Vecinos de Barrio v. City of Holyoke

Case Date: 12/29/1995
Court: United States Court of Appeals
Docket No: 95-1581







UNITED STATES COURT OF APPEALS UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT FOR THE FIRST CIRCUIT

_________________________

No. 95-1581

VECINOS DE BARRIO UNO, ET AL.,

Plaintiffs, Appellees,

v.

CITY OF HOLYOKE,

Defendant, Appellant.

_________________________

APPEAL FROM THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF MASSACHUSETTS

[Hon. Michael A. Ponsor, U.S. District Judge] ___________________

_________________________

Before

Selya, Cyr and Stahl,

Circuit Judges. ______________

_________________________

Steven P. Perlmutter, with whom Michael D. Lurie, Robinson & ____________________ ________________ __________
Cole, and Edward R. Mitnick, Acting City Solicitor, were on ____ __________________
brief, for appellant.
Daniel J. Gleason, with whom Nelson G. Apjohn, Nutter, ___________________ _________________ _______
McClennen & Fish, Alan J. Rom, Law Office of Sherwin Kantrovitz, _________________ ___________ _________________________________
P.C., David P. Hoose, and Katz, Sasson, Hoose & Turnbull were on ____ _______________ ______________________________
brief, for appellees.

_________________________

December 29, 1995

_________________________


















SELYA, Circuit Judge. In 1965, Congress enacted the SELYA, Circuit Judge. ______________

Voting Rights Act (the VRA), Pub. L. No. 89-110, 79 Stat. 437

(codified at 42 U.S.C. 1973-1973o). Three decades later, the

legislation remains a Serbonian bog in which plaintiffs and

defendants, pundits and policymakers, judges and justices find

themselves bemired.

The case before us opens yet another window on the

conceptual complexity that has engulfed the VRA. It arises

against the backdrop of the biennial elections that are held for

city council in Holyoke, Massachusetts. The plaintiffs, two

nonprofit organizations with ties to the Hispanic community and

eight voters of Hispanic descent, complain that the electoral

structure violates section 2 of the VRA by denying Hispanics

equal opportunity to "participate in the political process and to

elect representatives of their choice." 42 U.S.C. 1973(b).

The district court found merit in the plaintiffs' complaint with

regard to councilmanic elections and granted relief. See Vecinos ___ _______

de Barrio Uno v. City of Holyoke, 880 F. Supp. 911 (D. Mass. ______________ ________________

1995).1 After careful consideration of a bulky record, we are

unable to square the lower court's factual findings with its

ultimate conclusion of vote dilution. Consequently, we vacate

the judgment and remand for further proceedings.



____________________

1The plaintiffs also challenged the way in which members of
the school committee were elected. The district court repulsed
that challenge, see Holyoke, 880 F. Supp. at 928, and the ___ _______
plaintiffs do not press the point on appeal.

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I. BACKGROUND I. BACKGROUND

We sketch the background, reserving a more exegetic

treatment of the facts pending our discussion of specific issues.

We refer those readers who yearn for an immediate rush of details

to the district court's informative opinion. See id. at 917-25. ___ ___

Since 1963, the Holyoke city council has been composed

of fifteen members, eight elected at large and seven elected by

ward. Candidates run without party labels for two-year terms.

Each voter is entitled to cast a ballot for a candidate in his or

her ward, and to vote for up to eight at-large candidates.

The Hispanic community in Holyoke has grown

dramatically over the past two decades. By 1990, persons of

Hispanic origin accounted for 31.06% of the total population

(compared to 13.8% in 1980). Under the current districting

scheme the ward lines were last redrawn in 1992 Hispanic

voters comprise a clear majority in two wards and account for

nearly one-third of the population in a third ward. Yet, while

Hispanic-preferred city council candidates have prevailed in the

two "Hispanic majority" wards, no person of Hispanic descent ever

has been elected to an at-large seat. This discrepancy

crystallizes into the nub of the plaintiffs' case: their vote

dilution claim is that, while Hispanics now constitute 21.89% of

Holyoke's voting age population, the electoral structure limits

the Hispanic community's ability to elect the candidates its

members prefer to only 14% of the available city council seats

(two of fifteen).


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The district court agreed with the plaintiffs that the

Hispanic vote had been impermissibly diluted. See id. at 925-27. ___ ___

To remedy the perceived inequity, the court by separate order

left the ward lines and representation intact, but cut back the

number of at-large seats from eight to two (thus shrinking the

council from fifteen to nine members, and making its electoral

structure congruent with that of the school committee). See ___

Vecinos de Barrio Uno v. City of Holyoke, 882 F. Supp. 9, 10 (D. _____________________ _______________

Mass. 1995) (Holyoke II). The court reasoned that, under the ___________

revised format, Hispanics probably would continue to control two

of the ward seats, and that decreasing the size of the council

would boost Hispanics' percentage representation to a level that

would compare favorably with their percentage of the voting age

population as a whole. See id. at 12. ___ ___

The district court, striving to put its remedial order

in place in time for the November 1995 municipal election cycle,

see id. at 13, entered the order under pressure of time. The ___ ___

city appealed and simultaneously moved for a stay. By an

unpublished order, we expedited the appeal and granted the stay.

Hence, the November 1995 elections were held under the

preexisting scheme.

II. STANDARD OF REVIEW II. STANDARD OF REVIEW

The bedrock on which the district court's opinion rests

is its conclusion that the at-large component of the electoral

structure unlawfully dilutes the Hispanic community's voting

power. As a general matter, a finding of vote dilution made


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after a bench trial is a finding of fact subject to review under

the "clearly erroneous" rubric. See Thornburg v. Gingles, 478 ___ _________ _______

U.S 30, 78-79 (1986); Houston v. Lafayette County, 56 F.3d 606, _______ ________________

610 (5th Cir. 1995); Jenkins v. Red Clay Consol. Sch. Dist. Bd. _______ ________________________________

of Educ., 4 F.3d 1103, 1116 (3d Cir. 1993), cert. denied, 114 S. ________ _____ ______

Ct. 2779 (1994); see also Fed. R. Civ. P. 52(a). This means that ___ ____

a reviewing court ought not to disturb such a finding "unless, on

the whole of the record, [the court] form[s] a strong, unyielding

belief that a mistake has been made." Cumpiano v. Banco ________ _____

Santander P.R., 902 F.2d 148, 152 (1st Cir. 1990). ______________

Though the clear error standard is formidable, it is

not a juggernaut that crushes everything in its path. One

important qualification is that the jurisprudence of clear error

"does not inhibit an appellate court's power to correct errors of

law, including those that may infect a so-called mixed finding of

law and fact, or a finding of fact that is predicated on a

misunderstanding of the governing rule of law." Gingles, 478 _______

U.S. at 106 (quoting Bose Corp. v. Consumers Union, 466 U.S. 485, __________ _______________

501 (1984)); accord LoVuolo v. Gunning, 925 F.2d 22, 25 (1st Cir. ______ _______ _______

1991). Considering asserted errors of law entails nondeferential

review. See In re Extradition of Howard, 996 F.2d 1320, 1327 ___ _____________________________

(1st Cir. 1993).

III. PROVING VOTE DILUTION III. PROVING VOTE DILUTION

In order to sharpen the focus of our inquiry, we first

limn the statutory framework and elucidate the requirements that

attend a proper showing of vote dilution.


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Section 2 of the VRA, as amended in 1982, prohibits any

standard, practice, or procedure "which results in a denial or

abridgement of the right of any citizen of the United States to

vote on account of race or color." 42 U.S.C. 1973(a). A

denial or abridgement of the right to vote is established when,

based on the totality of circumstances, it is
shown that the political processes leading to
nomination or election . . . are not equally
open to participation by all members of a
[protected] class of citizens . . . in that
its members have less opportunity than other
members of the electorate to participate in
the political process and to elect
representatives of their choice. The extent
to which members of a protected class have
been elected to office . . . is one
circumstance which may be considered:
Provided, That nothing in this section ________
establishes a right to have members of a
protected class elected in numbers equal to
their proportion in the population.

42 U.S.C. 1973(b). While the statutory scheme does not provide

an assurance of success at the polls for minority candidates, see ___

Johnson v. De Grandy, 114 S. Ct. 2647, 2658 n.11 (1994), it does _______ _________

provide an assurance of fairness. Thus, when "a certain

electoral law, practice, or structure interacts with social and

historical conditions to cause an inequality in the opportunities

enjoyed by [minority] and white voters to elect their preferred

representatives," a section 2 claim lies. Gingles, 478 U.S. at _______

47.

The platform required to launch a vote dilution claim

must contain three interleaved planks. First, the plaintiffs

must prove that they are part of a minority group that is

"sufficiently large and geographically compact to constitute a

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majority in a single-member district." Id. at 50.2 Second, ___

they must show that the group is "politically cohesive." Id. at ___

51. Third, they must demonstrate significant bloc voting by non-

minorities. See id. Each of these showings must be specific to ___ ___

the electoral unit that is under fire.

The first two Gingles preconditions look to whether, _______

putting the challenged practice, procedure, or structure to one

side, minority voters within a given constituency have the

potential to elect representatives of their choice. See Growe v. ___ _____

Emison, 113 S. Ct. 1075, 1084 (1993); Gingles, 478 U.S. at 50 ______ _______

n.17. If, for example, minority voters in an at-large system are

so widely dispersed that they could not elect preferred

candidates under some reasonable alternative scheme, then the

"at-large system cannot be responsible for that group's inability

to elect its candidates." Solomon v. Liberty County, 899 F.2d _______ _______________

____________________

2This precondition will have to be reconfigured to the
extent that the courts eventually validate so-called influence
dilution claims. See Voinovich v. Quilter, 113 S. Ct. 1149, ___ _________ _______
1157-58 (1993) (discussing treatment of claims brought on behalf
of persons who constitute a potentially influential bloc, but
less than the majority, within the relevant electorate, and
raising prospect that the first Gingles precondition may have to _______
be "modified or eliminated"). The lower courts are divided on
the subject, compare Armour v. Ohio, 775 F. Supp. 1044, 1052 _______ ______ ____
(N.D. Ohio 1991) (three-judge panel) (recognizing influence
dilution claim) with McNeil v. Springfield Park Dist., 851 F.2d ____ ______ ______________________
937, 947 (7th Cir. 1988) (rejecting influence dilution claim),
cert. denied, 490 U.S. 1031 (1989), and the Supreme Court has _____ ______
declined on four occasions to decide whether such claims are
cognizable under VRA 2. See De Grandy, 114 S. Ct. at 2656; ___ __________
Voinovich, 113 S. Ct. at 1157-58; Growe v. Emison, 113 S. Ct. _________ _____ ______
1075, 1084 n.5 (1993); Gingles, 478 U.S. at 46-47 n.12. We take _______
no view of the matter today (although we do discuss the potential
relevance of evidence from elections in a particular "influence
district" on the plaintiffs' claims, see infra Part V). ___ _____

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1012, 1018 (11th Cir. 1990), cert. denied, 498 U.S. 1023 (1991). _____ ______

Similarly, unless the minority group is politically cohesive, "it

cannot be said that the selection of a [particular] electoral

structure thwarts distinctive minority group interests."

Gingles, 478 U.S. at 51. The third Gingles precondition which _______ _______

embodies a showing that the majority votes sufficiently as a bloc

to enable it, in the ordinary course, to trounce minority-

preferred candidates most of the time, see Voinovich v. Quilter, ___ _________ _______

113 S. Ct. 1149, 1157 (1993) addresses whether the challenged

practice, procedure, or structure is the cause of the minority

group's inability to mobilize its potential voting power and

elect its preferred candidates. See De Grandy, 114 S. Ct. at ___ __________

2657; Gingles, 478 U.S. at 51. _______

Proof of all three preconditions creates an inference

that members of the minority are in fact harmed by the challenged

electoral practice, procedure, or structure. However, the

inference is rebuttable. As a result, establishing the three

Gingles preconditions is necessary, but not always in itself _______

sufficient, to ensure success on a section 2 claim. That is to

say, because the inference of vote dilution can be rebutted by

the force of other evidence, proof of the three preconditions,

without more, will not invariably carry the day. See De Grandy, ___ _________

114 S. Ct. at 2657. Put another way, the critical question in a

vote dilution case is whether minority voters have an equal

opportunity to participate in the electoral process. While the

threshold elements catalogued by the Gingles Court shed _______


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considerable light on this inquiry, they do not comprise the only

conceivable source of illumination. Completing the inquiry

demands "comprehensive, not limited, canvassing of relevant

facts." Id. ___

Consistent with this approach, courts must be careful

not to wear blinders. The judge must sift the evidence produced

at trial and gather enough information to paint a true picture of

the attendant facts and circumstances. He or she must then make

a realistic appraisal of what the picture discloses. See ___

Gingles, 478 U.S. at 45 (advocating achievement of a "practical _______

evaluation of the past and present reality" through a "functional

view of the political process"). Some guidance can be found in a

list of factors highlighted in the congressional report that

accompanied the 1982 amendment to VRA 2, see S. Rep. No. 417, ___

97th Cong., 2d Sess., at 28-29 (1982), reprinted in 1982 _________ __

U.S.C.C.A.N. 177, 206-07, but the judge should not stop there.

Though helpful, the list is not all-encompassing. See Gingles, ___ _______

478 U.S. at 45; Little Rock Sch. Dist. v. Pulaski County Special ______________________ ______________________

Sch. Dist., 56 F.3d 904, 910 (8th Cir. 1995). Since communities __________

differ, and elections play out differently in different venues at

different times, the judge must make a case-specific

determination, giving due weight to the idiosyncracies that bear

upon the particular situation. See Jenkins, 4 F.3d at 1115. ___ _______

One road that we believe remains open to a court called

upon to examine the totality of the circumstances in a vote

dilution case is to mull other factors, apart from racial bias,


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that may have caused the white bloc voting identified in the

third Gingles precondition.3 While the Gingles Court split on _______ _______

this question, compare Gingles, 478 U.S. at 63-64 (opinion of _______ _______

Brennan, J.) (stating for four justices that the etiology of

racially polarized voting is irrelevant under VRA 2) with id. ____ ___

at 100-02 (O'Connor, J., concurring in the judgment) (stating for

four justices that the reasons why white voters reject minority

candidates are relevant) and id. at 82-83 (White, J., concurring) ___ ___

(rejecting, without explanation, Justice Brennan's view), and

controversy has raged since then, see, e.g., Nipper v. Smith, 39 ___ ____ ______ _____

F.3d 1494, 1513-14 (11th Cir. 1994) (en banc) (holding for two

judges, with two judges dissenting, that the existence of racial

bias in the community is relevant to a section 2 claim), cert. _____

denied, 115 S. Ct. 1795 (1995); League of United Latin Am. ______ _____________________________

Citizens, Council No, 4434 [LULAC] v. Clements, 999 F.2d 831, ____________________________ _____ ________

850-63 (5th Cir. 1993) (en banc) (reaching similar conclusion,

____________________

3We recognize that such widely used terms of art as "white
bloc voting" and "racially polarized voting" may not always
capture the subtleties of specific problems that arise in the
political process. The case at bar, for example, involves the
voting patterns of the majority (loosely termed "white") and the
specific minority symbolized by the plaintiffs (loosely termed
"Hispanics"). Concededly, this taxonomy is imprecise; for
example, not all people who are considered "Hispanic" necessarily
consider themselves "non-white." To that extent, then, the
phrase "white bloc voting," though used repeatedly throughout the
decided cases, may be somewhat inaccurate or even slightly
misleading. Similarly, VRA 2 applies to denials of the right
to vote on account of either race or color, yet the opinions harp ______
on the phrase "racially polarized voting." To that extent, the
idiom of the case law may neglect potentially important
distinctions between the concepts of "race" and "color." While
acknowledging these limitations, we can think of no universal
solution, and, thus, take refuge in the pat terminology.

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with three judges dissenting), cert. denied, 114 S. Ct. 878 _____ ______

(1994), we are of the view that De Grandy has removed much of the _________

doubt.

Even when the Gingles preconditions coalesce and _______

thereby create an inference of discrimination, lack of equal

electoral opportunity remains the central focus of the inquiry.

Furthermore, that question "must still be addressed explicitly,

and without isolating any other arguably relevant facts from the

act of judgment." De Grandy, 114 S. Ct. at 2657. It seems self- _________

evident that the presence or absence of bias is at least

"arguably relevant" to the question of whether a minority lacks

equal electoral opportunity. After all, a minority group's

prospects for electoral success in a community riven along racial

lines differ significantly from its prospects in a more unified

community. We agree with the Fifth Circuit that "[a] tendency

among whites to cast their votes on the basis of race presents a

far more durable obstacle to the coalition-building upon which

minority electoral success depends than disagreements over

ideology." LULAC, 999 F.2d at 858. _____

By like token, however, sentiments unrelated to race

also can be powerful stimuli. When it can be shown that, in a

particular community, voters are moved primarily by causes

unrelated to race, it is reasonable to assume that a minority-

preferred candidate who embodies these values might equally be

able to engender majoritarian (white) support. See Gingles, 478 ___ _______

U.S. at 100-01 (O'Connor, J., concurring). Thus:


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Evidence that a candidate preferred by the
minority group in a particular election was
rejected by white voters for reasons other
than those which made that candidate the
preferred choice of the minority group would
seem clearly relevant in answering the
question whether bloc voting by white voters
will consistently defeat minority candidates.

Id. at 100. ___

The upshot is that when racial antagonism is not the

cause of an electoral defeat suffered by a minority candidate,

the defeat does not prove a lack of electoral opportunity but a

lack of whatever else it takes to be successful in politics (say,

failure to support popular programmatic initiatives, or failure

to reflect the majority's ideological viewpoints, or failure to

appreciate the popularity of an incumbent). Section 2 does not

bridge that gap nor should it. See De Grandy, 114 S. Ct. at ___ _________

2658 n.11; see also Baird v. Consolidated City of Indianapolis, ___ ____ _____ __________________________________

976 F.2d 357, 361 (7th Cir. 1992) (explaining that section 2 "is

a balm for racial minorities, not political ones even though

the two often coincide"), cert. denied, 113 S. Ct. 2334 (1993). _____ ______

We believe it follows that, after De Grandy, plaintiffs cannot __________

prevail on a VRA 2 claim if there is significantly probative

evidence that whites voted as a bloc for reasons wholly unrelated

to racial animus. We so hold.

This holding draws sustenance from the language of

section 2 itself, particularly the statute's prohibition of

electoral structures that result in a denial or abridgement of

the right to vote "on account of race or color." 42 U.S.C.

1973(a). Other courts have found this language determinative of

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the question, see, e.g., Nipper, 39 F.3d at 1515-17; LULAC, 999 ___ ____ ______ _____

F.2d at 850, especially when coupled with legislative history

indicating that an electoral scheme violates VRA 2 only when it

"interacts with racial bias in the community and allows that bias

to dilute the voting strength of the minority group." Nipper, 39 ______

F.2d at 1520 (commenting upon legislative history).

Those including the present plaintiffs who favor a

more single-minded interpretation of section 2 marshal a regiment

of counterarguments. Their most serious objection questions the

compatibility of our holding with Congress's action in amending

section 2 to scrap the "intent" test imposed by City of Mobile v. ______________

Bolden, 446 U.S. 55, 62 (1980), and to insert in its place the ______

"results" test earlier adumbrated in White v. Regester, 412 U.S. _____ ________

755, 765-66 (1973), and Whitcomb v. Chavis, 403 U.S. 124, 143 ________ ______

(1971). This substitution permits plaintiffs to show vote

dilution by proving that electoral structures "result[] in a

denial or abridgement of the right of any citizen of the United

States to vote on account of race or color," 42 U.S.C. 1973(a),

and, concomitantly, relieves them of the burden of proving that

the structures were set in place to advance a racially

discrimination purpose. Against this mise-en-scene, some have _____________

equated Congress's adoption of the "results" test with an

intention to foreclose any inquiry whatever into the reasons why

minority groups lack opportunities for electoral participation.

We do not believe that the 1982 amendment lends itself

to this restrictive conclusion. The now-discarded "intent" test


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specifically required plaintiffs to prove that government created

or maintained the challenged electoral structure with a

discriminatory purpose, actually intending that a structure would

disadvantage minority voters. See Mobile, 446 U.S. at 62-63. In ___ ______

enacting the amendment, Congress shifted the law's focus:

plaintiffs no longer have to prove discriminatory intent but

instead have to carry the burden of proving that the challenged

electoral structure results in a denial of equal opportunity on

account of race.

Properly conceived, the results test protects racial

minorities against a stacked deck but does not guarantee that

they will be dealt a winning hand. Whitcomb an opinion ________

purportedly codified in the 1982 amendment illustrates the

point. There, the Court discerned no denial of equal opportunity

when a minority group's failure to elect its preferred candidates

"emerges more as a function of losing elections than of built-in

bias" directed by the establishment majority against the minority

group. Whitcomb, 403 U.S. at 153. The lesson to be learned is ________

that, even when election returns in effect short-circuit a

minority group's voting power, the electoral structure is not

illegal if the defeat represents nothing more than the routine

operation of political factors. See id. In other words, even ___ ___

under the 1982 amendment, a lack of electoral success unrelated _________

to race is not a proxy for a lack of opportunity to succeed. __ ____

Hence, VRA 2, as amended, despite its focus on results, does

not require courts to ignore evidence that factors other than


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race are the real obstacles to the political success of a

minority group. See Gingles, 478 U.S. at 101 (O'Connor, J., ___ _______

concurring) ("The overall vote dilution inquiry neither requires

nor permits an arbitrary rule against consideration of all

evidence concerning voting preferences other than statistical

evidence of racial voting patterns.").

We recognize, of course, that permitting inquiry into

the causes of white bloc voting potentially jeopardizes the

remedial purposes of the VRA in the sense that it may make proof

of vote dilution more difficult. Courts have expressed concern

on this score, see, e.g., id. at 72 (opinion of Brennan, J.); ___ ____ ___

LULAC, 999 F.2d at 860, and these concerns are not without _____

foundation. Yet, two responses spring to mind. First, the VRA

is designed to ensure that the electoral process is fair and the

opportunities for access to it are equal. Forcing courts to turn

a blind eye to other causes of majoritarian bloc voting serves

neither of these ends, but, rather, facilitates a back-door

approach to proportional representation. That is not a door

through which Congress desired courts to pass. See 42 U.S.C. ___

1973(b) (stating that nothing in the VRA "establishes a right to

have members of a protected class elected in numbers equal to

their proportion in the population").

Second, we suspect that at bottom the skeptics

misapprehend the nature of the showing needed to support a

section 2 claim. As amended, the statute allows plaintiffs to

establish a prima facie case of vote dilution by proving the


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three Gingles preconditions. The second and third preconditions _______

are designed to assay whether racial cleavages in voting patterns

exist and, if so, whether those cleavages are deep enough to

defeat minority-preferred candidates time and again. If proven,

these preconditions give rise to an inference that racial bias is

operating through the medium of the targeted electoral structure

to impair minority political opportunities. See De Grandy, 114 ___ __________

S. Ct. at 2657 (noting that a "lack of equal electoral

opportunity may be readily imagined and unsurprising when

demonstrated under circumstances that include the three essential

Gingles factors"); Nipper, 39 F.3d at 1525 (stating that "proof _______ ______

of the second and third Gingles factors will ordinarily create a _______

sufficient inference that racial bias is at work"); United States _____________

v. Marengo County Comm'n, 731 F.2d 1546, 1567 (11th Cir.) _______________________

(stating that the second and third Gingles preconditions remain _______

the "surest indication of race-conscious politics"), cert. _____

denied, 469 U.S. 976 (1984). ______

The resultant inference is not immutable, but it is

strong; it will endure unless and until the defendant adduces ______ ___ _____

credible evidence tending to prove that detected voting patterns

can most logically be explained by factors unconnected to the

intersection of race with the electoral system.4 See Nipper, 39 ___ ______

F.3d at 1524. It is only when such evidence possesses convictive

____________________

4Such factors might include, for example, organizational
disarray, lack of funds, want of campaign experience, the
unattractiveness of particular candidates, or the universal
popularity of an opponent.

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force that the inference of racial animus will be called into

serious question. See De Grandy, 114 S. Ct. at 2658. ___ _________

Even if such proof is forthcoming, the defendant does

not automatically triumph. Instead, the court must determine

whether, based on the totality of the circumstances (including

the original inference and the factual predicate that undergirds

it), the plaintiffs have proven that the minority group was

denied meaningful access to the political system on account of

race. The burden of proof at all times remains with the

plaintiffs; defendant's burden is an entry-level burden of

production. Thus, once the defendant proffers enough evidence to

raise a legitimate question in regard to whether nonracial

factors adequately explain racial voting patterns, the ultimate

burden of persuading the factfinder that the voting patterns were

engendered by race rests with the plaintiffs.

Despite the allocation of the burden of proof, this

framework imposes a high hurdle for those who seek to defend the

existing system despite meaningful statistical evidence that

suggests bloc voting along racial lines.5 See Jenkins, 4 F.3d ___ _______
____________________

5The proceedings below illustrate this point. The district
court acknowledged but did not accept the City's attribution
of the Hispanic community's lack of electoral success to "factors
other than the at-large system itself, including voter apathy,
unattractive candidates, poor campaign organizations and the like
all evidenced by low voter turnout." Holyoke, 880 F. Supp. at _______
926. The court seemingly rejected the City's alternative
explanations as a matter of fact. See id. (concluding that, ___ ___
based on the overall evidence, an Hispanic candidate, "no matter
how attractive and no matter how effective at bringing out the
Hispanic vote, [would not have had] a fair opportunity to win any
at-large election in Holyoke during this period"). Having used
this illustration, we hasten to add that, on remand, the court is

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at 1135. We predict that cases will be rare in which plaintiffs

establish the Gingles preconditions yet fail on a section 2 claim _______

because other facts undermine the original inference. In this

regard, we emphasize that establishing vote dilution does not

require the plaintiffs affirmatively to disprove every other

possible explanation for racially polarized voting. Rather,

plaintiffs must simply prove that the three threshold

preconditions (alone or in combination with the totality of the

circumstances) are strong enough in a given case that,

notwithstanding the countervailing evidence of other causative

agents mustered by the defendant, the record sustains a claim

that racial politics specifically, the interaction of race and

the electoral system have resulted in significantly diminished

opportunities for minority participation in elective government.

IV. THE ASSIGNMENTS OF ERROR IV. THE ASSIGNMENTS OF ERROR

Having cemented into place the general framework for

evaluating vote dilution claims, we shine the light of our

gleaned understanding on the City's objections to the decision

below. We divide our discussion into four segments.

A. The Analytic Model. A. The Analytic Model. __________________

In this case, the district court analyzed fifteen

different races in six different election years spanning a ten-

year period from 1983 through 1993. Taking this evidence as an

undifferentiated whole, the court found a pattern of racially
____________________

free to revisit the evidence and reconsider all its findings,
including those that touch upon other possible causes of racially
polarized voting.

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polarized voting sufficient to support the plaintiffs' prayer for

relief. The City assigns error, positing that racially polarized

voting cannot be deduced from an overview which blends data from

a series of separate elections, some suspect and some

unexceptionable. The City's point is that only evidence from

"legally significant" elections can be relevant to, or can

underbrace, a finding that VRA 2 has been abridged. Warming to

this theme, the City asserts that each of the three Gingles _______

preconditions must be shown to exist vis-a-vis a particular _________

election before a court may mull what transpired at that election

as a link in the evidentiary chain that leads to a determination

of vote dilution. If this approach were adopted, the court

below, in considering whether the plaintiffs had established a

pattern of racially polarized voting over the years, could not

have relied upon evidence drawn from any discrete election unless

the plaintiffs first proved a violation of the VRA in regard to

that election.6 We reject the City's approach.

In this enlightened day and age, bigots rarely

advertise an intention to engage in race-conscious politics. Not

surprisingly, therefore, racially polarized voting tends to be a

silent, shadowy thief of the minority's rights. Where such

____________________

6To give concrete examples, Holyoke contends that in 1983
Hispanics did not constitute a sufficiently compact group to
satisfy the first Gingles precondition, thus rendering any _______
evidence of white bloc voting in that year legally irrelevant.
In the same vein, the City insists that the district court should
have ignored evidence of racially polarized voting in any
elections won by minority candidates or in which Hispanics did
not sufficiently cohere.

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activity is detected at all, the process of detection typically

involves resort to a multifaceted array of evidence including

demographics, election results, voting patterns, campaign

conduct, and the like. Usually, such evidence is not neatly

packaged but must be pieced together bit by bit from data

accumulated in a series of elections. See Gingles, 478 U.S. at ___ _______

57; Jenkins, 4 F.3d at 1119; Gomez v. City of Watsonville, 863 _______ _____ ____________________

F.2d 1407, 1417 (9th Cir. 1988), cert. denied, 489 U.S. 1080 _____ ______

(1989); City of Carrollton Branch of NAACP v. Stallings, 829 F.2d __________________________________ _________

1547, 1557 (11th Cir. 1987), cert. denied, 485 U.S. 936 (1988). _____ ______

Thus, the question whether a given electoral district experiences

racially polarized voting to a legally significant extent demands

a series of discrete inquiries not only into election results but

also into minority and white voting practices over time.

We think that this analysis exposes the principal flaw

in Holyoke's thesis. The requirement of "legal significance" is

not a barometer for deciding what evidence of racially polarized

voting may be considered; rather, it is the benchmark against

which all the evidence, taken in sum, must be measured. And

although weaknesses in plot lines siphoned from individual

elections may well imperil an overall conclusion of legally

significant racially polarized voting the whole is frequently

not greater than the sum of the parts such weaknesses do not

render evidence from those elections inadmissible. It follows

that reliance on such evidence does not necessarily invalidate an

overall conclusion that unlawful vote dilution exists. See ___


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Gingles, 478 U.S. at 57 (explaining that "in a district where _______

elections are shown usually to be polarized, the fact that

racially polarized voting is not present in one or a few

individual elections does not necessarily negate the conclusion

that the district experiences legally significant bloc voting").

This paradigm is fully consistent with the reality of

events. One swallow does not a summer make, and the results of a

single election are unlikely, without more, to prove the

existence or nonexistence of embedded racial cleavages. Thus,

race-conscious politics (or its absence, for that matter) can

more readily be seen by producing a documentary that spans a

series of elections than by taking an isolated snapshot of a

single election. After all, to be legally significant, racially

polarized voting in a specific community must be such that, over

a period of years, whites vote sufficiently as a bloc to defeat

minority candidates most of the time. See id. at 56. In order ___ ___

reliably to tell whether racial groups do (or do not) band

together behind particular candidates with regularity, all

elections in the relevant time frame (or, at least, a

representative sampling of them) must be studied not just those

elections that, taken in isolation, reveal the cicatrices of

racially polarized voting.

On this basis, we reject the City's contention that the

failure to prove any one Gingles precondition in any one election _______

eliminates that election from judicial consideration. The

preconditions are necessary to prove an overall conclusion of


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vote dilution, not to demonstrate the relevance vel non of ___ ___

particular morsels of evidence. Hence, the court below had every

right to analyze all the elections (suspect and non-suspect) in

its effort to ascertain both whether (1) the Hispanic community

usually coheres behind particular candidates, and (2) Holyoke's

white citizens usually vote against Hispanic-preferred candidates

in sufficient numbers to prevent their election.

B. Compactness. B. Compactness. ___________

Holyoke's city council model seven ward seats and

eight at-large seats dates back more than three decades (to an

era when few persons of Hispanic descent dwelt in the

municipality). Currently, the Hispanic community effectively

controls two of the fifteen city council seats (Wards 1 and 2).

In addition, Hispanics constitute about 28% of the voting age

population in Ward 4. Based on these population statistics, the

City strives to persuade us that the plaintiffs cannot satisfy

the Gingles preconditions because Hispanics, as a group, are _______

insufficiently compact to constitute the majority in a third

ward. We are unconvinced for two reasons.

First, the City failed to make this claim in its brief,

asserting it for the first time at oral argument. Thinking on

one's feet is a useful tool of appellate advocacy only if the

thinker has a suitable foothold in the record. Here, the thought

was too little too late. See United States v. Gertner, 65 F.3d ___ _____________ _______

963, 971 n.7 (1st Cir. 1995) (refusing to entertain an argument

not raised in the government's appellate brief); see also Fed. R. ___ ____


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App. P. 28(a).

In all events, the City's spur-of-the-moment retort is

founded on a faulty premise. It assumes that the relevant

benchmarks for matching the Hispanic population and its

opportunity for access are the seven single-member wards. This

assumption is faulty because the litigation challenges Holyoke's

electoral system as a whole, and, to the extent the challenge is

scissile, its cynosure is not the wards but the system's at-large

component a component that allegedly dilutes the plaintiffs'

opportunity for full political participation in municipal

affairs. Refined to bare essence, the plaintiffs' theory is

that, because of the combined impact of the at-large electoral

structure and an incipient pattern of racially polarized voting,

Hispanics can only hope to elect candidates to two of the fifteen

city council seats (i.e., about 14% of the seats) even though

they comprise at least 22% of Holyoke's total population. Thus,

the City's emphasis on the seven wards misses the point.

This does not mean that the wards are an irrelevancy.

A successful vote dilution challenge "must find a reasonable

alternative practice as a benchmark against which to measure the

existing voting practice." Holder v. Hall, 114 S. Ct. 2581, 2585 ______ ____

(1994). In that sense, the single-member districts are relevant

to an assessment of the system's at-large component. While it

may be theoretically possible to analogize the plaintiffs' claim

to a challenge addressed to a multimember at-large district in

which case the court would have to compare Hispanic opportunities


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to elect candidates to one of the eight undifferentiated at-large

seats to the potential opportunities that might exist if the

multimember district were divided into eight contiguous single-

member districts, see, e.g., id. at 2589 (O'Connor, J., ___ ____ ___

concurring) ("In a challenge to a multimember at-large system . .

. a court may compare it to a system of multiple single-member

districts.") the analogy cannot be carried past its logical

limits. Here, the analogy would be imperfect because the

plaintiffs' challenge is addressed to Holyoke's electoral system

as a whole. Accordingly, the district court had an obligation to

consider whether that system not just its at-large component

provides minorities with an equal opportunity to elect candidates

of their choice. See Baird, 976 F.2d at 360; NAACP v. City of ___ _____ _____ _______

Columbia, 850 F. Supp. 404, 429 (D.S.C. 1993), aff'd, 33 F.3d 52 ________ _____

(4th Cir. 1994), cert. denied, 115 S. Ct. 1095 (1995). _____ ______

Bearing this in mind, we think that the lower court

constructed a reasonable benchmark by comparing current Hispanic

opportunities to potential opportunities that would exist if the

municipality were divided into fifteen single-member councilmanic

districts. And since we find no clear error in the court's

conclusion that, under its projected set of circumstances,

Hispanics would constitute a majority of the votes in at least

three of fifteen reconstituted wards, we cannot set aside its

finding that Hispanics are a sufficiently compact group.

C. Low Voter Turnout. C. Low Voter Turnout. _________________

The City also asserts that, given the consistently low


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turnout among Holyoke's Hispanic voters, see Holyoke, 880 F. ___ _______

Supp. at 925 ("Hispanic turnout rates in