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DO NOT CITE. SEE GR 14.1(a).
Court of Appeals Division I
State of Washington
Opinion Information Sheet
| Docket Number: |
65914-6 |
| Title of Case: |
Mary White & David White, Res/cross-apps. V. Norman Wherrett & Anabella Wherrett, Apps/cross-res. |
| File Date: |
02/21/2012 |
SOURCE OF APPEAL
----------------
| Appeal from King County Superior Court |
| Docket No: | 09-2-46120-1 |
| Judgment or order under review |
| Date filed: | 07/23/2010 |
| Judge signing: | Honorable Michael C Hayden |
JUDGES
------
| Authored by | Marlin Appelwick |
| Concurring: | Mary Kay Becker |
| Ronald Cox |
COUNSEL OF RECORD
-----------------
Counsel for Appellant/Cross-Respondent |
| | Brian Haig Krikorian |
| | Attorney at Law |
| | Po Box 1238 |
| | Issaquah, WA, 98027-0047 |
Counsel for Respondent/Cross-Appellant |
| | James Dewitt McbrideII |
| | Julin & McBride PS |
| | 16088 Ne 85th St |
| | Redmond, WA, 98052-3502 |
|
| | Bradley Dean Westphal |
| | Lee Smart PS Inc |
| | 701 Pike St Ste 1800 |
| | Seattle, WA, 98101-3929 |
|
| | M. Colleen Barrett |
| | Barrett & Worden PS |
| | 2101 4th Ave Ste 700 |
| | Seattle, WA, 98121-2393 |
|
| | William Christopher Gibson |
| | Forsberg & Umlauf PS |
| | 901 5th Ave Ste 1400 |
| | Seattle, WA, 98164-2047 |
|
| | John Patrick Hayes |
| | Forsberg & Umlauf |
| | 901 5th Ave Ste 1400 |
| | Seattle, WA, 98164-2047 |
|
| | Kevin J Kay |
| | Barrett & Worden PS |
| | 2101 4th Ave Ste 700 |
| | Seattle, WA, 98121-2393 |
Counsel for Other Parties |
| | Adrienne Zuckerberg (Appearing Pro Se) |
| | 16905 Ne 104th Court |
| | Redmond, WA, 98052 |
|
| | Nancy Hawkins |
| | Attorney At Law |
| | 6814 Greenwood Ave N |
| | Seattle, WA, 98103-5228 |
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
NORMAN WHERRETT, an individual; and
ANABELLA WHERRETT, an individual )
Appellants and Cross )
Respondents,
)
v.
)
LAVONNE EKREN, an individual; MARY
WHITE, an individual; and DAVID WHITE, )
an individual,
)
Respondents and Cross
Appellants, )
MARLIS CROSSON, )
Respondent, )
ADRIENNE ZUCKERBERG, and )
individual; and KATHY ADMIRE, an
individual, )
Defendants. )
)
)
)
)
)
)
)
)
)
)
No. 65914-6-I/2
No. 65914-6-I
(consolidated with
No. 66110-8-I)
DIVISION ONE
UNPUBLISHED OPINION
FILED: February 21, 2012
)
Appelwick, J. -- Tensions arose among neighbors in a Redmond cul-de-sac
after the Wherretts began parking numerous vehicles and buses on their property and
on the street. Tensions heightened as the neighbors petitioned the city to change
parking ordinances. Eventually, the neighbors obtained antiharassment orders against
Norman Wherrett and made repeated complaints to the Redmond Police Department
and the city's code compliance office. The Wherretts sued the neighbors for
harassment. The trial court granted summary judgment against the Wherretts,
determining that the neighbors had immunity for their communications with government
entities under state anti-SLAPP statutes. However, the court denied statutory damages
against the Wherretts. We affirm the order of summary judgment and award of
2
No. 65914-6-I/3
attorneys' fees, but remand for further findings relative to bad faith that are necessary
to resolve the issue of statutory damages.
FACTS
In 2004, Norman and Anabella Wherrett moved into a new home in Redmond.
Mary White, David White, LaVonne Ekren, and Marlis Crosson (collectively, the
neighbors) all live in the same cul-de-sac as the Wherretts. David White is Mary
White's adult son and caretaker.
In 2007 or 2008, Norman Wherrett began to collect vehicles and buses. He
parked them on the Wherretts' property and on the street. The neighbors became
frustrated about the eyesore, and started petitioning for changes to city parking
ordinances.
In 2008, Norman Wherrett accused David White of damaging vehicles on the
Wherretts' property. Wherrett then sought an antiharassment order. After the district
court denied the request, David White succeeded in obtaining a temporary
antiharassment order against Wherrett on August 18, 2008. White obtained a 1 year
antiharassment order on September 10, 2008. On May 5, 2009, Crosson obtained a
temporary antiharassment order. Crosson and Ekren each obtained 90 year
antiharassment orders on July 28.
Both before and after they obtained antiharassment orders, the neighbors made
numerous complaints to the Redmond Police Department (RPD) and the city code
compliance office. Most of their early communications are complaints to the RPD about
the Wherretts' vehicles. Other calls to the RPD allege that Norman Wherrett was
3
No. 65914-6-I/4
tampering with mailboxes, that he was at home even though he had told the court he
would be out of town, and that Norman Wherrett was violating an antiharassment order.
The neighbors also wrote e-mails to each other, to a code compliance officer and an
RPD officer who were familiar with the ongoing situation, and to the organizer of a
volunteer emergency response team that Wherrett was training to become a part of.
In addition to their communications, the neighbors have monitored the
Wherretts' activities, including keeping track of where they park their vehicles. They
have taken pictures of the Wherretts' yard and vehicles. In a call to the RPD, David
White said he had videotape of Norman Wherrett tampering with mailboxes. Also,
Ekren purposely walks on the sidewalk in front of the Wherretts' home, even though
she has an antiharassment order against Norman Wherrett and she could cross the
street and walk on the other side.
The Wherretts sued Ekren, Crosson, and the Whites for civil harassment,
malicious harassment, intentional infliction of emotional distress, and negligent
infliction of emotional distress. They later agreed to dismiss the malicious harassment
claim.
The trial court granted summary judgment in favor of Ekren, Crosson, and the
Whites. It found that the defendants were immune pursuant to RCW 4.24.510,
Washington's anti-strategic lawsuits against public participation (anti-SLAPP) statute.
It awarded attorney fees, but denied their requests for statutory damages. The
Wherretts appeal the order granting summary judgment. Ekren and the Whites cross-
appeal the denial of statutory damages.
DISCUSSION
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No. 65914-6-I/5
I. The anti-SLAPP Statute Does Not Contain a Good Faith Requirement
RCW 4.24.510 immunizes persons who communicate a complaint or information
to a branch or agency of federal, state, or local government that is reasonably of
concern to the agency. It was enacted in response to legislative concern that lawsuits
were being used to intimidate citizens from exercising their rights under the First
Amendment and article I, section 5 of the Washington State Constitution to report
potential wrongdoing to government agencies. Segaline v. Dep't of Labor & Indus., 169
Wn.2d 467, 473, 238 P.3d 1107 (2010).
The stated legislative purpose of RCW 4.24.500 through 4.24.520 is to protect
individuals who make good-faith reports to appropriate governmental bodies. RCW
4.24.500. Former RCW 4.24.510 (1989) expressly required that the protected
communications be made in good faith. But, the legislature eliminated the good faith
language in a 2002 amendment. Laws of 202, ch. 232, § 2. And, it modified a
provision that awards $10,000 in statutory damages to a successful defendant, as
applicable "unless the court finds that the complaint or information was communicated
in bad faith.1 Id.
1 RCW 4.24.510 provides:
A person who communicates a complaint or information to any branch or
agency of federal, state, or local government, or to any self-regulatory
organization that regulates persons involved in the securities or futures
business and that has been delegated authority by a federal, state, or
local government agency and is subject to oversight by the delegating
agency, is immune from civil liability for claims based upon the
communication to the agency or organization regarding any matter
reasonably of concern to that agency or organization. A person prevailing
upon the defense provided for in this section is entitled to recover
expenses and reasonable attorneys' fees incurred in establishing the
defense and in addition shall receive statutory damages of ten thousand
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No. 65914-6-I/6
The Wherretts argue that the statute still requires that the communications be
made in good faith. They claim that the stated purpose in RCW 4.24.500 should carry
through to RCW 4.24.510. Therefore, they assert that there are issues of fact
regarding the neighbors' conduct and whether their communications were made in
good faith.
First, statutory policy statements do not give rise to enforceable rights and
duties. Bailey v. State, 147 Wn. App. 251, 263, 191 P.3d 1285 (2008). Second, the
plain language of the current statute only requires the court to consider bad faith when
awarding statutory damages. Bad faith is a defense that the plaintiff who fails on the
underlying merits must establish to defeat an award of statutory damages. Thus, good
faith is not a defense which the defendant must prove to defeat the plaintiff's claims.
Next, the Wherretts argue that, if the statute does not have a good faith element,
then it is unconstitutional because it is overbroad and restricts their right of access to
the courts. When the constitutionality of a statute is challenged, the statute is
presumed to be constitutional, and the burden is on the party challenging the statute to
prove its unconstitutionality beyond a reasonable doubt. Tunstall v. Bergeson, 141
Wn.2d 201, 220, 5 P.3d 691 (2000).
The 2002 amendments were made to reflect that "the United States Constitution
protects advocacy to government, regardless of content or motive. Laws of 2002, ch.
232, § 1. Indeed, the United States Supreme Court has held that petitions to the
government are protected regardless of intent or purpose, so long as the
dollars. Statutory damages may be denied if the court finds that the
complaint or information was communicated in bad faith.
6
No. 65914-6-I/7
communications are intended to influence government decisions. See, e.g., City of
Columbia v. Omni Outdoor Adver., Inc., 499 U.S. 365, 379, 111 S. Ct. 1344, 113 L. Ed.
2d 382 (1991); Prof'l Real Estate Investors, Inc. v. Columbia Pictures Indus., Inc., 508
U.S. 49, 49-60, 113 S. Ct. 1920, 123 L. Ed. 2d 611 (1993). The Wherretts have not
met their burden to establish that the anti-SLAPP statute is unconstitutional beyond a
reasonable doubt.
II. Summary Judgment
We review a summary judgment order de novo. Hadley v. Maxwell, 144 Wn.2d
306, 310-11, 27 P.3d 600 (2001). Summary judgment is appropriate if there is no
genuine issue as to any material fact and the moving party is entitled to judgment as a
matter of law. CR 56(c). The evidence is construed in the light most favorable to the
nonmoving party. Folsom v. Burger King, 135 Wn.2d 658, 663, 958 P.2d 301 (1998).
We review the order based solely on the record before the trial court at the time of the
motion for summary judgment. RAP 9.12; Wash. Fed'n of State Emps., Council 28 v.
Office of Fin. Mgmt., 121 Wn.2d 152, 163, 849 P.2d 1201 (1993). But, the order may
be affirmed on any grounds raised below and properly before this court. Tropiano v.
City of Tacoma, 105 Wn.2d 873, 876-77, 718 P.2d 801 (1986).
The Wherretts claim that, even if the anti-SLAPP statute does not require that
communications be made in good faith, their claims can still survive. They argue that
there is no immunity for the neighbors' conduct and communications with
nongovernment parties, and that some communications were not of reasonable
concern to the applicable agency.
A. Civil Harassment
7
No. 65914-6-I/8
The Wherretts acknowledge that they are statutorily precluded from recovering
damages for civil harassment under chapter 10.14 RCW. Nevertheless, they contend
their claim can survive because they requested an antiharassment order, and the anti-
SLAPP statute does not preclude equitable remedies, such as an antiharassment
order.
First, the Wherretts' claim that they requested an antiharassment order is
dubious. In their complaint, the Wherretts specifically requested monetary damages
and added that they "will also seek leave of this court for appropriate orders to restrain
and/or prohibit further harassing conduct." They did not request an antiharassment
order.
Second, they rely on Emmerson v. Weilep, in which the court held that RCW
4.24.510 does not apply to a petition for a temporary protection order, because it is not
a civil action for damages. 126 Wn. App. 930, 937, 110 P.3d 214 (2005). Their
reliance ignores that this case is a civil action for damages. The Wherretts' civil
harassment claim necessarily fails. They remain free to separately petition for
antiharassment orders against the neighbors.
B. Negligent Infliction of Emotional Distress
To succeed on their negligent infliction of emotional distress claim, the
Wherretts must prove (1) duty, (2) breach of that duty, (3) proximate cause, (4) damage
or injury, and (5) objective symptomatology that is susceptible to medical diagnosis and
proven by medical evidence. Hunsley v. Giard, 87 Wn.2d 424, 434-36, 553 P.2d 1096
(1976); Hegel v. McMahon, 136 Wn.2d 122, 135, 960 P.2d 424 (1998).
The Wherretts' claim fails as a matter of law because they have not provided
8
No. 65914-6-I/9
any evidence, or even allegations, of objective symptomatology that would allow their
case to go forward. The sole basis for their claim is a portion of Norman Wherrett's
declaration in which he says that his family has seen a psychiatrist "for stress from
these incidents" and that their young daughter has exhibited inappropriate and
aggressive behavior. That claim is insufficient to establish objective symptomology.
The neighbors were entitled to summary judgment.
C. Intentional Infliction of Emotional Distress
The Wherretts' intentional infliction of emotional distress claim requires (1)
extreme and outrageous conduct, (2) intentional or reckless infliction of emotional
distress, and (3) resulting in actual severe emotional distress. Snyder v. Med. Serv.
Corp. of E. Wash., 98 Wn. App. 315, 321, 988 P.2d 1023 (1999), aff'd, 145 Wn.2d 233,
35 P.2 407 (2000). If reasonable minds could not differ in determining that the conduct
is not extreme and outrageous, then summary judgment is appropriate. Id. at 322. The
Wherretts argue that their claim should survive based on the neighbors' conduct,
communications between the neighbors and nongovernment parties, and
communications that were not reasonably of concern to an agency. We hold that
summary judgment was proper.
1. Ekren
Ekren called the RPD two times. On June 21, 2008, she reported that Norman
Wherrett threatened her with a lien, and requested officer contact. On May 16, 2009,
Ekren alleged that she walked by Norman Wherrett, who was outside washing his car,
and he made disparaging comments and pig calls. In the context of the ongoing
altercations, and the RPD's involvement, these calls were of reasonable concern to the
9
No. 65914-6-I/10
agency.
Ekren also sent e-mails to police officers and city officials. She wrote to a police
officer who was aware of the ongoing situation that Wherrett growled at her that
morning. She wrote to a code compliance officer that the Wherretts had machinery on
their property, and it looked like they were building a second driveway. She wrote to a
police officer and a code compliance officer that Norman Wherrett was harassing
service people, and specifically that he had approached a tow truck driver in the cul-de-
sac. As it turns out, not all of her allegations were true. But, given the ongoing
altercations with Norman Wherrett and the continuing dialogue about parking
ordinances, her communications were of reasonable concern to the RPD and the code
compliance officer.
In May 2009, Norman Wherrett was training to become a member of the
Community Emergency Resource Team (CERT). Ekren e-mailed the CERT volunteer
coordinator and contact person. She expressed concern that Norman Wherrett would
believe he acquired new rights by being part of the team, asked if the program
conducted background checks, and relayed that she had "heard that records exist in
more than one court in King County." The Wherretts' argument that there is no
immunity for that e-mail presupposes, without argument or explanation, that there is no
immunity for communications made to a volunteer acting on behalf of the local
government. Regardless, the e-mail does not evidence extreme and outrageous
conduct. Ekren merely expressed her concern about Norman Wherrett's participation
in the program, and relayed a piece of gossip about his criminal background.
Ekren also wrote e-mails to other neighbors. In one, neighbor Kathy Admire told
10
No. 65914-6-I/11
Ekren that the first strategy of war is to divide and conquer, and that the Wherretts had
won because the neighbors were beginning to disagree about how far to push them. In
another, Ekren relayed to another neighbor that Admire had seen someone looking
under the car covers on the Wherretts' property and speculated that perhaps they were
now perpetrating insurance fraud. At best, those e-mails provide marginal evidence
about the neighbors' motivations and tactics. But, that purpose is immaterial. The anti-
SLAPP statute does not require good faith. And, those e-mails were not communicated
to Wherrett. They were obtained in discovery. They could not have formed the
predicate of the complaint.
Further, Ekren's conduct was not extreme and outrageous. The Wherretts argue
that Ekren walked on their side of the street, when she could have easily walked on the
other side of the street. Although it would have been prudent to cross the street,
walking on a public sidewalk does not entitle the Wherretts to maintain a lawsuit
against her. The Wherretts also argue that the neighbors kept them under surveillance
by taking pictures of the Wherretts' vehicles and yard, and possibly making a video
tape of Norman Wherrett tampering with mailboxes. The neighbors took the pictures to
document where the Wherretts were parking their vehicles, which was necessary due
to their ongoing dialogue with city officials. All of the photographs and the video tape
were taken of things clearly in public view. This conduct cannot be used to maintain
the Wherretts' claims against any of the neighbors.
2. Crosson
Crosson called the RPD six times. On June 18, 2007, Wherrett moved
Crosson's garbage cans. They had an altercation, and Crosson asked the RPD to
11
No. 65914-6-I/12
come and tell Wherrett to stay off her property. On October 9, 2007, she called the
RPD to report that it looked like Wherrett was selling cars on the street. On February
18, 2008, she called to report that Wherrett had 17 cars parked on the street and she
was worried that an aid car or fire truck could not pass through. On May 19, 2008, she
called to report that Wherrett was removing mailbox posts. On May 7, 2009, Wherrett
approached Crosson's daughter and said good morning. Crosson called because she
felt threatened. On August 2, 2009, Crosson called after she found Wherretts' garbage
cans in front of her yard, and thought it was a violation of her antiharassment order.
Crosson had immunity for each of those calls because they were about acts which were
of reasonable concern to the RPD.
After Wherrett approached Crosson's daughter, Crosson wrote an e-mail to
Ekren advising her that they should call the police anytime Wherrett approaches their
friends or family. That e-mail is not probative of any relevant issue.
3. Mary and David White
The Whites made nine calls to the RPD. On August 3, 2006, David and Mary
called to report that Wherrett had been going through the neighborhood mailboxes a
few weeks earlier. On May 19, 2008, David called to say he had video of Norman
Wherrett destroying mailboxes. On August 18, 2008, David obtained a temporary
antiharassment order against Wherrett. On August 23, 2008, David called because
Wherrett had parked his car in front of the Whites' residence and alleged that Wherrett
had to stay 100 feet away pursuant to an antiharassment order. The officer who
responded noted that the judge had specifically declined David's request to put in a
distance restriction. On August 30, 2008, David called to report that Wherrett had told
12
No. 65914-6-I/13
a judge he could not come to court because he was out of town, but that he was
actually home. David acknowledged that he only saw Wherrett's car, and did not
actually see Wherrett. On August 31, 2008, David called again to say he saw Wherrett
moving his cars and covering them up. On September 10, 2008, David obtained a 1-
year antiharassment order. The order provided that Wherrett could not come within 10
feet of David. On September 27, 2008, David called because Wherrett parked a car
within 10 feet of White's residence, and walked to the middle of the street and took a
picture of David. The responding officer determined there was no violation. On
January 18, 2009, David called and said he saw Wherrett place a bag on the curb with
a body in it. David admitted he got carried away with his thoughts. On March 21, 2009,
he called after Wherrett picked up a branch that had fallen from one of Crosson's trees
and threw it back into Crosson's yard. He believed Wherrett had violated the
antiharassment order that was by then in place. On May 8, 2009, David called because
Wherrett was talking to the Whites' yard worker. The responding officer determined
there was no violation because Wherrett didn't come onto the property, contact David,
or come within ten feet of David.
These calls were all of reasonable concern to the RPD. David White's claim that
Wherrett placed a body on the sidewalk lacked a basis in fact. But, good faith is not a
prerequisite to immunity. While the lack of basis in fact may go to the issue of statutory
damages, that call alone is not sufficiently extreme or outrageous to allow the
Wherretts to survive summary judgment.
III. Statutory Damages
A party that defeats a lawsuit because it had immunity pursuant to RCW
13
No. 65914-6-I/14
4.24.510 is entitled to $10,000 in statutory damages. However, the trial court may
disallow the damages if it finds that the party acted in bad faith. RCW 4.24.510. The
trial court summarily denied Ekren, Crosson, and the Whites' request for statutory
damages below without making specific findings that they acted in bad faith. This was
error. The Whites and Ekren cross appeal the trial court's denial of their request for
statutory damages.
To support its denial of statutory damages, the trial court should have entered
findings on whether or not any of the actions were taken in bad faith. As to Mary
White, it is unclear that she made any communications at all. The RPD call log
suggests there was one call made by both Mary and David White. The rest of the calls
are from David White alone. The Whites specifically argue that Mary is entitled to
statutory damages because she did not make any communications at all. Mary White
was granted summary judgment and prevailed. Unless Wherrett establishes she acted
in bad faith, she is entitled to statutory damages.
We remand for the trial court to enter appropriate findings as to the bad faith of
each of the defendants based on the summary judgment record.
IV. CR 11 Sanctions
After winning on summary judgment below, the Whites asked for CR 11
sanctions. The trial court denied the request, ruling that the Whites failed to show (1)
that the action was not well grounded in fact, (2) that it was not warranted by law, or (3)
that plaintiffs' counsel failed to conduct a reasonable inquiry into the factual or legal
basis of the action.
CR 11 sanctions may be imposed if an attorney brings claims that are baseless
14
No. 65914-6-I/15
and signed without reasonable inquiry. Bryant v. Joseph Tree Inc., 119 Wn.2d 210,
217, 829 P.2d 1099 (1992). A claim is baseless if it is (a) not well-grounded in fact, or
(b) not warranted by existing law or a good faith argument for the alteration of existing
law. Id. The attorney's reasonable inquiry is judged based on the time available to the
signer, the extent of the attorney's reliance on the client's factual assertions, whether
the attorney accepted the case from another attorney, the complexity of the factual and
legal issues, and the need for discovery to develop factual circumstances underlying
the claim. Id. at 220-21. Sanctions should be imposed only when it is patently clear
that a claim has absolutely no chance of success. In re Cooke, 93 Wn. App. 526, 529,
969 P.2d 127 (1999). Sanctions are not appropriate when an action is undertaken as a
good faith argument for the extension, modification, or reversal of existing law. Doe v.
Spokane & Inland Empire Blood Bank, 55 Wn. App. 106, 121-22, 780 P.2d 853 (1989).
We use an objective standard to determine whether a reasonable attorney in like
circumstances could believe his or her actions to be factually and legally justified.
Madden v. Foley, 83 Wn. App. 385, 390, 922 P.2d 1364 (1996). We will only overturn
a trial court's denial of CR 11 sanctions for an abuse of discretion. Fluke Capital &
Mgmt. Svs. Co. v. Richmond, 106 Wn.2d 614, 625, 724 P.2d 356 (1986).
The trial court did not abuse its discretion by denying CR 11 sanctions.
Plaintiffs' counsel argued for a different statutory interpretation of the anti-SLAPP
statute and its 2002 amendments. It was not an abuse of discretion to conclude that it
was a good faith argument. We will not award sanctions merely because his theory
failed.
V. Attorney Fees
15
No. 65914-6-I/16
Ekren, Crosson, and the Whites request reasonable attorney fees for this appeal
pursuant to RCW 4.24.510 and RAP 18.1. We award them reasonable fees and
expenses incurred in defending the Wherretts' appeal.
We affirm summary judgment dismissing the Wherretts' claims, and remand for
further findings relative to bad faith that are necessary to resolve the issue of statutory
damages.
WE CONCUR:
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