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DO NOT CITE. SEE GR 14.1(a).
Court of Appeals Division II
State of Washington
Opinion Information Sheet
| Docket Number: |
41095-8 |
| Title of Case: |
Estate Of Wilma Rodman |
| File Date: |
01/24/2012 |
SOURCE OF APPEAL
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| Appeal from Pierce County Superior Court |
| Docket No: | 93-4-01773-4 |
| Judgment or order under review |
| Date filed: | 07/16/2010 |
| Judge signing: | Honorable Elizabeth P Martin |
JUDGES
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| Authored by | J. Robin Hunt |
| Concurring: | Jill M Johanson |
| David H. Armstrong |
COUNSEL OF RECORD
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Counsel for Appellant(s) |
| | Darrell Rodman (Appearing Pro Se) |
| | 10511 Bliss Cochran Road Kpn |
| | Gig Harbor, WA, 98329 |
Counsel for Respondent(s) |
| | David Timothy Bastian |
| | Attorney at Law |
| | 1016 N 6th St Unit A |
| | Tacoma, WA, 98403-1613 |
|
| | Paul Ralph Willett |
| | Kussmann & Lindstrom, P.S. |
| | 7350 Cirque Dr W Ste 102 |
| | University Place, WA, 98467-2241 |
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
DIVISION II
In re Estate of Wilma Rodman, No. 41095-8-II
UNPUBLISHED OPINION
Hunt, J. -- Darrell R. Rodman appeals the superior court's (1) order approving his
mother's estate's personal representative's final accounting and report; (2) refusal to schedule a
special hearing to consider his objections to that final accounting and report; and (3) refusal to
consider his objections, in part, because he did not file them in a timely fashion. These arguments
fail.
FACTS
Wilma Rodman passed away in October 1993. Her will was admitted to probate in
December. Her two sons, Jack A. Rodman and Darrell R. Rodman,1 survived her. The will
appointed Darrell Rodman as personal representative; but the court removed him from that
position less than a year later. In August 1995, the estate filed an action against Rodman for
alleged malfeasance during his time as personal representative.
Wilma's estate included 25 acres of land and a real estate contract, known as the
1 To avoid confusion, we refer to Wilma and Jack Rodman by their first names. We intend no
disrespect.
No. 41095-8-II
"Schnitzer contract." Clerk's Papers (CP) at 14. The will provided for certain bequests to
Wilma's grandchildren and to religious organizations. The will further stated:
I hereby direct that reasonable repairs and maintenance, including
insulation and maintenance of a well for water supply, as well as real estate and/or
property taxes, and including payment of homeowner's insurance, on the residence
located on the original family homestead . . . shall be paid from the income interest,
or proceeds earned from the [Schnitzer contract].
CP at 224. The will devised the remainder of the estate to Jack2 and Darrell.
In January 1997, Rodman and other members of Wilma's family signed a settlement
agreement providing that (1) Rodman would receive the family homestead mentioned in Wilma's
will; (2) the "funds from the Schnitzer contract shall be used as specified in [Wilma's] will"; (3)
the estate's personal representative "shall determine what are reasonable expenses"; and (4)
"[a]fter these expenses are paid, the income is to be paid to the beneficiaries as outlined in the
will." CP at 16-17. The settlement agreement also outlined a process for resolving disputes
about the "reasonable expenses" provisions:
If there is a dispute regarding the expenses to be paid on the Schnitzer
contract . . . then the matter shall be submitted, in writing, to Judge Donald
Thompson of Gordon Thomas. No oral argument shall be had on the matter
unless requested by Judge Thompson. . . . Judge Thompson's decision shall be
final. There shall be no appeal rights from Judge Thompson's decision.[3]
CP at 17. Despite this settlement agreement, the parties engaged in further litigation concerning
Wilma's estate. Attorney David Bastian was appointed the estate's personal representative.
2 Jack subsequently passed away, leaving Donna Rodman as his sole heir.
3 Judge Thompson later discovered that he had a conflict with the estate litigation. The Pierce
County Superior Court appointed Judge Waldo Stone of Burgess Fitzer to replace Judge
Thompson.
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No. 41095-8-II
In May 2010, Rodman requested a formal accounting and "determination by the court of
the reasonableness" of Bastian's fees. CP at 4. Bastian filed a "Final Report and Accounting of
the Personal Representative"4 dated June 17, 2010, which asked the court (1) to approve the
accounting report as well as the "actions of the Personal Representative"5; (2) to approve
$20,301.00 in fees that the estate had already paid Bastian; (3) to order the payment of
$18,019.00 in additional fees to Bastian; (4) to authorize the distribution of "the remaining funds
held by the Estate as set forth" in the accounting report;6 and (5) to discharge Bastian "from any
further duties of the Estate." CP at 12. Bastian's accounting report also explained that (1)
Rodman had submitted many "unclear"7 and hand-written reimbursement requests from 1993 to
2004 for repairs and maintenance of the homestead property; (2) from 2003 to 2006, Rodman had
asked Judge Stone to review many of Bastian's decisions about the reasonableness of Rodman's
1993-2004 reimbursement requests; and (3) Judge Stone never reversed or modified any of
Bastian's decisions.
Over a period of years, Bastian reimbursed Rodman $33,529.91 for various claimed
expenses. Bastian apparently stopped granting Rodman's reimbursement requests in September
2004, by which time the Schnitzer contract had been satisfied and the estate was no longer
receiving income from it. See CP at 92. Bastian's accounting report noted that Rodman "has
4 CP at 5.
5 CP at 12.
6 These remaining funds consisted of $74,245.88 that Rodman was to receive. He had previously
received $28,879.17 in disbursements.
7 CP at 7.
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No. 41095-8-II
been represented by many attorneys," several of whom had filed attorneys' liens against Rodman's
remaining unpaid distribution. CP at 9. On July 15, 2010, Rodman filed objections to Bastian's
accounting report. Rodman asserted that Bastian's fee request was "unreasonable and excessive,"
that Bastian "charge[d] the same rate for legal services as he does for the administrative duties as
personal representative," and that Bastian improperly refused to grant his reimbursement requests.
CP at 229.
During a motion calendar hearing on July 16, Rodman's counsel stated, "I have a
suggestion, Your Honor. We have issues between the two of us that are going to require longer
than a motion calendar hearing. What I would like to do is get a special set hearing, half a day."
Verbatim Transcript of Proceedings (VTP) at 3. Bastian responded that Rodman "want[ed] to
dredge up"8 Bastian's denials of Rodman's reimbursement requests, all of which Judge Stone
approved over four years earlier. Bastian further explained,
That's why [Rodman] want[s] to have additional time to resolve this. [Rodman]
want[s] to go through all of the issues all over again, another bite at the apple. It's
done. It's been done for years. There's no reason to challenge that at all.
VTP at 6. Bastian also stated that "Since 2006 and the conclusion of Judge Stone's involvement
in [the estate litigation], I have not made any decisions on reasonable maintenance and repair."
VTP at 6.
When the superior court advised Rodman's counsel, "I didn't get any papers from you,"9
counsel conceded that he had not filed his objections until 4:00 p.m. the day before the hearing.
8 VTP at 6.
9 VTP at 6.
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No. 41095-8-II
The superior court responded that Rodman's objections were not "timely filed." VTP at 7.
Bastian, however, asked the superior court's permission to address these objections, which the
superior court allowed. After Bastian's argument, the superior court stated:
I guess I don't understand why there's a need for a hearing at this point.10
[. . .]
We're not going to go back. The Court is not going to go back. You have a
settlement agreement in place. There was a mechanism for doing that. We're not
going to go back and revisit old decisions. That's not going to happen.
So the only issue that's left is the attorney's fees. . . . I believe that the
fees are reasonable. Mr. Bastian hasn't been paid since 2003. I think it's time that
he got paid and your client got his distribution. I don't see a basis for holding any
more court time or holding up the estate.
[. . .]
The Court is going to rule. I am going to approve the final report and accounting.
I'm not going to allow any further hearing on this.
VTP at 14-15. After the hearing, the superior court issued an order approving Bastian's final
accounting report.
Rodman now appeals this final accounting report order, the superior court's denial of his
objections to Bastian's final accounting report, and the superior court's denial of his request for a
special hearing.
10 VTP at 12.
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No. 41095-8-II
ANALYSIS
I. Special Hearing
Rodman first argues that the superior court "wrongly refused to hold a hearing to consider
evidence that would support [his] objections to closing the estate[.]" Br. of Appellant at 6. This
argument fails.
We review courtroom management decisions for an abuse of discretion. In re Marriage
of Zigler and Sidwell, 154 Wn. App. 803, 815, 226 P.3d 202, review denied, 169 Wn.2d 1015
(2010). A court abuses its discretion if the superior court bases its decision on untenable grounds
or reasons or if the decision was manifestly unreasonable. Yousoufian v. Office of Ron Sims, 168
Wn.2d 444, 458, 229 P.3d 735 (2010). A decision is manifestly unreasonable if the superior
court, "'despite applying the correct legal standard to the supported facts, adopts a view that no
reasonable person would take.'" Yousoufian, 168 Wn.2d at 459 (quoting Mayer v. Sto Indus.,
Inc., 156 Wn.2d 677, 684, 132 P.3d 115 (2006) (internal quotation marks omitted)).
The superior court did not abuse its discretion here. The transcript of the estate-closing
hearing is nearly 20 pages long. The superior court questioned each party about the case and
entertained oral argument from both sides. The superior court also asked Rodman's counsel at
least three times why it should schedule a special hearing to consider Rodman's objections to
Bastian's final accounting and report. Rodman's counsel's answers were not persuasive.
Rodman argues that the superior court based its refusal to schedule a special hearing, in
part, on his failure to file timely objections to Bastian's final accounting report. Rodman
concedes that his filing was not timely under a local court rule; but he contends that this local rule
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No. 41095-8-II
conflicts with CR 6(d), which permits a party to file affidavits opposing a motion one day before a
hearing. Because Rodman did not file any affidavits in opposition, this CR 6(d) one-day rule did
not apply. On the contrary, his objection to Bastian's final report and accounting was more in the
nature of a written motion, which Rodman should have filed no later than five days before the
hearing under CR 6(d). Thus, the superior court did not abuse its discretion in refusing to set a
special hearing, in part, because Rodman failed to file his objections in a timely fashion.
Next, Rodman asserts that the superior court should have set a special hearing because
Bastian addressed the merits of Rodman's objections, even though the superior court had ruled
that these objections were untimely. But Rodman cites no authority supporting this proposition,
as required by RAP 10.3(a)(6); therefore, we do not further consider it.11 McCoy v. Kent
Nursery, Inc., 163 Wn. App. 744, 771-72, 260 P.3d 967 (2011). We hold that the superior court
did not abuse its discretion by refusing to set a special hearing.
II. Attorney Fees
A. Trial
Rodman next argues that the superior court abused its discretion by granting Bastian's
request for $18,019.00 in attorney fees as the estate's personal representative. This argument
also fails.
"Generally, [we] will not interfere with an allowance of attorney fees in probate matters
11 Rodman also assigns error to the superior court's approving Bastian's "final accounting and
closing of the Estate of Wilma Rodman." Br. of Appellant at ii. Again, Rodman does not provide
argument in his brief to support this assigned error; thus, we do not further consider it. Cowiche
Canyon Conservancy v. Bosley, 118 Wn.2d 801, 809, 828 P.2d 549 (1992); RAP 10.3(a)(6).
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No. 41095-8-II
unless there are facts and circumstances clearly showing an abuse of the trial court's discretion."
In re Estate of Larson, 103 Wn.2d 517, 521, 694 P.2d 1051 (1985). In determining the
reasonableness of attorney fees in probate proceedings, we review the record that was before the
superior court12 and consider the following criteria: (1) the amount and nature of the services
rendered; (2) the time required in performing them; (3) the diligence with which they have been
executed; (4) the value of the estate; (5) the novelty and difficulty of the legal questions involved;
(6) the skill and training required in handling them; (7) the good faith in which the various legal
steps in connection with the administration were taken; and (8) all other matters that would aid
the court in arriving at a fair and just allowance. In re Larson, 103 Wn.2d at 522 (quoting In re
Estate of Peterson, 12 Wn.2d 686, 728, 123 P.2d 733 (1942)).
Rodman asserts that the superior court awarded attorney fees to the estate based on
Bastian's hourly rate of $200 per hour, even though the superior court "did not attempt to
determine if the time spent by [Bastian] was for legal work, or for clerical, administrative, or other
non-legal work." Br. of Appellant at 12. Rodman is correct that a lawyer performing probate
work is not necessarily entitled to compensation at legal rates for nonlegal work. See In re Estate
of Mathwig, 68 Wn. App. 472, 476-79, 843 P.2d 1112 (1993). But an examination of Bastian's
invoices for the $18,019.00 in requested fees reveals that a substantial amount of his work was
legal work, such as attending show cause hearings and preparing and filing motions with courts.
Bastian also engaged in other work, such as telephone conversations with Rodman and other
attorneys, that, although not obviously legal in nature, possibly "require[d] the exercise of legal
12 In re Larson, 103 Wn.2d at 521.
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No. 41095-8-II
skill and judgment," thereby entitling Bastian to a legal hourly rate. In re Mathwig, 68 Wn. App.
at 476.
The burden was on Rodman, however, to offer facts "clearly showing" that the challenged
work was nonlegal and that the trial court, therefore, abused its discretion in awarding fees to
Bastian. In re Larson, 103 Wn.2d at 521. Rodman has failed to meet his burden. Accordingly,
we decline to disturb the fee award below, and we affirm the superior court.
B. On Appeal
Bastian asks us to award the estate attorney fees and costs on appeal under RCW
11.96A.150(1). We grant this request and order Rodman to pay all reasonable attorney fees and
costs the estate incurred in responding to Rodman's appeal.
RCW 11.96A.150(1) provides:
Either the superior court or any court on appeal may, in its discretion, order costs,
including reasonable attorneys' fees, to be awarded to any party: (a) From any
party to the proceedings. . . . The court may order the costs, including reasonable
attorney's fees, to be paid in such amount and in such manner as the court
determines to be equitable. In exercising its discretion under this section, the court
may consider any and all factors that it deems to be relevant and appropriate,
which factors may but need not include whether the litigation benefits the estate or
trust involved.
In making this award, we deem the following factors relevant and appropriate: Rodman's appeal
lacks merit because (1) he had the opportunity to challenge Bastian's final accounting and report
below, but he failed to file his objections in a timely manner; and (2) his meritless appeal not only
does not "benefit[ ] the estate," but rather would drain further resources from the estate if we did
not award attorney fees and costs to his mother's estate. RCW 11.96A.150(1). Thus, we order
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No. 41095-8-II
Darrell to pay to his mother's estate all costs, including reasonable attorney fees, associated with
this appeal in an amount to be determined by our commissioner.13
We affirm the superior court and award the estate attorney fees and costs on appeal.
A majority of the panel having determined that this opinion will not be printed in the
Washington Appellate Reports, but will be filed for public record in accordance with RCW 2.06.040, it
is so ordered.
Hunt, J.
We concur:
Armstrong, P.J.
Johanson, J.
13 Because we award attorney fees and costs under RCW 11.96A.150(1), we do not address the
estate's alternative request for sanctions under RAP 18.9.
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