Court of Appeals Division II
State of Washington
Opinion Information Sheet
Docket Number: |
41442-2 |
Title of Case: |
State Of Washington, Appellant V Raymond Samuel Reynoldson, Respondent |
File Date: |
05/30/2012 |
SOURCE OF APPEAL
----------------
Appeal from Pierce County Superior Court |
Docket No: | 06-1-01238-2 |
Judgment or order under review |
Date filed: | 11/10/2010 |
Judge signing: | Honorable Bryan E Chushcoff |
JUDGES
------
Authored by | Joel Penoyar |
Concurring: | Jill M Johanson |
| J. Robin Hunt |
COUNSEL OF RECORD
-----------------
Counsel for Appellant(s) |
| Melody M Crick |
| Pierce County Prosecuting Attorney |
| 930 Tacoma Ave S Rm 946 |
| Tacoma, WA, 98402-2171 |
Counsel for Respondent(s) |
| Sheri Lynn Arnold |
| Attorney at Law |
| Po Box 7718 |
| Tacoma, WA, 98417-0718 |
|
| Reed Manley Benjamin Speir |
| Attorney at Law |
| 3800 Bridgeport Way W Ste A23 |
| University Place, WA, 98466-4495 |
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
DIVISION II
STATE OF WASHINGTON, No. 41442-2-II
Appellant,
v.
RAYMOND SAMUEL REYNOLDSON, PUBLISHED OPINION
Respondent.
Penoyar, C.J. -- The State appeals the trial court's grant of a new trial to Raymond
Reynoldson based on juror misconduct. The State argues that the trial court should not have
considered a juror's affidavit stating that she lied when the trial court polled her regarding the
verdict and that she did not in fact agree with the jury's verdict because those issues are an
integral part of the jury's verdict. We agree and reverse.
FACTS
A jury found Reynoldson guilty of first degree kidnapping, attempted first degree rape,
and second degree assault.1 At the defense's request, the trial court polled the jury. Before
polling each juror, the court explained:
Ladies and gentlemen, what I'm going to do now is, I'm going to ask each
of you two questions. The first question is, is this your verdict? In other words,
the way that I have read these verdict forms, is that how you voted? . . .
The second question is, is this the verdict of the jury? By that question, I
mean, was the verdicts, as I have read them, a unanimous decision by the entire
jury?
Report of Proceedings (RP) (Oct. 1, 2010) at 6. Each juror agreed that the verdict was the jury's
1 The jury also found by special verdict that Reynoldson committed the crimes of first degree
kidnapping and second degree assault with a sexual motivation.
41442-2-II
verdict and each juror's individual verdict.
While still in the parking lot after leaving the courthouse, a juror contacted the trial court
indicating that she did not agree with the verdict. The juror left the following message with the
judicial assistant:
I just left from providing the verdict in the Raymond Reynoldson case. I
am just calling to let you know that I'm not comfortable with my verdict. I wasn't
comfortable at the time. What I told the judge, I told the judge because I feel
browbeat; I feel coerced; I feel large amounts of things from the other 11 jurors.
Clerk's Papers (CP) at 94.
Reynoldson filed a motion for a new trial. With his motion, Reynoldson submitted an
affidavit of the juror in question. In that affidavit, the juror stated that she "was coerced" into
returning a guilty verdict. CP at 88. She also stated that she was "verbally assaulted," told that
her reasoning was "ridiculous" and that her body language was "negative," and the presiding juror
told her that the jury would "sit here as long as it takes" for her to change her vote. CP at 89.
She stated that she eventually "gave up" when it "had been made abundantly clear" that her
opinion would not sway the other jurors. CP at 90. She "verbally agreed to the verdict everyone
wanted from me." CP at 90. She also stated, "When the jury was polled I lied when I affirmed
my 'guilty' vote because I was convinced that the judge would send us all back into that room
together and I would be subjected to further verbal abuse and ridicule." CP at 90.
Following a hearing on the motion, the trial court found that the juror in question did not
truly believe Reynoldson was guilty and that the juror had committed misconduct by lying when
the trial court polled her. The trial court granted Reynoldson's motion for a new trial on the basis
that the jury did not render a unanimous verdict. The State appeals.
2
41442-2-II
ANALYSIS
CrR 7.5(a)(2)2 permits a trial court to grant a new trial on the grounds that the jury
committed misconduct. In a criminal proceeding, a new trial is necessary only when the
"defendant has been so prejudiced that nothing short of a new trial can [e]nsure that the defendant
will be treated fairly." State v. Chanthabouly, 164 Wn. App. 104, 140, 262 P.3d 144 (2011),
review denied, 173 Wn.2d 1018 (2012) (quoting State v. Roberts, 142 Wn.2d 471, 533, 14 P.3d
713 (2000) (quoting State v. Lewis, 130 Wn.2d 700, 707, 927 P.2d 235 (1996))) (alteration in
original). We review the trial court's grant of a motion for a new trial to determine whether the
trial court granted the motion on untenable grounds or for untenable reasons. Chanthabouly, 164
Wn. App. at 140. Generally, we require a much stronger showing of an untenable basis to set
aside an order granting a new trial than one denying a new trial. State v. Crowell, 92 Wn.2d 143,
2 CrR 7.5(a) states:
The court on motion of a defendant may grant a new trial for any one of
the following causes when it affirmatively appears that a substantial right of the
defendant was materially affected:
(1) Receipt by the jury of any evidence, paper, document or book not
allowed by the court;
(2) Misconduct of the prosecution or jury;
(3) Newly discovered evidence material for the defendant, which the
defendant could not have discovered with reasonable diligence and produced at the
trial;
(4) Accident or surprise;
(5) Irregularity in the proceedings of the court, jury or prosecution, or any
order of court, or abuse of discretion, by which the defendant was prevented from
having a fair trial;
(6) Error of law occurring at the trial and objected to at the time by the
defendant;
(7) That the verdict or decision is contrary to law and the evidence;
(8) That substantial justice has not been done.
When the motion is based on matters outside the record, the facts shall be
shown by affidavit.
3
41442-2-II
145-46, 594 P.2d 905 (1979); State v. Taylor, 60 Wn.2d 32, 41-42, 371 P.2d 617 (1962); State v.
Dawkins, 71 Wn. App. 902, 907, 863 P.2d 124 (1993).
As a general rule, we are reluctant to inquire into how a jury arrives at its verdict. State v.
Balisok, 123 Wn.2d 114, 117, 866 P.2d 631 (1994). A strong, affirmative showing of
misconduct is necessary in order to overcome the policy favoring stable and certain verdicts and
the jury's secret, frank, and free discussion of the evidence. Balisok, 123 Wn.2d at 117-18. For
example, the jury's consideration of novel or extrinsic evidence is juror misconduct and can be
grounds for a new trial. Balisok, 123 Wn.2d at 118 (citing State v. Gobin, 73 Wn.2d 206, 211-
12, 437 P.2d 389 (1968)). Novel or extrinsic evidence is information that is outside all the
evidence admitted at trial, either orally or by document. Balisok, 123 Wn.2d at 118 (emphasis
omitted). The party alleging juror misconduct has the burden to show that misconduct occurred.
State v. Earl, 142 Wn. App. 768, 774, 177 P.3d 132 (2008). Courts grant a new trial only where
juror misconduct has prejudiced the defendant. Earl, 142 Wn. App. at 774; see also CrR 7.5(a)
(new trial warranted only where a "substantial right of the defendant was materially affected.").
Here, the trial court found that the juror committed misconduct when she lied during the
jury poll. As Reynoldson notes, the trial court did not making findings of fact on or rule on any
other aspect of the juror's declaration. See CP at 110 ("The juror's conduct in lying when polled
by the court is misconduct under CrR 7.5(a)(2))."). Therefore, the sole question before us is
whether we may consider the juror's statements in her affidavit that she lied when she was polled.
In 1901, our Supreme Court clarified that, when evaluating affidavits to consider whether
misconduct is grounds for a new trial:
[W]e entirely discard those portions which may tend to impeach the verdict
of the jurors, and consider only those facts stated in relation to misconduct of the
4
41442-2-II
juror, and which in no way inhere in the verdict itself. It is not for the juror to say
what effect the remarks may have had upon his verdict, but he may state facts, and
from them the court will determine what was the probable effect upon the verdict.
It is for the court to say whether the remarks made by the juror in this case
probably had a prejudicial effect upon the minds of the other jurors.
State v. Parker, 25 Wash. 405, 415, 65 P. 776 (1901); see also State v. Marks, 90 Wn. App. 980,
986, 955 P.2d 406 (1998) ("Jurors may provide only factual information regarding actual conduct
alleged to be misconduct, not about how such conduct affected their deliberations.") (Citing
Gardner v. Malone, 60 Wn.2d 836, 840, 376 P.2d 651, 379 P.2d 918 (1962)).
Later case law specified what matters inhere in the verdict and cannot be considered:
The mental processes by which individual jurors reached their respective
conclusions, their motives in arriving at their verdicts, the effect the evidence may
have had upon the jurors or the weight particular jurors may have given to
particular evidence, or the jurors' intentions and beliefs, are all factors inhering in
the jury's processes in arriving at its verdict, and, therefore, inhere in the verdict
itself, and averments concerning them are inadmissible to impeach the verdict.
Cox v. Charles Wright Acad., Inc., 70 Wn.2d 173, 179-80, 422 P.2d 515 (1967); see also
Gardner, 60 Wn.2d at 841-42 (holding that allegation that jurors "'had omitted to consider
important evidence or issues. . . or had by any other motive or belief been led to their decision'"
is insufficient to support a motion for a new trial) (quoting 8 Wigmore, Evidence § 2349, at 681
(McNaughton rev. ed. 1961)).
Reynoldson argues that the facts that the juror lied about her verdict and lied when the
jury was polled do not inhere in the jury's verdict and therefore we may consider that information.
We disagree. Cox prohibits consideration of a juror's statement that she lied when rendering her
verdict. The juror's own affidavit makes this apparent: She agreed to the verdict in the jury room
even though she "never felt good about it and never believed it was appropriate." CP at 90. She
5
41442-2-II
also stated that she "lied when I affirmed my 'guilty' vote" when the jury was polled. CP at 90.
To make these statements inherently required the juror to testify as to her mental process at the
time. Her assertions as to her "beliefs" inhered in the verdict.
Our Supreme Court addressed exactly such a situation almost a century ago in State v.
Gay, 82 Wash. 423, 144 P. 711 (1914). In that case, a juror submitted an affidavit after the trial
asserting that "at the time of agreeing to said verdict this [juror] did not believe and had not been
convinced by the evidence produced upon the trial of said cause that the defendant was guilty as
charged in the information of said cause, and he does not now believe that he was guilty." Gay,
82 Wash. at 437. The court held that "the matters stated in the affidavit are matters inhering in
the verdict, and cannot be received to impeach the verdict." Gay, 82 Wash. at 438. The court
stated, "'[t]he rule is of universal acceptance that jurymen will not be permitted to impeach their
own verdict, and thus declare their own perjury, for one oath would but offset the other. Both
public decency and public policy alike demand the rejection of such testimony.'" Gay, 82 Wash.
at 438 (quoting State v. Cloud, 130 La. 955, 58 So. 827 (1912)). The court then stated:
If the juryman making the affidavit actually believed that the evidence did
not justify a verdict of guilty, it was a gross wrong on his part, for any
consideration of personal convenience, or any consideration of convenience to the
defendant, to compromise with the other members of the jury and agree on a
verdict of guilty. The only verdict he could conscientiously render in keeping with
his oath was one of not guilty. He therefore violated his oath either in returning
the verdict, or in making the affidavit after the return of the verdict. When he so
violated it cannot, of course, be ascertained without an inquiry into the privacy of
the jury's deliberations. But public policy forbids such inquiries. To permit it
would encourage tampering with jurymen after their discharge, would furnish to
corrupt litigants a means of destroying the effect of a verdict contrary to their
interests, and would weaken the public regard for this ancient method of
ascertaining the truth of disputed allegations of fact. But few verdicts are reached
in which some juryman does not yield in some degree his opinions and convictions
to the opinions and convictions of others. And when he does so, even in criminal
cases, it is to the interest of the public that he be not permitted thereafter to
6
41442-2-II
gainsay his act.
Gay, 82 Wash. at 439; see also State v. Aker, 54 Wash. 342, 345, 103 P. 420 (1909) (holding that
discussion among jurors of their agreement to the defendant's guilt during trial and before
deliberation was "not such misconduct as can be shown by the affidavit of a juror.").
Reynoldson argues that courts recently have declined to follow the Gay rule. First,
Reynoldson argues that later cases supersede the Gay court's public policy rationale, citing
Balisok. Balisok does not depart from the rule in Gay. At issue in Balisok was the jury's
reenactment of the events in question during deliberations. 123 Wn.2d at 117-18. The court,
relying in part on the rules in Gay and Gardner, evaluated the reenactment to determine whether
any extrinsic evidence had been introduced, and ultimately held that no misconduct occurred.
Balisok, 123 Wn.2d at 117, 120. The holding in Balisok does not undermine the rule in Gay that
a juror's affidavit may not be used to inquire into that juror's thought processes during
deliberation.
Reynoldson next argues that our decision in State v. Hoff rendered Gay no longer good
law. 31 Wn. App. 809, 644 P.2d 763 (1982). In Hoff, we held that a juror's affidavit stating that
she "was sick with a cold during deliberation and that other jurors exerted pressure on her to vote
to convict the defendant," could not be considered as grounds for a new trial because "[t]he effect
of a juror's illness and the claimed pressure by others inheres in the verdict and may not be used
to impeach the verdict." Hoff, 31 Wn. App. at 813 (citing State v. Forsyth, 13 Wn. App. 133,
138, 533 P.2d 847 (1975)). We stated, citing Gay, "[p]ublic policy forbids inquiries into the
privacy of the jury's deliberations." Hoff, 31 Wn. App. at 813 (citing Gay, 82 Wash. at 439).
Again, this is not a departure from or limitation on the holding in Gay. See also State v.
7
41442-2-II
Maxfield, 46 Wn.2d 822, 828, 285 P.2d 887 (1955) (holding that juror's concern that he was
pressured into changing his mind could not impeach the verdict); Forsyth, 13 Wn. App. at 138-40
(holding that a juror's affidavit that she had been ill and had been pressured by the other jurors
into voting to convict the defendant related to the juror's decision-making process and therefore
inhered in the verdict).
Finally, we note that the Gay rule is consistent with the rule in other jurisdictions. Federal
Evidence Rule 606(b)(1) provides that, except for certain exceptions not relevant here, "[d]uring
an inquiry into the validity of a verdict or indictment, a juror may not testify about any statement
made or incident that occurred during the jury's deliberations; the effect of anything on that
juror's or another juror's vote; or any juror's mental processes concerning the verdict or
indictment. The court may not receive a juror's affidavit or evidence of a juror's statement on
these matters." See also United States v. Lakhani, 480 F.3d 171, 184-85 (3d Cir. 2007) (holding
that juror's post-trial statements that she was coerced into rendering a verdict with which she did
not agree could not be considered by the trial court in reviewing a motion for a new trial).
Here, the juror presented no facts supporting a finding of misconduct. First, she did not
lie to the trial court. As she stated, her verdict and that of the jury was to convict. The trial court
asked during the jury poll how she voted. She agreed that she voted for a guilty verdict. This
was true and not dishonest.
8
41442-2-II
Second, the juror stated in her affidavit that she did not think Reynoldson was proven
guilty but nevertheless voted to convict. The reasoning behind her vote to convict clearly inheres
in the verdict and is not subject to the trial court's later review. Nor does her response to the
polling questions change the result. Juror deliberations must be private. The trial court relied on
untenable grounds when it granted a new trial on the basis of the juror's statements.
We reverse and remand to the trial court to reinstate the jury's verdict.
Penoyar, C.J.
We concur:
Hunt, J.
Johanson, J.
9
|