Court of Appeals Division I
State of Washington
Opinion Information Sheet
Docket Number: |
65774-7 |
Title of Case: |
State Of Washington, Res. V. Daven Nysta, App. |
File Date: |
05/07/2012 |
SOURCE OF APPEAL
----------------
Appeal from King County Superior Court |
Docket No: | 09-1-05558-7 |
Judgment or order under review |
Date filed: | 07/26/2010 |
Judge signing: | Honorable Richard F Mcdermott |
JUDGES
------
Authored by | Mary Kay Becker |
Concurring: | Michael S. Spearman |
| Marlin Appelwick |
COUNSEL OF RECORD
-----------------
Counsel for Appellant(s) |
| Washington Appellate Project |
| Attorney at Law |
| 1511 Third Avenue |
| Suite 701 |
| Seattle, WA, 98101 |
|
| Oliver Ross Davis |
| Washington Appellate Project |
| 1511 3rd Ave Ste 701 |
| Seattle, WA, 98101-3647 |
Counsel for Respondent(s) |
| Prosecuting Atty King County |
| King Co Pros/App Unit Supervisor |
| W554 King County Courthouse |
| 516 Third Avenue |
| Seattle, WA, 98104 |
|
| Dennis John Mccurdy |
| King County Prosecutor's Office |
| 516 3rd Ave Ste W554 |
| Seattle, WA, 98104-2362 |
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
STATE OF WASHINGTON, )
) No. 65774-7-I
Respondent, )
) DIVISION ONE
v. )
)
DAVEN NYSTA, ) PUBLISHED OPINION
)
Appellant. ) FILED: May 7, 2012
________________________________)
Becker, J. -- Invocation of the right to counsel and double jeopardy are
the two principal issues raised in this appeal. First, during a custodial
interrogation, police asked appellant Daven Nysta if he would take a polygraph.
Nysta said, "shit man I gotta talk to my lawyer." Because this statement was an
unequivocal invocation by Nysta of his right to an attorney, the interrogation
should have stopped. The trial court erred by denying the motion to suppress
the statements that followed. The error was harmless, however, because the
statements that followed were no more incriminating than the statements that
went before.
Second, Nysta claims his convictions for second degree rape and felony
65774-7-I/2
harassment were for the same offense because the same death threat that
proved felony harassment might have also proved the forcible compulsion
element of the rape. The State erroneously concedes a double jeopardy
violation. Because the death threat was not necessary to prove forcible
compulsion, the two crimes were not the same in law and fact.
FACTS
The State proved two counts of rape and one count of felony threat
through the testimony of SF, the victim. SF testified that Nysta began a
relationship with her in February 2009 and moved some of his possessions into
her residence. When Nysta drank, he became aggressive and angry. He
threatened to beat up SF if she ever cheated on him.
On the night of July 31, 2009, Nysta borrowed one of SF's cars. When he
returned, the back window of the car was broken. SF told Nysta she wanted to
break up. Nysta got angry and left.
SF heard a knocking at her door early the next morning. When she
opened the door, Nysta pushed his way into the house. He appeared
intoxicated. SF told Nysta their relationship was over and she had gone out with
another man.
SF testified that Nysta grabbed her, threw her on a bed, and forced his
fingers into her vagina and anus. When she tried to move off the bed, he kicked
her in the face, began punching and biting her, and repeated the rape with his
fingers. "He started asking me questions about who I was with and what we did.
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Any every time I answered him, he would hit me in the face or arms or
anywhere." SF heard her infant daughter crying in the next room. Nysta kept up
the violent assault, kicking, punching, and even biting SF. Eventually he
accompanied SF into the next room, so she could take care of the baby. Nysta
held the baby, told SF to kneel, and urinated on her. Nysta then ordered SF to
take a shower. When this was done, Nysta took SF and the baby back into the
other room. While the child sat quietly by the wall, Nysta again asked SF who
she had been with and again punched her in the face. He attempted
intercourse, then made SF sit on the floor and perform oral sex. "And he had
gotten out a lighter and was going to burn me with it. . . . And he kept talking to
me about how I was a bitch, and to keep doing what he asked. And he
continually would hit me in the head . . . and I had to continue with the oral sex."1
The entire ordeal lasted more than two hours. At one point, Nysta
threatened to kill SF and her two children and to "bury all three of us where
nobody would find us."
SF left with her baby when Nysta passed out. Police arrived in response
to a 911 call and arrested Nysta.
Despite a no-contact order, Nysta made hundreds of calls to SF from jail.
These calls were recorded. Nysta professed his love for SF and claimed not to
remember what happened. He asked her to drop the charges.
The State charged Nysta with first degree rape for the rape that occurred
before the child was brought into the room, because it was during this episode
1 Report of Proceedings (June 9, 2010) at 44-51.
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that SF sustained the worst of her physical injuries; second degree rape for
forcing SF into acts of oral sex after the child was brought into the room; and
felony harassment for the threat to kill SF and her children. Other charges were
two counts of misdemeanor violation of a court order and tampering with a
witness. The State alleged that the second degree rape was an aggravated
offense of domestic violence, deserving an enhanced sentence because it was
committed in front of the minor child. See RCW 9.94A.535(3)(h)(ii). A jury
convicted Nysta as charged and found by special verdict that the second degree
rape was an aggravated domestic violence offense.
The standard range for the first degree rape was 240 to 318 months. For
the second degree rape, it was 210 to 280 months. For these two crimes, the
court imposed an exceptional sentence by running both sentences consecutively
for a total of 450 months. This was based not only on the jury's special verdict
but also on aspects of Nysta's criminal history that did not require a jury finding.
This appeal followed.
INVOCATION OF THE RIGHT TO COUNSEL
The trial court held a hearing under CrR 3.5 to determine the admissibility
of statements made by Nysta during an interrogation at the City of Kent
Corrections Facility on August 3, 2009. The principal witness was Detective
Robert Jones. Detective Jones, an officer with the Auburn Police Department,
was investigating Nysta as a suspect in a first degree burglary that occurred in
Auburn earlier on the same night as Nysta's attack on SF. Also present was
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Detective Derrick Focht, an officer with the Kent Police Department who was
investigating Nysta's crimes against SF.
The transcript of the interrogation shows that Nysta, having been advised
of his Miranda2 rights, agreed to waive them and speak with the detectives about
the burglary. Responding to questions from Detective Jones, Nysta denied
being in Auburn on the night of July 31. He said he was drinking and gambling
all night at a casino until he went home to SF's place in Kent. He admitted that
when he got there, he slapped SF and then "went blank" until he woke up in
handcuffs. Nysta continued to deny being in Auburn even when Detective Jones
told him that witnesses had positively identified him at the scene of the burglary.
Detective Jones asked Nysta if he would be willing to take a polygraph
examination in connection with the burglary investigation. Nysta at first was
willing. "Man we can do it I don't give a damn." But he began to express
reluctance when told the polygraph was a tool to find out if he was telling the
truth.
Detective Jones: Hm?
The Defendant: I don't give a damn I just know that I was in the
casino.
Detective Jones: Okay that's what you're sayin' but I don't know
that.
The Defendant: I know.
Detective Jones: And that's one thi', that's a tool that I can use to
see if you're bein' truthful that you were casino or you're at this
house beatin' somebody's ass.
2 Miranda v. Arizona, 384 U.S. 436, 444, 86 S. Ct. 1602, 16 L. Ed. 2d 694
(1966).
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THE DEFENDANT: Come on man
DETECTIVE JONES: So.
THE DEFENDANT: I might beat some, the only (sniffs) person I
remember slappin' around was my girl that's it and I'm not gonna
deny I didn't slap my girl.
. . . .
DETECTIVE JONES: Is the deal, this is where I am is I've got you
as positively identified in this incident okay. . . .
. . . .
Detective Jones: Okay. Simple question, are you willin' to do a
poly?
The Defendant: Do I have to do it though?
Detective Jones: Absolutely not. It is voluntary. It would be up to
you if you wanted to do it or not.
The Defendant: Man I don't see why I gotta do it though. That
thing is a machine man.
Detective Jones: It's an instrument absolutely. Is it accurate?
Absolutely. If you have a polygraph examiner that knows what he's
doin'.
. . . .
The Defendant: It's just a um ah computer mean it's.
Detective Jones: Well it kinda is but the deal is that it it deals with
your (inaudible) nervous system okay it deals with ah um (pause)
physiological changes in your body.
The Defendant: Um hmm.
Detective Jones: Alright that can tell me if you're bein' truthful or
not alright it is very very accurate. And if you decide you wanna
take that I will set that up and make sure it happens but again it's
voluntary. I don't wanna waste my time if you're saying' no I don't
wanna do it.[3]
3 Pretrial Exhibit 1 at 16-17.
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It was at this point during the interrogation that Nysta expressed a
desire to talk to a lawyer.
The Defendant: Um hmm (pause) shit man I gotta talk to my
lawyer someone.
Detective Jones: Okay.
The Defendant: (inaudible) man if it's cool which you then I take it
then.
Detective Jones: Okay.
The Defendant: If it's not, fuck it.
Detective Jones: Okay fair enough. This is what I'll do I'll leave
my number in your property.
The Defendant: Um hmm.
Detective Jones: And if you decide that you wanna take that all
you gotta do is call me or have your attorney call me and I'll set it
up alright?
THE DEFENDANT: Man that's crazy why people wanna fuckin' put
shit on me man. (pause) This is fuckin' bullshit man.
Pretrial Exhibit 1 at 17 (emphasis added).
Detective Jones continued with more questions pertinent to the burglary
and a few about what happened when Nysta went back to SF's house. On that
topic, Nysta repeated his earlier admission that he slapped SF and then "went
blank." 4
The trial court concluded that Nysta did not unequivocally invoke his right
to an attorney at any point during the questioning. The court found that at the
4 Pretrial Exhibit 1 at 23.
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65774-7-I/8
beginning of the interrogation, after Detective Jones asked several clarifying
questions, Nysta waived his rights and agreed to be interviewed. The court
found that when Nysta later requested to speak with an attorney, it was only for
the purpose of deciding whether to take a polygraph examination:
6. About half-way through the interview Det. Jones asked the
defendant if he would be willing to submit to a polygraph
examination. The defendant was hesitant about whether or not
he wanted to take a polygraph exam and, after talking it over
with Det. Jones for a few minutes, indicated that he wished to
speak with an attorney before agreeing to take a polygraph
exam. The court finds that when the defendant requested to
speak with an attorney he was indicating his desire to speak
with an attorney before taking a polygraph examination and that
his request was not intended to indicate a desire to speak with
an attorney prior to continuing the interview.
7. At the conclusion of the interview the defendant again indicated
that his statement had been completely voluntary.
Clerk's Papers at 89-90 (Findings of Fact 6-7).
2. The court finds that the defendant did not unequivocally invoke
his right to an attorney or to remain silent at any point before or
during the questioning by Detectives Jones and Focht.
Clerk's Papers at 90 (Conclusion of Law 2).
Findings of fact entered following a CrR 3.5 hearing are measured by the
substantial evidence standard. State v. Broadaway, 133 Wn.2d 118, 131, 942
P.2d 363 (1997). Nysta challenges the court's determination that he "did not
unequivocally invoke his right to an attorney or to remain silent at any point
before or during the questioning." Nysta contends the only tenable finding on
this record was that his request for an attorney was unequivocal. We agree and
hold that questioning should have ceased when Nysta said, "I gotta talk to my
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65774-7-I/9
lawyer."
Under the Fifth Amendment to the United States Constitution, no person
"shall be compelled in any criminal case to be a witness against himself." To
secure the privilege against self-incrimination, a person in custody must be
advised before questioning begins that he has the right to the presence of an
attorney. The defendant may waive this right, but there can be no questioning if
he "indicates in any manner or at any stage of the process that he wishes to
consult with an attorney before speaking." Miranda v. Arizona, 384 U.S. 436,
444-45, 86 S. Ct. 1602, 16 L. Ed. 2d 694 (1966) (emphasis added). A waiver of
Miranda rights "may be contradicted by an invocation at any time." Berghuis v.
Thompkins, __U.S. __, __, 130 S. Ct. 2250, 2263, 176 L. Ed. 2d 1098 (2010). If
the individual being questioned unequivocally states that he wants an attorney,
interrogation must cease until an attorney is present. Thompkins, 130 S. Ct. at
2263-64; Davis v. United States, 512 U.S. 452, 461, 114 S. Ct. 2350, 129 L. Ed.
2d 362 (1994).
The rule that questioning must cease if the suspect asks for a lawyer
"provides a bright line that can be applied by officers in the real world of
investigation and interrogation without unduly hampering the gathering of
information." Davis, 512 U.S. at 461. The Supreme Court has "repeatedly
emphasized the virtues of a bright-line rule in cases following . . . Miranda."
Arizona v. Roberson, 486 U.S. 675, 681, 108 S. Ct. 2093, 100 L. Ed. 2d 704
(1988).
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To successfully invoke the right to counsel, a suspect must do so
"unambiguously." Davis, 512 U.S. at 459. That is, the suspect "must articulate
his desire to have counsel present sufficiently clearly that a reasonable police
officer in the circumstances would understand the statement to be a request for
an attorney." Davis, 512 U.S. at 459. In Davis, the Court held the police had no
obligation to stop questioning a suspect who, about an hour and a half into the
interrogation, said, "Maybe I should talk to a lawyer." Davis, 512 U.S. at 462; cf.
State v. Radcliffe, 164 Wn.2d 900, 907-08, 194 P.3d 250 (2008) (defendant's
statement that "maybe I should contact an attorney" was equivocal).
The State contends that Nysta's request for an attorney was "equivocal"
because, considering that the topic under discussion at that moment was
whether he wanted to take a polygraph, what his words really meant was that he
was willing to continue the interview without the assistance of counsel, but he
wanted to consult with counsel before making a final decision about whether or
not to take a polygraph. The State does not cite authority that supports giving
such an elaborate contextual interpretation to words as plain as "I gotta talk to
my lawyer." "Interpretation is only required where the defendant's words,
understood as ordinary people would understand them, are ambiguous."
Connecticut v. Barrett, 479 U.S. 523, 529, 107 S. Ct. 828, 93 L. Ed. 2d 920
(1987).
Nysta did not say "maybe" or "perhaps." He did not use conditional or
obfuscating words such as "if" and "or." Cf. State v. Malicoat, 126 Wn. App. 612,
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106 P.3d 813 ("If you are accusing me of murder, then maybe I should get an
attorney"), review denied, 155 Wn.2d 1013 (2005); State v. Lewis, 32 Wn. App.
13, 20, 645 P.2d 722 ("if this is going to get into something deep . . . then I
should have an attorney present. If there is any questioning on that particular
subject"), review denied, 98 Wn.2d 1004 (1982). "I gotta talk to my lawyer" is
plain language. "Using 'context' to transform an unambiguous invocation into
open-ended ambiguity defies both common sense and established Supreme
Court law." Anderson v. Terhune, 516 F.3d 781, 787 (9thCir.), cert. denied, 555
U.S. 818 (2008).
Where nothing about the request for counsel or the circumstances
leading up to the request would render it ambiguous, all questioning must cease.
Smith v. Illinois, 469 U.S. 91, 98, 105 S. Ct. 490, 83 L. Ed. 2d 488 (1984). The
interrogator may not proceed on his own terms as if the defendant had
requested nothing. Smith, 469 U.S. at 99. If the interrogator does continue, the
suspect's postrequest responses "may not be used to cast retrospective doubt
on the clarity of the initial request itself." Smith, 469 U.S. at 100. So the fact
that Nysta went on responding to questions and agreed at the end of the
interview that his statements had all been voluntary does not support a finding
that "I gotta talk to my lawyer" was an equivocal statement.
We conclude the trial court erred in determining that Nysta did not
effectively invoke his right to counsel.
The error requires reversal only if prejudicial. Harmless error analysis
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65774-7-I/12
applies to erroneous admissions of statements obtained in violation of Miranda.
State v. Reuben, 62 Wn. App. 620, 626, 814 P.2d 1177, review denied, 118
Wn.2d 1006 (1991). Constitutional error is presumed to be prejudicial, and the
State bears the burden of proving that the error was harmless. State v. Guloy,
104 Wn.2d 412, 425, 705 P.2d 1182 (1985), cert. denied, 475 U.S. 1020 (1986).
A constitutional error is harmless if the appellate court is convinced beyond a
reasonable doubt that any reasonable jury would have reached the same result
in the absence of the error. Guloy, 104 Wn.2d at 425. Under the "overwhelming
untainted evidence" test, we look only at the untainted evidence to determine if it
is so overwhelming that it necessarily leads to a finding of guilt. Guloy, 104
Wn.2d at 426. Under this test, a conviction will be reversed where there is any
reasonable chance that the use of inadmissible evidence was necessary to
reach a guilty verdict. Guloy, 104 Wn.2d at 426.
The interrogation was almost entirely concerned with the burglary. To the
extent that there was any discussion of the charges involving SF, Nysta readily
admitted to slapping her, and he made this admission before he mentioned
wanting a lawyer as well as after. At no point did he confess to raping,
threatening, or even having sexual contact with SF. The tainted evidence was
repetitive of the untainted evidence. The untainted evidence was overwhelming.
There is no reasonable chance that the inadmissible statements were necessary
to reach a guilty verdict. The error was harmless.
DOUBLE JEOPARDY
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Nysta argues that his convictions for second degree rape and felony
harassment violate double jeopardy because the threat to kill was used to prove
the count of felony harassment and was also available to prove the forcible
compulsion element of second degree rape.
Without presenting any legal authority or reasoning, the State has
conceded that the two convictions were for the same offense. As grounds for
the concession, the State cites an unpublished opinion of this court and declares
"The State can find no fault with this opinion."5 This is unsatisfactory. "A party
may not cite as an authority an unpublished opinion of the Court of Appeals."
GR 14.1(a). No matter how well reasoned, unpublished opinions of this court
lack precedential value, in part because they merely restate well established
principles. RCW 2.06.040; State v. Fitzpatrick, 5 Wn. App. 661, 668, 491 P.2d
262 (1971), review denied, 80 Wn.2d 1003 (1972). If a party finds a helpful
analysis in an unpublished opinion, the proper way to present it is to cite the
authorities relied on in the unpublished opinion and show how they apply.
We are not required to accept an erroneous concession of law. In re
Pers. Restraint of Pullman, 167 Wn.2d 205, 212 n.4, 218 P.3d 913 (2009). We
do not accept the State's concession in this case.
The double jeopardy clauses of the Fifth Amendment to the United States
Constitution and Wash. Const. art. I, § 9 protect a defendant against multiple
punishments for the same offense. State v. Calle, 125 Wn.2d 769, 772, 888
P.2d 155 (1995). The Washington double jeopardy provision is interpreted to be
5 Brief of Respondent at 31.
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coextensive with the Fifth Amendment as interpreted by the United States
Supreme Court. State v. Gocken, 127 Wn.2d 95, 107, 896 P.2d 1267 (1995).
This court's review of a claimed double jeopardy violation is de novo. State v.
Freeman, 153 Wn.2d 765, 770, 108 P.3d 753 (2005).
Where a defendant's act supports charges under two criminal statutes, a
court weighing a double jeopardy challenge must determine whether, in light of
legislative intent, the charged crimes constitute the same offense. Freeman, 153
Wn.2d at 771. The mere fact that the same conduct is used to prove each crime
is not dispositive. See United States v. Dixon, 509 U.S. 688, 704, 113 S. Ct.
2849, 125 L. Ed. 2d 556 (1993) (explicitly rejecting "same conduct" test);
Freeman, 153 Wn.2d at 777.
The purpose of our review is to determine what punishments the
legislative branch has authorized. Calle, 125 Wn.2d at 776. We begin with the
language of the statutes themselves. Because the language of the statutes
defining felony harassment and second degree rape do not specifically authorize
cumulative punishment when a defendant commits both offenses against the
same victim, we turn to a rule of statutory construction sometimes referred to as
the "Blockburger" test, after Blockburger v. United States, 284 U.S. 299, 52 S.
Ct. 180, 76 L. Ed. 306 (1932).
Under Blockburger, "where the same act or transaction constitutes a
violation of two distinct statutory provisions, the test to be applied to determine
whether there are two offenses or only one, is whether each provision requires
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proof of a fact which the other does not." Blockburger, 284 U.S. at 304; In re
Pers. Restraint of Orange, 152 Wn.2d 795, 817, 100 P.3d 291 (2004). The
Blockburger test is referred to both as the "same elements test" and the "same
evidence test." Orange, 152 Wn.2d at 818. "'If each element requires proof of a
fact that the other does not, the Blockburger test is satisfied, notwithstanding a
substantial overlap in the proof offered to establish the crimes."' Brown v. Ohio,
432 U.S. 161, 166, 97 S. Ct. 2221, 53 L. Ed. 2d 187 (1977), quoting Iannelli v.
United States, 420 U.S. 770, 785 n.17, 95 S. Ct. 1284, 43 L. Ed. 2d 616 (1975).
In Blockburger, a single sale of morphine was properly punished as two different
offenses because each offense required proof of a fact which the other did not.
Blockburger, 284 U.S. at 304.
Washington's cases say that a plea of double jeopardy can be sustained
only if the offenses are the same "'both in fact and in law.'" Orange, 152 Wn.2d
at 816, quoting State v. Reiff, 14 Wash. 664, 667, 45 P. 318 (1896). As
elaborated in Reiff, this means there is no double jeopardy bar where "there are
elements requisite to each which are not necessary to the other, and proof of the
offense charged in either of the informations would not be sufficient to sustain a
conviction under the other." Reiff, 14 Wash. at 667. The Reiff test is
"indistinguishable" from the Blockburger test. Orange, 152 Wn.2d at 816. Later
Washington cases continue to state the test as having one prong for elements
and one for proof: "If there is an element in each offense which is not included
in the other, and proof of one offense would not necessarily also prove the other,
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the offenses are not constitutionally the same and the double jeopardy clause
does not prevent convictions for both offenses." State v. Vladovic, 99 Wn.2d
413, 423, 662 P.2d 853 (1983), citing State v. Roybal, 82 Wn.2d 577, 581, 512
P.2d 718 (1973). But the two-pronged formulation does not differ materially from
the Blockburger formulation: "whether each provision requires proof of a fact
which the other does not." Blockburger, 284 U.S. at 304. Vladovic and
Blockburger should produce the same results. See Calle, 125 Wn.2d at 777 (
"Same evidence" test as stated in Vladovic is very similar to the rule set forth in
Blockburger, at 304).
The offense of felony harassment required proof that Nysta knowingly
threatened to kill SF or her children and that the words or conduct placed SF in
reasonable fear that the threat would be carried out. RCW 9A.46.020(1)(a)(i),
(b), (2)(b)(ii); Instruction 18. The offense of second degree rape required proof
that Nysta engaged in sexual intercourse with SF by forcible compulsion. RCW
9A.44.050(1)(a); Instruction 15. Proof of felony harassment did not require proof
of sexual intercourse. Proof of second degree rape did not require proof of a
threat to kill. Thus, at the abstract level of comparing the statutory elements,
"there is an element in each offense which is not included in the other."
Vladovic, 99 Wn.2d at 423. The two crimes are not the same "in law."
To determine that there is an element of each offense that is not included
in the other is not a complete analysis. This was the point of Orange: it is not
enough merely to "compare the statutory elements at their most abstract level."
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Orange, 152 Wn.2d at 818. We are to consider the elements of the crimes both
as charged and as proved. Freeman, 153 Wn.2d at 777. The question is
"whether each provision requires proof of a fact which the other does not."
Blockburger, 284 U.S. at 304, emphasis added in Orange, 152 Wn.2d at 818.
In Orange, our Supreme Court critiqued the double jeopardy analysis this
court employed in State v. Valentine, 108 Wn. App. 24, 29 P.3d 42 (2001),
review denied, 145 Wn.2d 1022 (2002), and showed that the Blockburger test
does not stop with a comparison of the statutory elements; the facts used to
prove the statutory elements must also be examined. In Valentine, this court's
application of Blockburger was limited to a comparison in the abstract of the
elements of assault and attempted murder, and it caused us to determine initially
that the offenses were not the same. But ultimately we concluded they were the
same. To do this, we pushed Blockburger aside and relied on other cases, one
of which was State v. Potter, 31 Wn. App. 883, 645 P.2d 60 (1982). Valentine,
108 Wn. App. at 28. The Potter court had expressed a lack of confidence in the
Blockburger test as a means to discern legislative intent. Potter, 31 Wn. App. at
888. The Orange court did not think our result in Valentine was wrong but took
pains to point out that the same result could and should have been reached in
both Valentine and Potter under the Blockburger test without searching
elsewhere for indicators of legislative intent.
So in Valentine, for example, we should have asked whether the evidence
required to support the conviction for either attempted murder or assault would
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have been sufficient to warrant a conviction upon the other. Orange, 152 Wn.2d
at 820. Given the way both Valentine and Orange were charged and proved, the
answer in each case was yes. "The two crimes were based on the same shot
directed at the same victim, and the evidence required to support the conviction
for first degree attempted murder was sufficient to convict Orange of first degree
assault." Orange, 152 Wn.2d at 820. In short, a direct application of
Blockburger as a "same evidence" test, as well as a "same elements" test, was
sufficient to reveal that the defendant had been convicted twice for the same
offense. To use Reiff terminology, the charged crimes were the same "in fact"
even if not the same "in law."
As discussed above, second degree rape and felony harassment are not
the same in law. Each has an element not included in the other. Are they
nevertheless the same in fact in the present case? No. When one looks both at
the statutory elements and also at the facts used to prove them, it remains true
that each offense required proof of a fact the other did not. This is not a case
where evidence of the same single act was required to support each conviction.
It is true, as Nysta argues, that the threat to kill was the evidence required to
support the felony harassment conviction. But the threat to kill was not evidence
required to prove second degree rape.6
6 This case does not involve the merger doctrine, another method of discerning
legislative intent where double jeopardy is alleged. The merger doctrine may help
determine legislative intent "where the degree of one offense is elevated by conduct
constituting a separate offense." State v. Kier,164 Wn.2d 798, 804, 194 P.3d 212
(2008), citing Vladovic, 99 Wn.2d at 419; see also Reiff, 14 Wash. at 668. Although
forcible compulsion and felony harassment can both be established by a threat of
death, it is not necessary to prove felony harassment to prove a particular degree of
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One of the elements of second degree rape is forcible compulsion. As
the jury was instructed, forcible compulsion means either physical force which
overcomes resistance or a threat, express or implied, that places a person in
fear of death or physical injury to oneself or another person or in fear of being
kidnapped or that another person will be kidnapped. RCW 9A.44.010. There
was ample evidence that Nysta compelled the second degree rape by using
physical force which overcomes resistance; he hit SF repeatedly in the head. In
deciding that the State had proved forcible compulsion, the jury did not have to
rely on the death threat. As charged and proved, then, second degree rape did
not require proof of a threat to kill. The threat to kill was not analogous to the
single gunshot that established the double jeopardy violation in Orange where it
was required to prove both crimes because it was the sole evidence available to
prove both crimes.
Here, the State argued to the jury that either the death threat or the
physical force proved forcible compulsion. Both types of proof were available to
the jury, although the testimony does not make clear at what point in time the
death threat was uttered. Nysta appears to assume that a double jeopardy
violation occurs whenever the evidence available to prove one conviction is
sufficient to support the other conviction. That assumption is incorrect.
Blockburger and Orange use the terms "necessary" and "required" when stating
the test. The double jeopardy violation in Orange occurred because "the
evidence required to support the conviction for first degree attempted murder
rape. State v. Eaton, 82 Wn. App 723, 730-32, 919 P.2d 116 (1996).
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was sufficient to convict Orange of first degree assault." Orange, 152 Wn.2d at
820 (emphasis added). In this case, it cannot be said that the evidence required
to support the conviction for second degree rape was sufficient to convict Nysta
of felony harassment. The death threat was available to support second degree
rape, but it was not required.
Nysta similarly appears to assume that to avoid a double jeopardy
violation in a case where there is an overlap in the proof offered to establish
each crime, the jury must be asked to specify by special verdict what evidence
they relied on to support each conviction. He suggests that in his case, a double
jeopardy violation occurred because the jury did not specify that to find forcible
compulsion, they relied only on the evidence of physical violence. He cites no
authority for this proposition. If there had been a special verdict or instruction
from which one could deduce that the jury necessarily relied on the death threat
to find the forcible compulsion element of second degree rape, then one might
argue that the evidence required to support the conviction for second degree
rape was also sufficient to convict Nysta of felony harassment. For example, if
the State had made an allegation of sexual motivation in connection with the
charge of felony harassment for the purpose of justifying an exceptional
sentence, the jury might have found by special verdict that the harassment was
committed with sexual motivation. In which case, evidence of the death threat
would have been not only available to the jury, but arguably necessarily relied
upon by them to find the rape was committed with forcible compulsion. The only
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aggravating circumstance found by the jury was that the second degree rape
was committed in the child's presence. The State had no obligation to obtain
special verdicts specifying what evidence the jury used in finding Nysta guilty of
second degree rape in order to demonstrate that it was an offense distinct from
felony harassment.
An illustration of the distinction between evidence that is necessary and
evidence that is merely available is found in Illinois v. Vitale, 447 U.S. 410, 100
S. Ct. 2260, 2267, 65 L. Ed. 2d 228 (1980). In that case, the defendant struck
and killed two children while driving. He was convicted of failure to reduce
speed, a traffic offense. Later, the State brought a charge of manslaughter by
automobile. The defendant argued that the second prosecution was barred
because one of the available ways to prove manslaughter by automobile was to
prove that the defendant recklessly failed to slow his vehicle. The Court
concluded that the two offenses could not be the "same" under Blockburger if
manslaughter by automobile did not necessarily entail proof of a failure to slow.
Vitale, 447 U.S. at 419. The defendant would have a "substantial" claim of
double jeopardy only if the State found it "necessary" to rely on the conduct of
failure to slow in order to sustain its manslaughter case. Vitale, 447 U.S. at 420-
21. Cf. Brown, 432 U.S. at 167, and the discussion thereof in Vitale, 447 U.S. at
417 (If proof of auto theft in Brown had not necessarily involved proof of
joyriding, the successive prosecutions would not have been for the same
offense). See also Austin v. Cain, 660 F.3d 880, 886-93 (5th Cir.), cert. denied,
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2012 WL 1252789 (2012). In Austin, evidence existed to support three
alternative definitions of first degree murder, one of which could be established
by proof that the offender had the specific intent to kill while engaged in the
distribution of cocaine. The State did not specify which of the three alternatives
it was proceeding on, and the jury was not polled to determine which of them
furnished the basis for attempted first degree murder convictions. Relying on
Vitale and Brown, the court concluded that "where an offense constitutes only
one of several alternative elements of another offense, the two are not the 'same
offense' for double jeopardy purposes." Austin, 660 F.3d at 892.
In summary, felony harassment -- a death threat -- is one of two alternative
ways to prove the forcible compulsion element of second degree rape. But
second degree rape does not necessarily require proof of a death threat. And
second degree rape did not necessarily require proof of a death threat, as this
case was charged and proved, because there was evidence of physical force,
the alternative way of proving forcible compulsion. Therefore, under
Blockburger and Orange, the two offenses were not the same.7 The legislature
has defined felony threat as an independently culpable form of terror. When a
felony threat occurs in the course of a second degree rape, it may be punished
separately so long as it is not the evidence required to prove the forcible
compulsion element of rape.
7 Two offenses, even if adjudged to be the same under Blockburger, might
nevertheless be subject to cumulative punishment if the statutes defining them were
shown to serve different legislative purposes or be directed at separate evils. Calle,
125 Wn.2d at 780-81. Because neither party's brief considers this possibility, we do
not explore it here.
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INEFFECTIVE ASSISTANCE OF COUNSEL
Nysta claims his trial counsel was ineffective for not arguing his
convictions for second degree rape and felony harassment were the "same
criminal conduct" for sentencing purposes. RCW 9.94A.589(1).
To prove ineffective assistance of counsel, a defendant must show (1)
defense counsel's representation was deficient, i.e., it fell below an objective
standard of reasonableness based on consideration of all the circumstances,
and (2) defense counsel's deficient representation prejudiced the defendant, i.e.,
there is a reasonable probability that, except for counsel's unprofessional errors,
the result of the proceeding would have been different. Strickland v.
Washington, 466 U.S. 668, 687, 104 S. Ct. 2052, 80 L. Ed.2d 674 (1984); State
v. McFarland, 127 Wn.2d 322, 334-35, 899 P.2d 1251 (1995).
To constitute the "same criminal conduct" for purposes of determining an
offender score at sentencing, both crimes must involve: (1) the same criminal
intent, (2) the same time and place, and (3) the same victim. RCW
9.94A.589(1)(a). In construing the "same criminal intent" requirement, the
standard is the extent to which the criminal intent, objectively viewed, changed
from one crime to the next. State v. Vike, 125 Wn.2d 407, 411, 885 P.2d 824
(1994). Whether one crime furthered the other is relevant. Vike, 125 Wn.2d at
411.
It is unlikely that the sentencing court would have found that Nysta's
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crimes shared the same criminal intent. The objective of second degree rape is
sexual intercourse. Nysta achieved the objective of sexual intercourse by means
of his unrelenting use of physical force over a period of two hours. The threat of
death had the independent objective of creating continuing fear to penalize SF
for going out with another man. SF's testimony about the death threat does not
specify exactly when it occurred and does not tie it to any particular act of rape.
There is no reason to believe Nysta intended the threat to compel SF's
submission to sexual intercourse. The claim of ineffective assistance of counsel
is denied.
RIGHT TO A PUBLIC TRIAL
To assist in selection of the jurors, the court used juror questionnaires.
The questionnaires contained 13 "yes" or "no" questions about sexual
misconduct and domestic violence.
Some two weeks after Nysta was convicted, the trial court filed and
sealed the questionnaires without conducting a closure analysis as described in
State v. Bone-Club, 128 Wn.2d 254, 906 P.2d 325 (1995). Nysta contends his
convictions must be reversed because this omission prejudiced his constitutional
right to a public trial as delineated by Bone-Club.
This court addressed the public trial ramifications of sealing juror
questionnaires in State v. Coleman, 151 Wn. App. 614, 214 P.3d 158 (2009),
State v. Lee, 159 Wn. App. 795, 247 P.3d 470 (2011), and State v. Tarhan, 159
Wn. App. 819, 246 P.3d 580, review granted, 172 Wn.2d 1013 (2011). In these
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cases, the trial court sealed juror questionnaires without holding a Bone-Club
hearing. On appeal, we held reversal was not required because the sealing
order did not affect the defendant's right to a public trial. We limited the remedy
to a remand for reconsideration of the sealing order. Nysta contends these
cases were wrongly decided. We do not find his arguments compelling. The
key factor is that the public was able to observe jury selection in open court.
Following Coleman, we hold that Nysta's right to a public trial was not violated
and that the public's right to open court records can be adequately secured by
remanding for reconsideration of the sealing order in light of Bone-Club.
SPECIAL VERDICT
The special verdict permitted the trial court to impose an exceptional
sentence for an aggravated domestic violence offense. When the court did
impose an exceptional sentence, it was supported not only by the jury's finding
but also by two other grounds for which a jury finding is not necessary: (1) Nysta
had committed multiple concurrent offenses and (2) his high offender score
resulted in some of the current offenses going unpunished. State v. Alvarado,
164 Wn.2d 556, 568-69, 192 P.3d 345 (2008).
Nysta contends his exceptional sentence cannot stand because the
jurors were erroneously instructed that they must be unanimous to return a "no"
answer on the special jury verdict form, in violation of State v. Bashaw, 169
Wn.2d 133, 234 P.3d 195 (2010).
Assuming the instruction was erroneous under Bashaw, the exceptional
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sentence was otherwise supported by Nysta's criminal history. If a reviewing
court overturns one or more aggravating factors but is satisfied that the trial
court would have imposed the same sentence based upon a factor or factors
that are upheld, the court may uphold the exceptional sentence rather than
remand for resentencing. State v. Hughes, 154 Wn.2d 118, 134, 110 P.3d 192
(2005), overruled on other grounds by Washington v. Recuenco, 548 U.S. 212,
126 S. Ct. 2546, 165 L. Ed. 2d 466 (2006). Here, the trial court stated the same
exceptional sentence would be imposed based upon any one of the aggravating
factors standing alone. Nysta is not entitled to relief under Bashaw.
JUDGMENT AND SENTENCE
The judgment and sentence mistakenly lists Nysta's conviction for second
degree rape as rape of a child in the second degree. On remand, the trial court
should correct this scrivener's error.
CONCLUSION
We remand for reconsideration of the sealing order and for correction of
the scrivener's error in the judgment and sentence. Otherwise, we affirm.
WE CONCUR:
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