Soto v. Carrasquillo

Case Date: 01/13/1997
Court: United States Court of Appeals
Docket No: 96-1024







January 22, 1997
United States Court of Appeals
For the First Circuit
____________________

No. 96-1024
FLOR MARIA SOTO,
Plaintiff, Appellee,

v.

CARLOS FLORES, ET AL.,
Defendants, Appellants.

____________________



ERRATA SHEET ERRATA SHEET


The opinion of this Court issued on January 13, 1997 is corrected
as follows:

On cover sheet, line 26: substitute "Laffitte" for "Lafitte".

On page 21, line 2: substitute "Kneipp v. Tedder, 95 F.3d 1199, ______ ______
1201 (3d Cir. 1996)" for "Kneipp, 95 F.3d at 1201". ______









































United States Court of Appeals
for the First Circuit

____________________


No. 96-1024

FLOR MARIA SOTO,

Plaintiff, Appellant,

v.

CARLOS FLORES, ET AL.

Defendants, Appellees.


____________________

APPEAL FROM THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF PUERTO RICO

[Hon. Hector M. Laffitte, U.S. District Judge] ___________________

____________________

Before

Torruella, Chief Judge, ___________

Campbell, Senior Circuit Judge, ____________________

and Lynch, Circuit Judge. _____________

____________________

Jose Enrique Colon Santana, with whom Gary Broida was on brief, ___________________________ ___________
for appellant.
Vannessa Ramirez, Assistant Solicitor General, Department of _________________
Justice, with whom Carlos Lugo-Fiol, Solicitor General, was on brief ________________
for appellees.
___________________
January 13, 1997
____________________

















LYNCH, Circuit Judge. On April 21, 1991, Angel LYNCH, Circuit Judge. _____________

Rodriguez shot to death his two young children and then

killed himself. This tragedy occurred four days after

Rodriguez's wife, Flor Maria Soto, complained to the police

about the physical and emotional abuse she suffered at

Rodriguez's hands. The police, knowing Rodriguez had

threatened to kill Soto and her family if Soto went to the

police to have him jailed for his spousal abuse, nonetheless

violated their obligations of confidentiality and informed

Rodriguez of Soto's complaints. Having done so, the police

did not jail Rodriguez or take steps to protect Soto and her

family. Soto's lawsuit alleges that Rodriguez did what he

had threatened to do and that the state created this danger.

Rather than pursue any claims available to her under Puerto

Rican law, Soto chose to bring suit in federal court alleging

constitutional tort theories.

Soto brought suit under 42 U.S.C. 1983, claiming

that the actions of the defendants, Carlos Flores, a police

officer, and Ismael Betancourt-Lebron, Puerto Rico's

superintendent of police, violated her and her children's

rights to substantive due process and to equal protection of

the laws. The district court granted summary judgment in

favor of the defendants. We do not reach the difficult

question of whether Soto, in her capacity as a representative

of her dead children, has presented a due process claim that

would survive summary judgment, because we find that the















defendant officers are protected by qualified immunity on

that claim. As to the equal protection claim, we adopt a

standard for measuring such claims in domestic violence

cases. Testing the evidence against that standard, we find

that Soto has not adduced sufficient evidence of

discriminatory intent to survive summary judgment.

Accordingly, we affirm the district court.

I. Facts

We recite the facts in the light most favorable to

the plaintiff, the party opposing summary judgment. Flor

Maria Soto married Angel Rodriguez, nicknamed Rafi, in 1981.

Rodriguez and Soto had two children: Sally was born in 1983,

and Chayanne, a boy, in 1988. Approximately a year into

their marriage, Rodriguez began to abuse Soto emotionally and

physically. This abuse, often connected to Rodriguez's

drinking, continued throughout their marriage. The abuse was

apparent to family and friends. As one neighbor put it,

"anyone who visited them could tell that [Soto] was an abused

wife." Despite his constant mistreatment of Soto, Rodriguez

never abused the children.

Rodriguez did gardening and vehicle repair work for

the police officers at Palmer Police Station, a sub-station

of the Rio Grande precinct. Rodriguez was friends with

several of the officers from Palmer Station, including Luis





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Carrasquillo-Morales ("Carrasquillo")1 and defendant Carlos

Flores-Moreira ("Flores"). Rodriguez visited the station

almost daily. Many of the officers, when on patrol in the

area, would visit the Rodriguez-Soto home for coffee or a

drink. Flores and Rodriguez were particularly friendly;

about once a week, during his patrol rounds, Flores would

stop by the house for an hour's visit.

On Wednesday, April 17, 1991, Rodriguez struck Soto

about her face and neck, bruising her, and called her

insulting names. When Rodriguez fell drunkenly asleep, Soto

gathered the children and went to her mother's house. Soto's

mother, Hipolita Vega, convinced her to go to the police and

file a complaint. In nine years of beatings, some of them

worse than the one on April 17, Soto had never sought help

because she believed that the police would do nothing,

because she had nowhere to go, and because she was afraid of

Rodriguez. Rodriguez had threatened her with a gun on

several occasions and told her that he would kill her and

other members of her family if she went to the police.

Knowing that Rodriguez was friendly with the police, Soto

feared that the police would do nothing except tell Rodriguez

that she had complained.

____________________

1. Carrasquillo was originally named as a defendant in this
action, but defaulted in the district court proceedings. In
order to have a final judgment from which she could appeal,
Soto sought and was granted a voluntary dismissal of her
claim against Carrasquillo.

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On that night, despite her fear, Soto went with her

mother and her children to the Palmer Police Station. When

she arrived, she was met by Flores, who was the desk officer

on duty. Flores could see that Soto was crying and marked

with bruises, "pretty ugly hematomas." Soto explained that

Rodriguez had beaten her. Flores then radioed for the patrol

officers to come in and take her complaint, referring to Soto

on the radio as "Rafi's wife" and saying that it was a Law 54

case. During the fifteen to twenty minutes that Soto and

Flores waited for the patrol officers to arrive, Flores told

Soto that he himself had domestic violence problems, and that

his wife wanted him to be put in jail. He urged Soto to

patch things up with Rodriguez. Soto responded by telling

Flores that Rodriguez's beatings were too much to stand and

that, as Flores knew, Rodriguez was a heavy drinker, who

became violent when drunk. Soto told Flores about everything

that Rodriguez had done and what he would do to her. Flores

offered Soto the opportunity to stay overnight at the

station.

Sergeant Orta,2 the supervisor, arrived, and Flores

told him that Soto was "the lady with the Law 54 complaint."

When the patrol officers, Carrasquillo and Jose Serrano,

arrived, Flores said, "This is Rafi's wife," and told them

____________________

2. The district court denied a belated motion to add
Sergeant Orta as a defendant. No appeal is taken from the
denial of that motion.

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that she was there on a Law 54 complaint. Carrasquillo took

Soto into an interview room, three steps away from the desk

at which Flores sat. Soto was nervous and crying. The door

to the interview room remained open, and Flores listened to

everything that was said in Soto's conversation with

Carrasquillo.

In the interview room, Soto told Carrasquillo about

Rodriguez's behavior, and showed him her bruises.

Carrasquillo asked Soto whether she wanted Rodriguez jailed.

Soto replied by explaining her situation to the officers.

Specifically, she told Carrasquillo that Rodriguez had told

her that if she put him in jail, he would get out quickly

because his family had money and that he would then kill her.

She told Carrasquillo that Rodriguez had told her that if she

attempted to put him in jail, he would kill her mother and

sisters so that she would go to the wake and he would then

kill her there.

Having told the police officers about Rodriguez's

threats, Soto asked them to do what was appropriate.

Although Soto did not use the words "domestic violence

complaint," she believed that by describing her situation to

the officers she was initiating the complaint process.

Carrasquillo wrote down everything she said during the

interview, and Soto assumed that he was drafting a complaint

against Rodriguez.



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Soto's effort to get police assistance came a year

and a half after a new law aimed at curbing domestic violence

had gone into effect. In November 1989, the Puerto Rican

legislature enacted one of the nation's most comprehensive

domestic violence laws, the Domestic Abuse Prevention and

Intervention Act, known popularly as "Law 54." In addition

to defining criminal domestic violence broadly, Law 54 makes

arrest of an abuser mandatory whenever an officer has grounds

to believe that Law 54 has been violated. P.R. Laws Ann.

tit. 8, 631-635, 638 (Supp. 1995). Police officers are

required to take all steps necessary to prevent abuse from

recurring, including providing the complainant with

information about social services and, if she expresses

concern for her safety, with transportation to a safe place.

Id. 640. Law 54 also requires that police officers file a ___

written report on all domestic violence incidents, whether or

not any charges are ever filed. Id. 641. The police ___

superintendent is charged with establishing "norms to

guarantee confidentiality with regard to the identity of the

persons involved in incidents of domestic violence." Id. ___

Implementing regulations issued by the superintendent of

police detail the officer's responsibilities, and instruct

that arrest determinations are not to be affected by

irrelevant factors, including victim reluctance. Rules and

Procedures to Attend to Domestic Violence Incidents, Puerto



-7- 7













Rico Police General Order No. 86-26m (Rev. 1). The

regulations explicitly state that police attempts at

mediation or reconciliation shall not substitute for arrest.

Id. at 4. The regulations require that domestic violence ___

reports be kept confidential, in separate files, and that

copies only be issued upon a court order. Id. at 19. These ___

regulations explicitly recognize that:

Domestic violence . . . frequently ends
in intra-family homicide and it affects
all the components of the family,
including the children.

Id. at 1. ___

Despite this legal framework, at the conclusion of

his interview with Soto, Carrasquillo took no action.

Carrasquillo did not tell Soto about the availability of

battered women's shelters or about procedures for obtaining

an order of protection. Nor did he prepare a domestic

violence report. Instead, Carrasquillo wrote up an "Other

Services Report," which falsely indicated that Soto had

visited the police solely for advice relating to child

custody.3 Soto returned to Vega's house.




____________________

3. Soto contends that she signed a domestic violence report
at the station that night and that the Other Services Report
produced by the defense is an after-the-fact forgery, and
part of a cover-up, which included pressure on Flores to
commit perjury. Her claim of forgery is supported by the
testimony of a handwriting expert, and Flores's testimony
suggests that pressure was put on him.

-8- 8













Carrasquillo discussed Soto's complaint with his

supervisor, Sergeant Orta, that evening. When Sergeant Orta

signed the Other Services Report he did so despite

information that this was a Law 54 situation and that the men

under his supervision were not doing what the law required.

Sergeant Orta discussed the "Other Services" report with

Flores.4 Flores told him that Rodriguez and Soto had

marital problems because Rodriguez was an alcoholic. Flores

said he would talk to Rodriguez the next day.

Sometime the next day, April 18, Officer Flores,

despite knowing of Rodriguez's threats to commit murder if

Soto went to the police in an effort to jail him, went to the

Rodriguez-Soto home and told Rodriguez about Soto's visit to

the police station. That night, Rodriguez arrived at Vega's

home, very upset. He told Vega and Glorivee Soto, Soto's

sister, that "the boys" from the police station had told him

that Soto wanted to put him in jail and that he would not

allow that to happen. Vega managed to calm him and he left.

The next day, Friday, April 19, Rodriguez ran into

the plaintiff at a local tire shop. Rodriguez, visibly


____________________

4. A police department internal investigation followed the
killings. On August 31, 1992, the examiner concluded that
Carrasquillo and Sergeant Orta, the supervisor who signed the
Other Services Report prepared by Carrasquillo, merited
reprimands for failing to act pursuant to the norms
established by Law 54. Neither Betancourt-Lebron nor Flores
was a subject of that investigation, although Flores was
interviewed regarding his knowledge of the events.

-9- 9













upset, told plaintiff that Officer Flores had been to their

home and had told him that Soto was going to throw him in

jail. Soto, fearing violence, denied it. She tried to calm

Rodriguez down, but Rodriguez kept repeating that Flores had

told him she wanted him jailed.

On Saturday, the twentieth of April, Rodriguez

again came to Vega's home and invited Soto to the beach.

Soto refused to go, but the children, excited at the rare

prospect of an outing with their father, got into the car.

Rodriguez did not bring the children back that day as he had

promised. Soto went twice to try to pick them up, but both

times Rodriguez refused to give the children to her.

Finally, at 8:00 p.m. on April 21, Soto, mindful

that the next day was a school day, went back to the family

home determined to get the children. As she stood on the

lawn, Soto heard both children tell Rodriguez that she had

arrived. Sally shouted, "Run, Mommy, please run!" Rodriguez

then shot his son in the forehead. Soto heard Sally say to

her father, "Daddy, no, Daddy, no." Rodriguez then shot

Sally through her mouth. Soto heard a third shot. Rodriguez

had killed himself. When the police, including

Carrasquillo and Serrano, arrived, Rodriguez was dead. The

children were still alive and the police rushed them to the

hospital. Both children were dead on arrival.





-10- 10













On the wall of the room where Rodriguez shot his

children, Rodriguez had written a message which confirmed

that Flores had told him of Soto's visit to the police. The

message said, among other things, "you left me, and Officer

Flores knows it," and "Law 54, which is only a tool for women

to make men do whatever they want, is not liberty."

II. Procedural History

Soto's initial section 1983 complaint alleged that

the acts and omissions of Officer Flores deprived her of her

rights to due process and to equal protection of the laws.

Additionally, she alleged that Superintendent Betancourt-

Lebron was liable for his failure to properly train and

supervise his subordinate officers.

After discovery, Flores and Betancourt-Lebron moved

to dismiss, and, in the alternative, for summary judgment.

In addition to arguing that Soto's claims lacked merit, the

defendants asserted that they were entitled to the

protections of qualified immunity. In an opinion dated

January 20, 1995, the district court granted the motion for

summary judgment. As to the due process claim, the court

held that, because an individual may not bring a section 1983

action for deprivation of due process based on injury to a

family member, the death of Soto's children did not give rise

to a cognizable claim. Soto v. Carrasquillo, 878 F. Supp. ____ ____________

324, 327 (D.P.R. 1996)(citing Valdivieso-Ortiz v. Burgos, 807 ________________ ______



-11- 11













F.2d 6, 7-10 (1st Cir. 1986)). As to the equal protection

claim, the court held that Soto had failed to adduce enough

evidence on discriminatory intent and causation to defeat

summary judgment. Soto, 878 F. Supp. at 331-32. ____

Soto requested reconsideration; as part of her

motion, she asked for leave to amend her complaint to bring

the action as a representative of her children. The district

court treated the complaint as amended, but dismissed the

claim on behalf of the children, holding it barred by

DeShaney v. Winnebago County, 489 U.S. 189 (1989). The court ________ ________________

accordingly denied Soto's motion for reconsideration. Soto

appeals.

III. The Section 1983 Claims

Soto presses two distinct claims. First, she

alleges that the defendants' actions violated her and her

children's rights to due process. Second, Soto asserts that

the defendants had a custom or policy of providing less

protection to victims of domestic violence than to victims of

other assaults, that this was the result of gender

discrimination, that this caused her injuries, and that

defendants thus violated her right to equal protection. We

consider each of these claims in turn.

A claim under section 1983 has two essential

elements. First, the challenged conduct must be attributable

to a person acting under color of state law (including Puerto



-12- 12













Rico law); second, the conduct must have worked a denial of

rights secured by the Constitution or by federal law.

Martinez v. Colon, 54 F.3d 980, 984 (1st Cir.), cert. denied, ________ _____ ____________

116 S. Ct. 515 (1995). The second element requires the

plaintiff to prove not only a deprivation of federal right,

but also that the defendant's conduct was a cause in fact of

the alleged deprivation. See Maldonado-Santiago v. ___ __________________

Velazquez-Garcia, 821 F.2d 822, 831 (1st Cir. 1987)("Section ________________

1983 imposes a causation requirement similar to that of

ordinary tort law.").

A. The Due Process Claim _____________________

Soto claims that the deaths of her children are

attributable to the defendants' actions, and that those

actions deprived both her and her children of what she terms

a "substantive due process life interest."5 We examine

separately Soto's individual claim and her claim on behalf of

her children.

1. Soto's Individual Claim. ________________________

____________________

5. Some victims of abuse have brought section 1983 claims
alleging that official nonfeasance deprived them of
procedural due process. See, e.g., Meador v. Cabinet for __________ ___ ____ ______ ____________
Human Resources, 902 F.2d 474, 476-77 (6th Cir.), cert. ________________ _____
denied, 448 U.S. 867 (1990); Coffman v. Wilson Police Dep't, ______ _______ ___________________
739 F. Supp. 257, 263-66 (E.D. Pa. 1990). In these cases,
the plaintiffs argued that state law made certain protective
processes mandatory, and thus created entitlements subject to
due process protection against deprivation. See, e.g, ____ ____
Coffman, 739 F. Supp at 263-64. However, from our reading of _______
the record, Soto does not appear to make a procedural due
process claim. Thus, we do not address whether the
protective provisions of Law 54 create such an entitlement.

-13- 13













The district court held that Soto, in her

individual capacity, could not bring a due process claim

based on injury to her children. Soto, 878 F. Supp. at 327. ____

On appeal, Soto argues both that the district court erred in

so holding and that the injury she complains of is not

limited to the loss of the companionship of her children, but

also comprehends the mental anguish she has suffered

personally.

We review the district court's grant of summary

judgment de novo. Dominique v. Weld, 73 F.3d 1156, 1158 (1st __ ____ _________ ____

Cir. 1996). We examine, viewing the record in the light most

favorable to the nonmoving party, whether the district court

correctly applied the substantive law and whether any

disputed facts have the potential to change the outcome of

the suit. See Martinez v. Colon, 54 F.3d 980, 983-84 (1st ___ ________ _____

Cir. 1995).

There is no absolute constitutional right to enjoy

the companionship of one's family members free from all

encroachments by the state. See Valdivieso-Ortiz v. Burgos, ___ ________________ ______

807 F.2d 6, 8 (1st Cir. 1986). "State action that affects

the parental relationship only incidentally . . . even though

the deprivation may be permanent . . . is not sufficient to

establish a violation of a identified liberty interest."

Pittsley v. Warish, 927 F.2d 3, 8 (1st Cir.), cert. denied, ________ ______ ____________

502 U.S. 879 (1991). Thus, the death of a family member will



-14- 14













not ordinarily give those still alive a cognizable due

process claim under section 1983. See Manarite v. ___ ________

Springfield, 957 F.2d 953, 960 (1st Cir.)(child could not sue ___________

police for failure to prevent father's suicide), cert. _____

denied, 506 U.S. 837 (1992); Valdivieso-Ortiz, 807 F.2d at 10 ______ ________________

(stepfather and siblings had no cause of action where prison

guards beat inmate to death). Here, the defendants' actions,

despite the tragic outcome, were not specifically aimed at

ending or affecting Soto's relationship with her children.

Nor can Soto successfully distinguish her case from the cited

precedents of this court by pointing to her own mental

anguish. The question is not one of a degree of suffering,

but whether the plaintiff can establish a violation of

federal right. While Soto's loss was of enormous,

heartbreaking magnitude, the Constitution does not protect

against all harms. She herself was not deprived of a

constitutionally protected interest, and she may not bring a

section 1983 due process claim on her own behalf.

2. Soto's Claim as a Representative of Her _____________________________________________

Children. ________

In deciding Soto's motion for reconsideration, the

district court granted Soto's request to amend her complaint

so as to bring a claim as a representative of her children.

The court then found that the children's claim was foreclosed





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by DeShaney, dismissed the claim and denied the motion for ________

reconsideration of the due process claim.

Review of denial of a motion for reconsideration is

for abuse of discretion. See Airline Pilots Ass'n v. ___ ______________________

Precision Valley Aviation, Inc., 26 F.3d 220, 227 (1st Cir. ________________________________

1994). For purposes of this appeal, we consider Soto's

complaint, as amended, to determine if the district court

committed legal error in holding that Soto, as a

representative of her children, failed to state a claim upon

which relief could be granted. See Cooter & Gell v. ___ _______________

Hartmarx, 496 U.S. 384, 405 (1990) (district court abuses ________

discretion when it makes error of law); cf. Glassman v. ___ ________

Computervision Corp., 90 F.3d 617 (1st Cir. 1996)(in _____________________

reviewing denial of leave to amend complaint, court considers

whether complaint as amended would state cognizable claim).

Defendants argue, and the district court held, that

any claim on behalf of Soto's children is barred by DeShaney, ________

which held that "a State's failure to protect an individual

against private violence simply does not constitute a

violation of the Due Process Clause." 489 U.S. at 197. We

agree that if Soto's argument were simply that Flores and his

brother officers failed to protect her children from

Rodriguez, it would clearly fail. See, e.g, Pinder v. ___ ___ ______

Johnson, 54 F.3d 1169 (4th Cir.) (en banc) (rejecting due _______

process claim based upon police failure to protect domestic



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violence victim), cert. denied, 116 S. Ct. 530 (1995); _____________

Balistreri v. Pacifica Police Dep't, 901 F.2d 696 (9th Cir. __________ _____________________

1990)(same).

However, Soto alleges more than a mere failure to

protect. She claims, and her claim has support in the

record, that Officer Flores visited Rodriguez at home and

told him that Soto had been to the police station and wished

to jail him. She further alleges that when he did so Flores

was fully aware of how Rodriguez would likely react to this

information, not only because Flores knew Rodriguez's

character well, but also because Flores knew that Rodriguez

had threatened to murder her and her family members if she

went to the police and attempted to stop his abuse by having

him jailed. Soto alleges that Flores misused information

that he had obtained in an official capacity, and that this

affirmative act rendered her children more vulnerable to the

danger posed by Rodriguez and thus led to their deaths.

Soto alleges that Flores's conduct violated a duty

of constitutional dimension owed to Soto's children.

DeShaney clearly establishes that the state does not have a ________

constitutional duty to protect its citizens from private

violence. DeShaney, 489 U.S. at 197. However, in DeShaney, ________ ________

the Supreme Court also recognized a distinction between the

case before it and other cases in which the state created the

risk faced by the plaintiff:



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While the State may have been aware of
the dangers that [the plaintiff] faced in
the free world, it played no part in
their creation, nor did it do anything to
render him any more vulnerable to them.
[By returning the plaintiff child to his
abusive father, the State] placed him in
no worse position than that in which he
would have been had it not acted at all.

Id. at 201. The situation here arises from the state actor's ___

affirmative acts, which played a part in creating the danger

to the children and rendered them more vulnerable to harm.

Soto thus contends that it falls outside the scope of

DeShaney, in that it "implicates the alternate framework of ________

1983 liability wherein a plaintiff alleges that some

conduct by an officer directly caused harm to the ________

plaintiff."6 Pinder, 54 F.3d at 1176 n.* (emphasis in ______

original); see also Dwares v. City of New York, 985 F.2d 94, ________ ______ ________________

99 (2d Cir. 1993)("[T]hough an allegation simply that police

officers had failed to act upon reports of past violence

would not implicate the victim's rights under the Due Process

Clause, an allegation that the officers in some way had




____________________

6. The distinction between duty-to-protect cases and danger-
creation cases was colorfully described by the Seventh
Circuit in Bowers v. De Vito, 686 F.2d 616 (7th Cir. 1982). ______ _______
While holding that "there is no constitutional right to be
protected by the state against being murdered by criminals or
madmen," Judge Posner pointed out that "[i]f the state puts a
man in a position of danger from private persons and then
fails to protect him, . . . it is as much an active
tortfeasor as if it had thrown him into a snake pit." Id. at ___
618.

-18- 18













assisted in creating or increasing the danger to the victim

would indeed implicate those rights.").

Not every negligent, or even willfully reckless,

state action that renders a person more vulnerable to danger

"take[s] on the added character of [a] violation[] of the

federal Constitution." Monahan v. Dorchester Counseling _______ ______________________

Ctr., Inc., 961 F.2d 987, 993 (1st Cir. 1992). In a creation __________

of risk situation, where the ultimate harm is caused by a

third party, courts must be careful to distinguish between

conventional torts and constitutional violations, as well as

between state inaction and action. See id.; Pinder, 54 F.3d ___ ___ ______

at 1175-78.

The scope of any permissible section 1983 action

based on a state-created danger theory is a difficult

question. See, e.g., Pinder, 54 F.3d at 1175; Monahan, 961 ___________ ______ _______

F.2d at 993-94. Because we find that this claim may be

resolved on immunity grounds, we choose not to reach this

question.

3. Qualified Immunity. ______________________

Assuming arguendo that Soto had stated a claim that

Flores and Betancourt-Lebron violated her children's

constitutional rights, the issue becomes whether the

defendants are entitled, as they argue, to qualified immunity

from suit. There are two prongs to qualified immunity

analysis. See St. Hilaire v. Laconia, 71 F.3d 20, 24 (1st ___ ___________ _______



-19- 19













Cir. 1995). First, the court must determine, as a matter of

law, whether the constitutional right in question was clearly

established at the time of the alleged violation. Id. If ___

the right is clearly established, the court must then ask

whether a reasonable similarly situated officer "should have

understood that the challenged conduct violated" that right.

Id. ___

To begin, Soto's arguments against qualified

immunity appear to misconstrue the doctrine. Soto argues,

with evidentiary support, that not only did the defendants

violate Law 54 and the pertinent regulations, but also that

they knew or reasonably should have known that they were

violating it. According to Soto, "[n]o good faith defense is

possible if the official knew he was violating plaintiff's

rights."

The Supreme Court has considered, and rejected,

this approach to qualified immunity. Davis v. Scherer, 468 _____ _______

U.S. 183, 193-95 (1984). In Davis, the plaintiff argued that _____

official conduct that contravened a statute or regulation

could not be objectively reasonable because officials may

reasonably be expected to conform their conduct to legal

norms. Id. at 193. The Court rejected this approach because ___

it would "disrupt the balance . . . between the interests in

vindication of citizens' constitutional rights and in public

officials' effective performance of their duties." Id. at ___



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195. "Officials sued for constitutional violations do not

lose their qualified immunity merely because their conduct

violates some statutory or administrative provision." Id. at ___

194; see also Borucki v. Ryan, 827 F.2d 836, 847 n.18 (1st ________ _______ ____

Cir. 1987). Accordingly, Soto's arguments with regard to Law

54, even if her alleged facts are true, do not resolve the

qualified immunity question. The focus is rather on whether

there is clearly settled law on the constitutional violation

at issue. This inquiry is sharpened by two narrowing

principles. The right must be stated with sufficient

particularity so that a "'reasonable officer would understand

that what he is doing violates that right'" and the right

must have been "clearly established at the time of the

defendants' alleged improper actions, and . . . not . . .

through the use of hindsight." Souza v. Pina, 53 F.3d 423, _____ ____

425 (1st Cir. 1995) (quoting Anderson v. Creighton, 483 U.S. ________ _________

635, 640 (1987)). The issue is thus whether the

constitutional duty not to affirmatively abuse governmental

power so as to create danger to individuals and render them

more vulnerable to harm was clearly established in April

1991, the time of the events giving rise to this suit.

What the Third Circuit termed the "'state-created

danger theory,'" Kneipp v. Tedder, 95 F.3d 1199, 1201 (3d ______ ______

Cir. 1996), has been recognized by some federal courts as a

viable mechanism for establishing a constitutional claim at



-21- 21













least since 1979. See White v. Rochford, 592 F.2d 381, 383 ___ _____ ________

(7th Cir. 1979) (finding Due Process Clause violation where

"unjustified and arbitrary refusal of police officers to lend

aid to children endangered by the performance of official

duty . . . ultimately result[ed] in physical and emotional

injury to the children"); see also Cornelius v. Town of ________ _________ ________

Highland Lake, 880 F.2d 348 (11th Cir. 1989), cert. denied, ______________ ____________

494 U.S. 1066 (1990); Wood v. Ostrander, 879 F.2d 583 (9th ____ _________

Cir. 1989), cert. denied, 498 U.S. 938 (1990); Checki v. ____________ ______

Webb, 785 F.2d 534, 538 (5th Cir. 1986). In DeShaney, the ____ ________

Supreme Court acknowledged that state actions that create

dangers or render private citizens more vulnerable to harm

could amount to constitutional violations. See DeShaney, 489 ___ ________

U.S. at 201. Since DeShaney, seven circuit courts of appeals ________

have recognized that state-created dangers may, in proper

circumstances, give rise to constitutional claims under

section 1983. See Kneipp, 95 F.3d at 1208 (citing cases and ___ ______

tracing history of state-created danger theory).

While this history would appear to militate in

favor of finding that there is clearly established law in

this area, in 1991 the First Circuit had not yet addressed

the issue of state-created dangers. The first case from this

court to discuss the contours of that doctrine was Monahan _______

v. Dorchester Counseling Ctr., Inc., 961 F.2d 987 (1st Cir. ________________________________

1992), and that case held that, on the facts alleged, there



-22- 22













was no constitutional violation. Of course, a violation of

clearly settled law may be found even where the Supreme Court

and the circuit in question have not specifically addressed

the question. See 2 Nahmod, Civil Rights and Civil Liberties ___ ________________________________

Litigation: The Law of Section 1983, 8.07, at 134-35 (3d _____________________________________

ed. 1991) (citing cases).

However, we cannot extract a clearly established

right from a somewhat confusing body of caselaw through the

use of hindsight, or "permit claims of qualified immunity to

turn on the eventual outcome of a hitherto problematic

constitutional analysis." Martinez-Rodriguez v. Colon- __________________ ______

Pizarro, 54 F.3d 980, 989 (1st Cir. 1995). The history of _______

the state-created danger theory, although recently

comprehensively described by the Third Circuit in Kneipp, is ______

an uneven one. The distinction between affirmatively

rendering citizens more vulnerable to harm and simply failing

to protect them has been blurred. Moreover, courts have

sometimes found that a given action, while rendering the

plaintiff more vulnerable to danger, did not amount to a

constitutional violation, but instead should be viewed as a

state law tort. See, e.g., Cannon v. Taylor, 782 F.2d 947, ____ _____ ______ ______

950 (11th Cir. 1986). It is more recent judicial opinions

that have begun to clarify the contours of this doctrine.

See, e.g., Kneipp, 95 F.3d at 1208-10; Pinder, 54 F.3d at ____ _____ ______ ______

1174-1177.



-23- 23













We conclude therefore that, in 1991, "the contours

of the right were [not] sufficiently plain that a reasonably

prudent state actor would have realized not merely that his

conduct might be wrong, but that it violated a particular

constitutional right." Martinez-Rodriguez, 53 F.3d at 988. __________________

Accordingly, we find that the defendants are entitled to the

protections of qualified immunity, and affirm the district

court's grant of summary judgment on plaintiff's substantive

due process claim.

B. The Equal Protection Claim __________________________

In DeShaney, the Supreme Court acknowledged that ________

"[t]he State may not, of course, selectively deny its

protective services to certain disfavored minorities without

violating the Equal Protection Clause." 489 U.S. at 197 n.3.

Soto alleges an equal protection violation in her

assertion that "[d]efendants have a custom, policy and

practice of treating complaints from, or on behalf of, women

threatened with violence in domestic disputes differently

from other complaints of violence. Defendants have

discriminated on the basis of the sex of the complaining

victim." The district court measured Soto's equal protection

claim7 under the standard for such claims brought by domestic

____________________

7. The district court correctly found that Valdivieso- ___________
Ortiz's bar on section 1983 actions for due process _____
violations based on the death of a family member has not been
extended to equal protection claims. Soto, 878 F. Supp. at ____
328 n.6.

-24- 24













violence victims that was first articulated by the Tenth

Circuit in Watson v. City of Kansas City, 857 F.2d 690 (10th ______ ___________________

Cir. 1988), and subsequently adopted by several other

circuits. Under the Watson standard, a plaintiff seeking to ______

defeat a motion for summary judgment must:

proffer sufficient evidence that would allow a
reasonable jury to infer that it is the policy or
custom of the police to provide less protection to
victims of domestic violence than to other victims
of violence, that discrimination against women was
a motivating factor, and that the plaintiff was
injured by the policy or custom.

Ricketts v. City of Columbia, 36 F.3d 775, 779 (8th Cir. ________ _________________

1994) (citing Watson, 857 F.2d at 694), cert. denied, 115 S. ______ ____________

Ct. 1839 (1995).

The district court found that Soto had adduced

sufficient evidence to create a genuine issue as to whether

the police force had a custom or policy of providing less

protection to victims of domestic violence than to other

assault victims. Soto, 878 F. Supp. at 329. We agree. The ____

court also found that plaintiff had failed to meet her burden

in opposing summary judgment8 on either the discriminatory

intent prong or the causation prong of the Watson standard. ______

Id. at 332. ___

____________________

8. It was part of Soto's prima facie case to proffer
sufficient evidence of discriminatory intent. See, e.g., __________
Lipsett, 864 F.2d at 896. In opposing summary judgment, it _______
was Soto's burden to adduce sufficient evidence of that
intent to create a trialworthy issue. See National ___ ________
Amusements, Inc. v. Town of Dedham, 43 F.3d 731, 743-44 (1st _________________ ______________
Cir.), cert. denied, 115 S. Ct. 2247 (1995). ____________

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In a matter of first impression for this court, we

adopt the Watson standard for section 1983 equal protection ______

claims brought by domestic violence victims. Several other

circuits have considered similar claims. These tragedies

follow a sadly similar pattern; an abuse victim, after

repeatedly seeking police protection from her abuser, is

gravely injured or killed. The victim, or her next of kin,

claims under section 1983 that law enforcement policies

provide lesser protection to victims of domestic violence and

discriminate on the basis of gender. See, e.g, Navarro v. __________ _______

Block, 72 F.3d 712 (9th Cir. 1996); Eagleston v. Guido, 41 _____ _________ _____

F.3d 865 (2d Cir. 1994), cert. denied, 116 S. Ct. 53 (1995); ____________

Ricketts, 36 F.3d at 775; Brown v. Grabowski, 922 F.2d 1097 ________ _____ _________

(3d Cir. 1990), cert. denied, 501 U.S. 1218 (1991); McKee v. ____________ _____

City of Rockwall, 877 F.2d 409 (5th Cir. 1989), cert. denied, ________________ ____________

493 U.S. 1023 (1990); Watson, 857 F.2d at 690. ______

Under the standard we adopt today, Soto must show

that there is a policy or custom of providing less protection

to victims of domestic violence than to victims of other

crimes, that gender discrimination is a moti