Town of Norfolk v. United States Army

Case Date: 07/15/1992
Docket No: 91-2215












July 15, 1992 ____________________

No. 91-2215

TOWN OF NORFOLK AND TOWN OF WALPOLE,

Plaintiffs, Appellants,

v.

UNITED STATES ARMY CORPS OF ENGINEERS, ET AL.,

Defendants, Appellees.

____________________

APPEAL FROM THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF MASSACHUSETTS

[Hon. A. David Mazzone, U.S. District Judge]
___________________

____________________

Before

Torruella, Circuit Judge,
_____________

Campbell and Bownes, Senior Circuit Judges.
_____________________

_____________________


Stephen D. Anderson for appellant Town of Norfolk and John
___________________ ____
W. Giorgio for appellant Town of Walpole, with whom Leonard
___________ _______
Kopelman, Kopelman and Paige, P.C., Anderson & Kreiger,
________ ____________________________ _____________________
Christopher H. Little and Tillinghast, Collins & Graham, were on
_____________________ _____________________________
brief.
George B. Henderson II, Assistant United States Attorney,
_______________________
with whom Barry M. Hartman, Acting Assistant Attorney General,
_________________
Environment and Natural Resources Division, Wayne A. Budd, United
_____________
States Attorney, William B. Lazarus, Stephen L. Samuels,
_____________________ _____________________
Elizabeth Yu, Attorneys, Department of Justice, Steven H.
_____________ __________
Goldberg, of counsel Gary Pasternak, Assistant District Counsel,
________ ______________
Department of the Army, Corps of Engineers, were on joint brief
for appellees United States Army Corps of Engineers and
Massachusetts Water Resources Authority.





















____________________


____________________













































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TORRUELLA, Circuit Judge. On this appeal, the Towns of
_____________

Walpole and Norfolk challenge the decision of the U.S. Army Corps

of Engineers ("Corps") to issue a permit under Section 404 of the

Clean Water Act1 to allow the Massachusetts Water Resources

Authority ("MWRA") to place fill in an artificial wetland located

in the Town of Walpole and adjacent to the Town of Norfolk.2

The district court, in a comprehensive opinion, found that the

Corps' determinations under Section 404 were not arbitrary,

capricious or otherwise not in accordance with law and therefore

it granted summary judgment in favor of the Corps, its district

engineer for New England, and the MWRA (collectively referred to

herein as defendants). Norfolk & Walpole v. U.S. Army Corps of
_________________ __________________

Engineers, 772 F. Supp. 680 (D. Mass. 1991).
_________

In addition, the Towns challenge (1) the district

court's decision to allow a motion by defendants to quash

subpoenas and for a protective order to prevent discovery of

certain documents3 and (2) the district court judge's denial of

the Towns' motion for his recusal pursuant to 28 U.S.C.





____________________

1 33 U.S.C. 1344.

2 In a related appeal, the Towns challenged the adequacy of the
supplemental environmental impact statement prepared by the
United States Environmental Protection Agency ("EPA") for the
proposed landfill. Norfolk v. United States EPA, 761 F. Supp.
_______ _________________
867 (D. Mass. 1991). We affirmed the district court's grant of
summary judgment in favor of the EPA and its Administrator.

3 Norfolk & Walpole v. U.S. Army Corps of Engineers, 137 F.R.D.
_________________ ____________________________
183 (D. Mass. 1991).

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455(a).4 We affirm the rulings and decisions of the district

court for the reasons that follow.

I

A. Factual Background
A. Factual Background
__________________

This appeal is an offspring of the colossal effort to

clean up Boston Harbor. This particular controversy -- involving

the issuance of a permit to construct and operate a landfill in

Walpole -- has been described elsewhere in detail.5 We

therefore summarize the facts pertinent to this appeal.

Pursuant to a compliance plan approved by the District

Court for the District of Massachusetts to abate the discharge of

inadequately treated wastewater and sewage sludge and other

residuals into Boston Harbor, the MWRA was required, among other

remedies, to construct and operate a landfill by March 1994 to

hold grit, screenings and, if necessary, digested or heat-dried

sludge from its wastewater treatment facilities. See generally
___ _________

United States v. Metropolitan Dist. Comm'n, 23 Env't Rep. Cas.
______________ __________________________

1350 (D. Mass. 1985). In 1986 the MWRA began to work closely

with the U.S. Environmental Protection Agency (EPA) to find

possible alternatives for both sludge management technologies and


____________________

4 Section 455(a) provides:

Any justice, judge, or magistrate of the
United States shall disqualify himself,
_____
in any proceeding in which his
impartiality might reasonably be
questioned.

5 United States v. Metropolitan Dist. Com., 757 F. Supp. 121,
_____________ _______________________
123-26 (D. Mass. 1991), aff'd, 930 F.2d 132 (1st Cir. 1992).
_____

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potential sites for the landfill. Eventually four technologies

and ten potential sites were identified from a field of 299

sites.

Additional evaluation was conducted to further screen

the potential sites for detailed analysis. The criteria used at

this stage of the screening included environmental standards,

such as ecology and air quality and potential groundwater

effects, and non-environmental criteria, such as cost and the

extent to which potential communities were already hosting

permanent wastewater treatment facilities. This screening stage

eliminated four sites on environmental and other grounds. Of the

remaining six sites, four were further evaluated for sludge

processing, while two sites -- Rowe Quarry and MCI-Walpole --

were further evaluated for a landfill operation.

In February of 1989, the MWRA issued its Draft

Environmental Impact Report and Draft Residuals Management

Facilities Plan ("DEIR"). The MWRA proposed to process sludge at

the Fore River Staging Area in Quincy, Massachusetts and to

landfill the residuals at the MCI-Walpole site. In May of 1989,

EPA issued a Draft Supplemental Environmental Impact Statement

("DSEIS"). In its analysis of the proposed landfill at Walpole,

EPA identified two major critical groundwater supplies. First,

the Massachusetts Department of Corrections maintains a number of

public water supply wells located in the Charles River Watershed

Aquifer to the west of the proposed landfill. These wells supply

drinking water to the MCI-Norfolk and MCI-Walpole prison


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facilities. Second, to the east of the landfill site is the head

of the Neponset Sole Source Aquifer.6 This sole source aquifer

serves several wells that are the only source of drinking water

to the residents of the Town of Walpole.7 EPA concluded that

the nearest of these wells is located more than two miles from

the landfill site and is separated from the landfill by soils of

low permeability. In March 30, 1990, EPA formally approved the

construction and operation of the landfill at the Walpole site.

Pursuant to Section 404 of the Clean Water Act,8 the

Corps is required to review permit applications for proposal to

dredge and fill wetlands under the standards set forth in 33

C.F.R. 320.4(a)(1) and 40 C.F.R. 230. In May 1990, the MWRA

submitted a revised permit application describing all of its

proposed projects to clean Boston Harbor, including the Walpole

landfill.9

On July 12, 1990, the Corps issued a public notice


____________________

6 A sole source aquifer is a designation given by EPA to the
principal or sole source of drinking water for a given area. The
western boundary of the Neponset Sole Source Aquifer runs to the
east of the MCI-Walpole landfill.

7 In addition, south of the landfill are wells that supply
drinking water to Southwood Hospital and north of the landfill
are wells which supply drinking water to private residences, a
horse ranch and a dog kennel.

8 33 U.S.C. 1344.

9 The projects included the construction of a headworks facility
for preliminary treatment of sewage on Nut Island, a 5 mile
inter-island wastewater tunnel between Nut and Deer Island, a 9.5
mile effluent outfall tunnel and diffuser from Deer Island to
offshore waters, a sludge processing facility at Quincy, and the
residuals landfill at issue in this case.

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concerning the MWRA's application, which proposed to set aside

forty-six acres of a ninety-four acre plot located in the Town of

Walpole and adjacent to the Town of Norfolk. Under MWRA's

proposal, a 600 square foot area of man-made wetland located in

the center of the proposed project would be filled. This

wetland, also known as Wetland E, was created by the

Massachusetts Department of Corrections as an obstacle course for

training prison guards. The National Marine Fisheries Service

and the U.S. Fish and Wildlife Service submitted a comment form

indicating no objection to the project. EPA and the MWRA

submitted comments in support of the proposed landfill. However,

the Towns of Norfolk and Walpole submitted detailed objections to

the MWRA proposal.

The Towns objected to the proposed landfill essentially

on four grounds. First, the Towns claimed that the MWRA had

failed to demonstrate that no practicable alternative having less

adverse impact on the aquatic ecosystem existed as required under

40 C.F.R. 230.10(a). Second, the Towns argued that the

landfill would eliminate over fifty percent of the surface water

supply to a portion of an adjacent wetland, thus allegedly

causing substantial disruption to the overall wetland resource,

including a significant adverse impact on a vernal pool10

located within 100 to 150 feet of the landfill footprint. Third,

the Towns alleged that the proposed landfill would adversely

____________________

10 Vernal pools serve as the sole breeding habitat for certain
amphibian species and provide breeding and feeding habitat for a
variety of other species.

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impact wildlife habitats for the great blue heron and the pied-

billed grebe. Fourth, the Towns claim that the MWRA disregarded

the adverse impact the proposed landfill would have on

groundwater resources.

David H. Killoy, a branch supervisor of the Corps'

Regulatory Division, also opposed the MWRA's application to

construct and operate the landfill in Walpole. In a draft

memorandum dated December 24, 1990, Mr. Killoy found two unique

conditions which, in his opinion, required that the permit be

denied because it failed "two parts of the 404(b)(1) guidelines

and it is contrary to the public interest."11 First, the MWRA

had failed to demonstrate the nonexistence of a practicable

alternative to the landfill would have less adverse impact on the

aquatic ecosystem. Mr. Killoy concluded that even a small threat

to the Neponset Sole Source Aquifer in the area constituted a

significant adverse environmental consequence. Second, the

discharge of fill may contribute to a significant degradation of

the waters of the United States, in this instance, the wells

which supply drinking water. Mr. Killoy also noted that in the

Corps' review of the Central Artery and Tunnel Project, he had

identified a "wide range of sites which were available for land

fill."12

In light of the claims by Mr. Killoy and the Towns, the

Corps' Regulatory Branch requested its Hydraulics and Water

____________________

11 Memorandum by David H. Killoy, dated December 24, 1990, at 7.

12 Id. at 6.
__

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Quality Branch, Water Control Division to examine the available

reports and data on groundwater impacts and to prepare a

technical report on the potential risk for contamination of the

water supplies. The ensuing report recommended that the

monitoring system be expanded to include at least one monitoring

well to detect any leachate13 escaping towards the Neponset

Sole Source Aquifer. The report concluded "that the risk to

drinking water supplies from [the Walpole] landfill is

minor."14

On January 23, 1991, Mr. Killoy submitted a final

memorandum summarizing his continued opposition to the Walpole

landfill. Mr. Killoy asserted that the MWRA had not clearly

demonstrated that Walpole was the "least environmentally damaging

practicable alternative" for the following three reasons. First,

if groundwater flow contributed substantially to the nearby down

gradient wetlands, then "the removal of 46 acres of groundwater

recharge area, high on the groundwater divide, by capping could

deplete the wetlands water supply causing a long term

degradation."15 Second, the application contained too little

information on the location of bedrock and its properties.

Third, the investigation "essentially neglected the presence of

the [sole source aquifer] and until the final environmental


____________________

13 Leachate refers to precipitation that will percolate through
the residuals placed at the landfill.

14 Report, dated February 1991 at 1, 23.

15 Killoy Memorandum of January 23, 1991, 4.

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documents ignored the nearby private wells."16 Mr. Killoy,

however, concluded with the following observation:

I also recognize that many of the items
above can be interpreted differently by
different reviewers who could recommend
issuance of the permit without appearing
arbitrary or capricious. This is where
the decision maker takes over.

Id. at 52.
__

Less than three weeks after Mr. Killoy's last

memorandum, the Corps issued its Record of Decision ("ROD")

granting a permit to the MWRA to inter alia construct and operate
_____ ____

the MCI-Walpole landfill. As further elaborated below, the Towns

claim that the Corps' permitting process is plagued with errors

and that the decision to issue the permit was based on improper

pressure by the U.S. Department of Justice and EPA.

B. Statutory and Regulatory Background
B. Statutory and Regulatory Background
___________________________________

Congress enacted the Clean Water Act17 ("CWA") "to

restore and maintain the chemical, physical, and biological

integrity of the Nation's waters." 33 U.S.C. 1251(a); see also
________

40 C.F.R. 230.1. Section 301 of the CWA makes the discharge of

pollutants into navigable waters unlawful, unless such discharge

is authorized by permit. The term "pollutants" is defined

broadly and includes dredged or fill material.18 The term

"navigable waters" is similarly all encompassing, covering all


____________________

16 Id. at 14.
__

17 33 U.S.C. 1311(a).

18 33 U.S.C. 1362(6).

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"waters of the United States." 33 U.S.C. 1362(7). Wetlands are

included in the definition of "waters of the United States."19



Section 404 of the CWA authorizes the Corps of

Engineers to issue or deny permits for the discharge of dredged

or fill material. 33 U.S.C. 1344(a). Generally an applicant

seeking a permit under Section 404 submits an individual

application for each discharge. In considering permit

applications, the Corps is required to apply the regulations and

guidelines set forth in Titles 33 and 40 of the Code of Federal

Regulations. 33 C.F.R. 320 and 40 C.F.R. Part 230.

Section 404(b)(1) of the CWA directs the Corps to apply

the guidelines developed by the EPA Administrator in conjunction

with the Secretary of the Army, acting through the Chief of

Engineers. 33 U.S.C. 1344(b)(1). These Section 404 guidelines

are codified at 40 C.F.R. Part 230.

Under 33 C.F.R. 320.4(a)(1), the Corps evaluates a

permit application's "probable impacts, including cumulative

impacts, of the proposed activity on the public interest." 33

C.F.R. 320.4(a)(1).20 The Towns contend that the Corps'

____________________

19 40 C.F.R. 230.3(s)(7). See also United States v. Riverside
________ _____________ _________
Bayview Homes, Inc., 474 U.S. 121 (1985) (Corps acted reasonably
___________________
in interpreting Clean Water Act to require permits for discharge
of material into wetland).

20 Among the factors evaluated under this "public interest
review" are

conservation, economics, aesthetics,
general environmental concerns, wetlands,
historic properties, fish and wildlife

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determination to issue the permit is erroneous under subsections

(a), (b) & (c) of 40 C.F.R. 230.10 and under 33 C.F.R.

320.4(a)(1).




































____________________

values, flood hazards, floodplain values,
land use, navigation, shore erosion and
accretion, recreation, water supply and
conservation, water quality, energy
needs, safety, food and fiber production,
mineral needs, consideration of property
ownership and, in general, the needs and
welfare of the people.

33 C.F.R. 320.4(a)(1).

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C. Standard of Review
C. Standard of Review
__________________

The district court's grant of summary judgment in favor

of the defendants is reviewed de novo. See, e.g., Medina &
__ ____ ___ ____ _________

Sucesores, Inc., et al. v. Custodio, et al., No. 91-1469, slip
________________________ ________________

op. at 17 (1st Cir. May 7, 1992). Rule 56(c) of the Federal

Rules of Civil Procedure provides that a motion for summary

judgment shall be granted if it is clear from the record that

"there is no genuine issue as to any material fact and that the

moving party is entitled to a judgment as a matter law."

We review the Corps decision to issue the permit under

the standard of review set forth in the Administrative Procedure

Act,21 pursuant to which an agency's action will be set aside

only if it is found to be "arbitrary, capricious, an abuse of

discretion, or otherwise not in accordance with law."

To determine whether the Corps's decision complies with

the arbitrary and capricious standard, we consider

whether the decision was based on a
consideration of the relevant factors and
whether there has been a clear error of
judgment. Although this inquiry into the
facts is to be searching and careful, the
ultimate standard of review is a narrow
one. The court is not empowered to
substitute its judgment for that of the
[Corps].

Citizens to Preserve Overton Park, Inc. v. Volpe, 401 U.S. 402,
________________________________________ _____

416 (1971). See also United States v. Riverside Bayview Homes,
_________ _____________ _________________________

Inc., 474 U.S. 121 (1985) ("An agency's construction of a statute
____

it is charged with enforcing is entitled to deference if it is

____________________

21 5 U.S.C. 706(2)(A).

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reasonable and not in conflict with the expressed intent of

Congress"); All Regions Chemical Labs, Inc. v. U.S. E.P.A., 932
________________________________ ___________

F.2d 73, 75 (1st Cir. 1991) ("In reviewing EPA's decision we must

pay particular attention to the interpretation that it gives its

own rules and regulations"); Environmental Coalition Broward
________________________________

County, Inc. v. Myers, 831 F.2d 984, 986 (11th Cir. 1987)
_____________ _____

(deference to the Corps' determination is "particularly

appropriate in the case of complex environmental statutes such as

the Clean Water Act.").

II

Section 230.10(a)
Section 230.10(a)
_________________

Section 230.10(a) provides that:

no discharge of dredged or fill material
shall be permitted if there is a
practicable alternative to the proposed
discharge which would have less adverse
impact on the aquatic ecosystem, so long
as the alternative does not have other
significant adverse environmental
consequences.

40 C.F.R. 230.10(a).

In its Record of Decision, the Corps found that the

impact of the Walpole landfill on the aquatic ecosystem to be

inconsequential considering the low value of the 600 square foot

landfill and the minor potential secondary impacts to adjacent

wetlands and waters. The Towns assert that the Corps

interpretation of the Section 230.10(a) guidelines is flawed for

three reasons. First, the Corps erred in concluding that the

direct impacts were "inconsequential." This erroneous

conclusion, the Towns assert, reversed the presumption embodied

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in Section 230.10(a), which requires the Corps to presume that

other practicable alternatives exist. Second, the Towns claim

that the Corps erred in concluding that the mitigation measures

proposed in the MWRA's application would render the secondary

impacts to surrounding wetlands "inconsequential." Third, it is

alleged that the Corps failed to consider groundwater impacts as

part of the practicable alternatives analysis because it

erroneously concluded that the term "aquatic ecosystem" as used

in Section 230.10(a) generally excludes groundwater.

A. Did the Corps Reasonably Conclude that There is No
__________________________________________________________

Practicable
___________

Alternative?
___________

The Towns argue that the Corps' conclusion that direct

impacts to Wetland E (the 600 square foot, man-made wetland) were

inconsequential is not supported by the evidence. This

"evidence" consists of a By-Law enacted by the Town of Walpole

making Wetland E a protected resource. This argument fails for

two reasons.

First, and foremost, the Towns failed to make this

Wetland By-Law part of the administrative record. We have no way

of knowing the terms of this By-Law. Since judicial review of

the Corps' permit decisions is limited to the administrative

record, the Towns' argument fails. See, e.g., Friends of Earth
___ ____ _________________

v. Hintz, 800 F.2d 822, 830-31 (9th Cir. 1986) (standard of
_____

review for the Section 404 permitting process under the

Administrative Procedures Act is "highly deferential"); Buttrey
_______


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v. United States, 690 F.2d 1170 (5th Cir. 1982), cert. denied,
_____________ ____ ______

461 U.S. 927 (1983) ("[Courts] look only to the administrative

record in order to determine if the Corps' decision was

arbitrary, capricious, or not in accordance with law.").

Second, even assuming the inclusion of the By-Law in

the administrative record, the fact that Walpole has passed such

a By-Law is insufficient to establish that the direct and

secondary impacts to the ecosystem are not "inconsequential."

Dubbing a piece of real estate "wetland" by municipal edict does

not establish such a conclusion de jure for purposes of federal
__ ____

law nor does the By-Law grant per se "consequence." We agree
___ __

with the Corps that Walpole's By-Law has no legal significance

since the MWRA is not subject to them.

The Towns also claim that in concluding that the

impacts to Wetland E was negligible and therefore that no other

practicable alternative having less environmental impact existed,

the Corps reversed the rebuttable presumption contained in 40

C.F.R. 230.10(a). We disagree.

None of the comments received by the Corps disputed

that this 600 square feet area consisted of an isolated, man-

made, low-value wetland. Neither Town asserted in the comments

submitted to the Corps that Wetland E has any essential

ecological value nor have they presented evidence to contradict

the finding by the Corps that this small area of wetland has

"virtually no function or value." Record of Decision at 7. In

addition, we note that Wetland E does not meet the criteria for


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regulation under the Massachusetts Wetland Protection Act. See
___

310 Code of Massachusetts Regulations 10.57(1)(b).

The Towns argue that once the Corps found that the

direct impact of the landfill was "inconsequential," it was

required to conduct an exhaustive feasibility evaluation of each

of the 299 alternatives sites initially screened for the

landfill. See Appellants' Brief at 21. We hold that such a
___

rigid interpretation of the guidelines is not warranted. The

plain language of the Section 404 regulatory scheme indicates

that the level of review depends on the nature and severity of

the project's impact on the environment. The general

introduction for Section 230.10 states:

Although all requirements in 230.10
must be met, the compliance evaluation
procedures will vary to reflect the
seriousness of the potential for adverse
impacts on the aquatic ecosystems posed
by specific dredged or fill material
discharge activities.

40 C.F.R. 230.10. In Section 230.6, the Guidelines further

provide:

(a) . . . These Guidelines allow
evaluation and documentation for a
variety of actives, ranging from those
with large, complex impacts on the
aquatic environment to those for which
the impact is likely to be innocuous. It
is unlikely that the Guidelines will
apply in their entirety to any one
activity, no matter how complex. It is
anticipated that substantial numbers of
permit applications will be for minor,
routine activities that have little, if
any, potential for significant
degradation of the aquatic environment.
It generally is not intended or expected
_________________________________________
that extensive testing, evaluation or
_________________________________________

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analysis will be needed to make findings
_________________________________________
of compliance in such routine cases.
___________________________________

(b) The Guidelines user, including the
agency or agencies responsible for
implementing the Guidelines, must
recognize that different levels of effort
that should be associated with varying
degrees of impact and require or prepare
commensurate documentation. The level of
____________
documentation should reflect the
_________________________________________
significance and complexity of the
_________________________________________
discharge activity.
__________________

40 C.F.R. 230.6(a) & (b) (1991) (emphasis added).

Clearly, the guidelines contemplate an analysis which

varies in magnitude depending on the impact of the proposed

discharge, rather than the dogmatic scrutiny suggested by the

Towns. In cases such as this one, where the MWRA and the EPA

conducted a thorough environmental analysis of alternative sites,

and where the Corps' determination that the direct impact on the

aquatic ecosystem of filling the 600 square foot artificial

wetland is negligible is supported by the administrative record,

the Corps is not required under Section 230.10(a) to duplicate

the analysis conducted by the MWRA and EPA. Norfolk & Walpole,
__________________

772 F. Supp. at 687.

Nor can the Corps be faulted for relying on the

alternative analysis conducted by EPA in its review of the

landfill pursuant to the National Environmental Policy Act.22

In doing so, the Corps followed the recommendation of Section

230.10(a)(4), which provides that "the analysis of alternatives

required for NEPA environmental documents . . . will in most

____________________

22 42 U.S.C. 4321 et seq.
__ ___

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cases provide the information for the evaluation of alternatives

under [the Section 404] Guidelines." Although Section 230.10(a)

recognizes that the NEPA review may provide insufficient analysis

to meet the Section 404 guidelines requirements, it is apparent

here that the Corps supplemented the extensive alternatives

analysis conducted by the MWRA and the EPA. The Corps re-

evaluated several potential sites to verify that the

environmental criteria used in the selection of the proposed

landfill was properly applied. The Corps found

that many of these sites didn't meet the
landfill acreage requirements and
therefore were appropriately not
considered for landfills. Other sites
which were considered for landfills were
ranked lower than Walpole-MCI and
therefore deemed less preferable and not
carried forward.

ROD at 11. The Corps reasonably relied on the substantial

evaluation conducted by the MWRA and EPA to find that the

landfill in Walpole was the best alternative under the

Guidelines. The initial screening for a landfill began with

approximately 300 potential sites and after substantial

additional evaluation of about ten individual sites, Walpole was

selected. Under the practicable alternatives test, the Corps is

not required to conduct an independent feasibility evaluation of

each alternative site merely because a party disagrees with its

ultimate conclusion. We hold that it was not arbitrary,

capricious or contrary to law for the Corps to conclude that no

practicable alternative to this 600 square feet of artificial

wetland exists which would have a lesser "adverse impact on the

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aquatic ecosystem." 40 C.F.R. 230.10(a)(3). If the Corps'

determination under Section 404 is reasonably supported by the

administrative record, our inquiry must end. Friends of Earth,
________________

800 F.2d at 835.














































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B. Has the Corps Failed to Consider the Secondary Impacts on the
_____________________________________________________________

Wetlands of the Proposed Discharge on Aquatic Ecosystem?
_______________________________________________________

The Corps analyzed two potential secondary impacts on

the adjacent wetlands; (1) the possibility that leachate might

reach the surface waters in the event of a leak from the landfill

and (2) the loss of surface/groundwater recharge. The Corps

concluded that although the potential for leachate transmission

into the adjacent wetlands existed,

its likelihood will be greatly minimized
by the state-of-art landfill design and
collection system which will be used.
Even if some leakage occurred, the
propensity of wetlands to assimilate the
leachate constituents (i.e. act as a
sink) is well recognized. In fact the
use of wetlands as tertiary treatment is
well documented and recognized by EPA.
Therefore, the effect is expected to be
minor.

ROD at 12. The Corps also characterized the possible loss of

surface water and groundwater recharge as a minor impact since

"the proportion of precipitation falling on the landfill site

which infiltrates into the groundwater is small (about 1/5 [of an

acre]) . . . when compared to the proportion entering the

adjacent wetlands as surface runoff" and the landfill represented

a very small portion of the total drainage area supporting the

off-site wetlands. Id. The district court found that the Corps'
__

conclusions regarding the secondary effects of the landfill to be

reasonable. Norfolk & Walpole, 772 F. Supp. at 688.
_________________

The Towns, however, claim that the Corps failed to

adequately consider secondary wetland impacts as part of the


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practicable alternatives analysis. The Towns' argument run as

follows. First, the Corps attempts to avoid the practicable

alternatives analysis by concluding that certain mitigation

measures planned by the MWRA would render any secondary impacts

to wetlands inconsequential. Second, the Corps' conclusion that

Wetland E is a minor part of the total drainage areas supporting

the Stop River wetlands cannot serve as a justification for the

issuance of the permit, and in any event, the Towns argue that

they have presented evidence to contradict this finding.

Citing Bersani v. Robichaud, 850 F.2d 36, 39 (2d Cir.
_______ _________

1988), cert. denied, 489 U.S. 1089 (1989), the Towns allege that
____ ______

mitigation measures may not be used to meet the practicable

alternative analysis. The Towns's interpretation of Bersani is
_______

not persuasive. In Bersani, the EPA denied an application for a
_______

permit to build a shopping mall on 32 acres of "high quality red

maple swamp." Id. at 40. To compensate for filling 32 acres of
__

this "high quality" wetland, the developer proposed to create 36

acres of wetland in an off-site gravel pit. The EPA determined

that this mitigation measure was insufficient because (1) of its

scientific uncertainty; (2) the availability of an alternative

site for the shopping mall; and (3) the adverse effect on

wildlife. Bersani, therefore, does not announce a procedural
_______

straitjacket against the use of mitigation measures to compensate

for environmental losses, but rather it upholds the basic

proposition that if mitigation measures are insufficient to

compensate for the loss of a valuable wetland, the permit should


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be denied. See also Friends of Earth v. Hintz, 800 F.2d 822, 826
________ ________________ _____

(9th Cir. 1986) (affirming Corps' conditional issuance of a

Section 404 permit on compliance with an agreement proposing

mitigation measures).

Moreover, in this case there will be no destruction of

a "high quality" wetland area; rather the direct impact on the

aquatic environment involves the filling of 600 square feet of an

isolated, artificial wetland that was used by the Department of

Corrections as an obstacle course for training prison guards. We

hold that it is reasonable for the Corps to consider, under the

practicable alternatives analysis, the functional value of the

wetland to be impacted and the mitigation measures proposed to

avoid secondary impacts.

The Towns cite Buttrey v. United States, 690 F.2d 1170
_______ _____________

(5th Cir. 1982), cert. denied, 461 U.S. 927 (1983) for the
____ ______

proposition that the Corps cannot rely on its conclusion that

Wetland E is a minor part of the total drainage area supporting

the Stop River wetlands. In Buttrey, a land developer argued
_______

that his project proposal to fill about 40 acres of wetland was a

"mere flyspeck" in relation to the river watershed adjacent to

the property. The Fifth Circuit noted that such "piecemeal"

review of the proposed project is prohibited by 33 C.F.R.

320.4(b)(3), which provides:

Although a particular alteration of a
wetland may constitute a minor change,
the cumulative effect of numerous
piecemeal changes can result in a major
impairment of wetland resources. Thus,
the particular wetland site for which an

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application is made will be evaluated
with the recognition that it may be part
of a complete and interrelated wetland
area.

Simply stated, 33 C.F.R. 320.4(b)(3) -- which authorizes the

Corps to consider the cumulative effect of numerous piecemeal

changes in its "public interest review" analysis -- does not

apply here. The 600 square foot artificial wetland to be filled

is not "part of a complete and interrelated wetland area"; it is

isolated. And none of the comments in this case contradicted the

Corps' finding that Wetland E had virtually no value. In

Buttrey, it was undisputed that since the forty acre wetland was
_______

located upstream, it served a unique function in maintaining

downstream water quality. The secondary impacts here result not

from filling Wetland E but from the setting aside of 46 acres,

most of which is on upland. Finally, the proposed project in

Buttrey was opposed by the Fish and Wildlife Service, EPA and the
_______

National Marine Fisheries Service because they alleged it would

inter alia destroy a habitat and nursery ground for wildlife and
_____ ____

increase the risk of flooding in surrounding neighborhoods. No

such opposition was registered by these government agencies

against this project.

In their comments, the Towns' consultants claim that

the construction of the landfill would potentially eliminate up

to fifty percent of the drainage areas to adjacent wetlands,

including Wetland A, a site which has a vernal pool,

approximately 150 feet from the footprint of the proposed

landfill. The Corps, however, concluded that the landfill site

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represents less than one percent of the total drainage area and

that the mitigation measures would render any impacts

insignificant. With respect to the mitigation measures, the

Corps specifically found:

The [MWRA] has committed to develop a
plan to capture the rainfall and return
it to the wetlands directly adjacent to
the landfill to protect their hydrology.
This leads to the conclusion [that] the
potential for adverse affect on the
hydrology of the adjacent wetlands is
minor. In any event, the development of
the landfill will include elaborate
monitoring of baseline conditions of the
adjacent wetlands, modelling of the water
flows, and a collection and replacement
system to return the water to the
wetlands. A portion, based on the
modelling, will be returned as surface
water, and a portion will be returned as
ground water via an infiltration system.


ROD at 12. The Corps further noted that the MWRA has implemented

these mitigation measures in other projects and that the Corps

had "approval authority over the monitoring and mitigation

program through a special condition of the permit . . . ." Id.
__

The Towns' objection to the Corps findings on the subject of

drainage reflect nothing more than a disagreement between the

experts. In cases where technical disputes predominate the

issues, an agency's expertise is entitled to deference. Chevron
_______

U.S.A. v. Natural Resources Defense Council, Inc., 467 U.S. 837,
______ ________________________________________

844 (1984). We hold that the Corps' conclusions that the

landfill site represents less than one percent of the total

drainage area and that the mitigation measures would render any

potential impact insignificant are not clearly arbitrary,

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capricious or otherwise not in accordance to law.




















































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C. Are Groundwater Resources Part of the Aquatic Ecosystem for
___________________________________________________________

Purposes of the Practicable Alternatives Analysis?
_________________________________________________

In applying the practicable alternatives analysis, the

Corps excluded groundwater resources from consideration. The

Towns allege that groundwater resources are part of the "aquatic

ecosystem" for purposes of the practicable alternatives analysis.

The district court held that:

The plain language of the Guidelines
clearly constrains the alternative
analysis, in the first instance, to
effects on the aquatic ecosystem.
"Aquatic ecosystem," in turn, is defined
as "waters of the United States,
including wetlands, that serve as habitat
for interrelated and interacting
communities and populations of plants and
animals." 40 C.F.R. 230.3(c). The
Corps' determination that groundwater
sources are not aquatic ecosystems was
clearly a reasonable interpretation of
230.10(a), as [groundwater sources]
cannot be said to "serve as habitat for
interrelated and interacting communities
and populations of plants and animals."

While the impact on groundwater is
certainly an "environmental consequence,"
the alternatives analysis is limited to
comparison of effects on the aquatic
ecosystem.

Norfolk & Walpole, 772 F. Supp. at 685. The Towns, however,
__________________

argue that groundwater resources are "waters of the United

States." 40 C.F.R. 230.3(s)(3) provides that the term "waters

of the United States" includes:

All other waters such as intrastate
lakes, rivers, streams (including
intermittent streams), mudflats, sand-
flats, wetlands, sloughs, prairie
potholes, wet meadows, playa lakes, or
natural ponds, the use, degradation or

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destruction of which could affect
interstate or foreign commerce including
any such waters:

(i) Which are or could be used by
interstate or foreign travelers for
recreational or other purposes . . . .

Although this definition does not indicate whether groundwater

constitutes "waters of the United States," the Corps has

interpreted this definition to refer only to surface waters.

This interpretation has been upheld by some courts. Exxon Corp.
___________

v. Train, 554 F.2d 1310, 1329 (5th Cir. 1977); Kelley v. United
_____ ______ ______

States, 618 F. Supp. 1103, 1105 (W.D. Mich. 1985; United States
______ _____________

v. GAF Corp., 389 F. Supp. 1379, 1383 (S.D. Tex. 1975). Although
_________

other courts have questioned whether the term "waters of the

United States" should include groundwaters connected to surface

waters -- Inland Steel Co. v. E.P.A., 901 F.2d 1419, 1422 (7th
_________________ ______

Cir. 1990); McClellan Ecological Seepage v. Weinberger, 707 F.
_____________________________ __________

Supp. 1182, 1193-94 (E.D. Cal. 1988) -- we agree with the Corps

that since such a determination ultimately involves an ecological

judgment about the relationship between surface waters and

groundwaters, it should be left in the first instance to the

discretion of the EPA and the Corps. Cf. United States v.
__ ______________

Riverside Bayview Homes, Inc., 474 U.S. 121, 134 (1985)
_________________________________

(deference should be given to "the Corps' ecological judgment

about the relationship between waters and their adjacent

wetlands").

We have carefully examined the Towns' other arguments

and conclude that they have no merit.


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D. Do Other Practicable Alternatives Exist Which Would Have Less
_____________________________________________________________

Adverse Effects On The Aquatic Ecosystem?
________________________________________

If the Corps had properly conducted the practicable

alternatives analysis -- the Towns claim -- it would have been

unable to overcome the presumption in Section 230.10(a) because

other alternatives which would have less "severe environmental

impacts" than Walpole are available. The Towns point out that

(1) the MWRA itself determined that another alternative -- Rowe

Quarry -- would have a less severe environmental impact than the

Walpole site and (2) the Governor of Massachusetts appointed a

Commission in February of 1991 which identified six other

alternatives.

In a draft report dated October 1988, the MWRA

concluded that "development of the Rowe Quarry as a landfill

would result in minimal environmental impacts in comparison to

those that would occur at the Walpole-MCI site."23 On its face

this statement appears to raise an issue of fact as to whether