also
unlikely to inflame the jury. "[J]ustice, though due to the
accused, is due to the accuser also. The concept of fairness
must not be strained till it is narrowed to a filament. We are
to keep the balance true." Snyder v. Massachusetts,
291 U.S. 97,
122,
54 S. Ct. 330, ___,
78 L.Ed. 674, 687 (1934).
happens, other victims are left behind." Id. at 838, 111 S. Ct.
at ___, ll5 L. Ed.
2d at 744. Defendants who intentionally
choose to kill know that their actions will destroy a unique
individual who is likely to be a parent, child, spouse, brother,
or sister.
Although victim impact evidence when offered to rebut a
defendant's presentation of catch-all mitigation evidence is not
prohibited by the New Jersey Constitution, it must nevertheless
be relevant and reliable. The admission of evidence relating to
the victim's character or the impact of the murder on the
victim's family requires a balancing of the probative value of
the proffered evidence against the risk that its admission may
pose the danger of undue prejudice or confusion to the jury.
N.J.R.E. 403; Williams, supra, 113 N.J. at 451. "[I]n each case
there is a traditional guard against the inflammatory risk, in
the trial judge's authority and responsibility to control the
proceedings consistently with due process, on which grounds
defendants may object." Payne, supra, 501 U.S. at 836, lll S.
Ct. at ___, 115 L. Ed.
2d at 743 (Souter, J., concurring).
Ultimately, whether specific victim impact evidence is too
prejudicial is a factor that should be evaluated in each case
within the exercise of the trial court's discretion.
its focus on the aggravating and mitigating factors should be
excluded. Williams, supra, 113 N.J. at 452. Allowing such
testimony could render a defendant's trial fundamentally unfair
and could lead to the arbitrary imposition of the death penalty.
Victim impact evidence admitted pursuant to N.J.S.A. 2C:11-3c(6)
should be limited to statements designed to show the impact of
the crime on the victim's family and to statements that
demonstrate that the victim was not a faceless stranger, but was
a unique individual human being. There is no place in a capital
case for unduly inflammatory commentary. Ibid. punishment statute requires trial court to consider merits of admitting victim impact evidence during penalty phase of a first-degree murder trial); Windom v. State, 656 So.2d 432, 438 (Fla.) (ruling that victim impact evidence is admissible only after State has presented evidence of aggravating circumstances; evidence limited to demonstrating victim's uniqueness as human being and resultant loss to community members by victim's death), cert. denied, __ U.S. __, 116 S. Ct. 571, 133 L. Ed.2d 495 (l995); Livingston v. State, 444 S.E.2d 748, 75l (Ga. l994) (holding that victim impact evidence may be relevant to defendant's culpability); State v. Card, 825 P.2d l08l, l088 (Idaho 1991) (same), cert. denied, 506 U.S. 915, ll 3 S. Ct. 32l, 121 L. Ed.2d 124 (l992); People v. Hope, 589 N.E.2d 503, 507 (Ill. l992) (finding that victim impact evidence helps jury assess defendant's moral culpability; also consistent with Illinois Crime Victim's Bill of Rights); State v. Scales, 655 So 2d l326, l336 (La.) (finding victim impact evidence that is not overly detailed is admissible), cert. denied, __ U.S. __, 116 S. Ct. 716, 133 L. Ed.2d 670 (1995); Evans v. State, 637 A.2d ll7, l29 (Md.) (holding that victim impact evidence did not deny defendant due process), cert. denied, __ U.S. __, ll 5 S. Ct. 109, 130 L. Ed.2d 56 (l994); State v. Parker, 886 S.W.2d 908, 927 (Mo. l994) (same), cert. denied, __ U.S. __, ll5 S. Ct. l827, l3l L. Ed.2d 748 (l995); McNelton v. State, 900 P.2d 934, 937-38 (Nev. l995), cert. denied ___ U.S. ___, ll6 S. Ct. l833, ___ L. Ed.2d ___ (l996); State v. Fauntenberry, 650 N.E.2d 878, 882-83 (Ohio) (holding that victim impact evidence is relevant to circumstances of offense and impact on survivors), cert. denied, __ U.S. __, ll 6 S. Ct. 534, 133 L. Ed.2d 439 (l995); Freeman v. State, 876 P.2d 283, 289 (Okla. Cr. App.) (holding victim impact evidence is relevant consideration of capital sentencing juries), cert. denied, __ U.S. __,ll 5 S. Ct. 590, 130 L. Ed.2d 503 (l994); Lucas v. Evatt, 4l 6 S.E.2d 646, 649 (S.C. l992) (finding victim impact evidence is no different from other relevant evidence); State v. Smith, 857 S.W 2d l, l4 (Tenn.) (same), cert. denied, __ U.S. __, ll 4 S. Ct. 56l, 125 L. Ed.2d 461 (l993); Banda v. State, 890 S.W.2d 42, 63 (Tex. Cr. App. l994) (holding capital sentencing jury is permitted to hear victim impact evidence), cert. denied __ U.S. __, ll 5 S. Ct. 2253, 132 L. Ed.2d 260 (l995); Weeks v. Commonwealth, 450 S.E.2d 379, 389 (Va. l994) (finding that victim impact evidence is relevant to aggravating factor), cert. denied, __ U.S. __, ll6 S. Ct. l00, 133 L.Ed.2d 55 (l995) ; State v. Gentry, 888 P.2d ll05, ll34-41 (Wash.) (holding that victim impact evidence is relevant to sentencing), cert. denied, __ U.S. __, ll6 S. Ct. l31, 131 L. Ed.2d 79 (l995). Only a few states have banned the introduction of victim impact evidence. See, e.g., Bivins v. State, 642 N.E.2d 928 (Ind. l994), cert. denied, __ U.S. __, 116 S. Ct. 783, 133 L. Ed.2d 734 (1996); Mack v. State, 650 So 2d l289, l324-25 (Miss. l994), cert. denied, __ U.S. __, 116 S. Ct. 214, 133 L. Ed 2d
146 (1995); State v. Guzek,
906 P.2d 272 (Or. 1995). When
N.J.S.A. 2C:11-3c(6) is considered in conjunction with the
Victim's Rights Amendment, it is obvious that the electorate of
New Jersey wants this State to align itself with the weight of
authority that has recognized the relevance of victim impact
evidence. Even if victim impact evidence were relevant, defendant contends that the trial court was correct in holding that the limitations placed on the admission of such evidence by N.J.S.A. 2C:11-3c(6) renders the statute invalid. The trial court observed that the victim impact statute is written in terms of the jury as a whole finding the existence of the catch-all mitigating factor and, if it does so, being permitted as a body to consider what weight the mitigating factor should receive in light of the victim impact evidence. Muhammad, supra, slip op. at 3. That statutory scheme, according to the trial court, is inconsistent with our requirement in Bey II, supra, 112 N.J. at 161, that each juror in capital cases individually decide whether a mitigating factor is present and what weight it should receive. Muhammad, supra, slip op. at 3. Envisioning a divided jury on the catch-all mitigating factor, the trial court concluded that the victim impact statute might impermissibly allow before the entire jury evidence that only some of the jurors (i.e., those jurors that found the existence of the catch-all mitigating
factor) are allowed to consider. Id. slip op. at 4. Because
jurors who did not find the existence of the mitigating factor
would be exposed to victim impact evidence, that for them would
be irrelevant under N.J.S.A. 2C:11-3c(6), the court held that the
statute was "irremediably defective." Id. slip op. at 1. The
court declared that the N.J.S.A. 2C:11-3c(6) "require[s] a level
of mental gymnastics beyond the ability of any juror," and
therefore its enforcement would violate principles of due
process. Id. slip op. at 12-13.
would nevertheless be exposed to the State's rebuttal evidence.
That situation is analogous to the situation under N.J.S.A.
2C:11-3c(6). defendant's guilt, and, in the capital context, the appropriate sentence. See State v. Manley, 54 N.J. 259, 270 (1969) ("[I]n administering the criminal law, the courts must rely upon the jurors' ability and willingness to follow the limiting instruction[s] without cavil or question."); accord State v. Obstein, 52 N.J. 516, 527 n.1 (1968); State v. Cormier, 46 N.J. 494, 508 (1966). While there is no way to assure that a jury adheres scrupulously to the mandate of a limiting instruction, there is no reason to believe that jurors will not act responsibly in performing their duty. The entire structure of the penalty phase of capital cases is premised on the belief that jurors will use evidence only for its proper purpose. For example, under current law, jurors must be unanimous in finding the existence of an aggravating factor. Thus, even if eleven jurors find that the evidence supports an aggravating factor, they are not permitted to consider that factor if the twelfth juror made no such finding. Nevertheless, we trust that those eleven jurors will adhere to the trial court's limiting instruction and deliberate about the appropriate sentence without consideration of those aggravating factors that they found to exist beyond a reasonable doubt. Although limiting instructions cannot eliminate the possibility that jurors will misuse victim impact evidence, that concern "does not justify a prophylactic, constitutionally based rule that this evidence may never be
admitted." Payne, supra, 501 U.S. at 831, lll S. Ct. at ___, 115
L. Ed.
2d at 739 (O'Connor, J., concurring). The Legislature has taken appropriate steps to reduce the possibility that jurors will misuse victim impact evidence. Under the victim impact statute, the admission of victim impact evidence is limited to a clearly delineated course. Only if the jury finds that the State has proven at least one aggravating factor beyond a reasonable doubt and the jury finds the existence of a mitigating factor pursuant to N.J.S.A. 2C:11-3c(5)(h) may the jury consider victim impact evidence. Even if these requirements are met, the victim impact statements can be used solely for the purpose of determining how much weight to attach to the catch-all mitigating factor. Victim impact testimony may not be used as a general aggravating factor or as a means of weighing the worth of the defendant against the worth of the victim. "[O]ur law does not regard a crime com |