DO NOT CITE. SEE GR 14.1(a).
Court of Appeals Division I
State of Washington
Opinion Information Sheet
Docket Number: |
65455-1 |
Title of Case: |
State Of Washington, Respondent V. Bryan Zachary Ross, Appellant |
File Date: |
04/30/2012 |
SOURCE OF APPEAL
----------------
Appeal from Island County Clerk Court |
Docket No: | 09-1-00103-1 |
Judgment or order under review |
Date filed: | 04/29/2010 |
Judge signing: | Honorable Alan R Hancock |
JUDGES
------
Authored by | C. Kenneth Grosse |
Concurring: | J. Robert Leach |
| Stephen J. Dwyer |
COUNSEL OF RECORD
-----------------
Counsel for Appellant(s) |
| Nancy P Collins |
| Washington Appellate Project |
| 1511 3rd Ave Ste 701 |
| Seattle, WA, 98101-3635 |
Counsel for Respondent(s) |
| Colleen Sue Kenimond |
| Prosecuting Atty of Island Co |
| Po Box 5000 |
| Coupeville, WA, 98239-5000 |
|
| Gregory Marshall Banks |
| Island County Prosecuting Attorney |
| Po Box 5000 |
| Coupeville, WA, 98239-5000 |
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
STATE OF WASHINGTON, )
) No. 65455-1-I
Respondent, )
) DIVISION ONE
v. )
) UNPUBLISHED OPINION
BRYAN ZACHARY ROSS, )
)
Appellant. ) FILED: April 30, 2012
Grosse, J. -- Evidence may be admissible under ER 404(b) to show that a
person devised a plan and repeatedly used it to perpetrate separate but very similar
crimes. To be admissible for such purpose, the prior misconduct and the charged
crime must demonstrate such occurrence of common features that the various acts are
naturally to be explained as caused by a general plan of which the charged crime and
the prior misconduct are the individual manifestations. Here, the evidence of Bryan
Ross's nonconsensual sex with the prior victim meets these criteria for admissibility
under ER 404(b). Accordingly, the trial court did not err in admitting the evidence. We
affirm Ross's conviction and remand for resentencing in light of the State's concessions
of error.
FACTS
In March 2009, the victim was in a grocery store parking lot and heard someone
say "ma'am, ma'am, ma'am," but she ignored the voice, which turned out to be that of
appellant Bryan Ross. The victim moved as quickly as she could to her car, opened
No. 65455-1-I / 2
the door, and turned around to find Ross standing behind her. Ross said he thought
she was beautiful and asked if she was single or married. She replied that she was
widowed. Ross said he was divorced and a Christian and lived on Camano Island.
The victim said she was also a Christian and that her daughter lived on Camano Island.
At Ross's request, they exchanged telephone numbers. Ross told the victim he would
call her, and she drove away.
By the time the victim got home, Ross had left two messages on her answering
machine, saying that he thought she was beautiful and wanted her to call him.
Between March 3 and March 27, Ross left ten messages on the victim's answering
machine. She also received a number of hang-up calls during that period. In the
messages, Ross again said he thought she was beautiful and that she was the love of
his life and his soul mate. She did not return these calls.
On April 12, the victim telephoned Ross and told him she was going to be at her
daughter's house on Camano Island that day. Ross told her to come to his house at
6:00 p.m. The victim's daughter and son-in-law drove to Ross's house and the victim
followed in her car. The victim testified that Ross made fun of the fact that she brought
others with her and offered to take them all on a tour of his house because he had
nothing to hide.
After leading a tour of his house, Ross asked the three of them if they wanted to
watch a movie. The daughter and son-in-law said they had to return home, but the
victim decided to stay. Ross started the movie and, according to the victim, was pacing
and talking while the movie played. Ross's pacing made the victim afraid and nervous,
2
No. 65455-1-I / 3
and she "huddled" on the couch.
Ross walked to the back of the couch and took off the victim's coat, and then sat
on the couch near her. Ross told her she was the love of his life and that he wanted to
marry her and spend the rest of his life with her. He also told her that he had been
watching and following her. Ross pulled the victim close to him and tried to reassure
her that he was not a stalker.
Ross then pulled the victim onto his lap and kissed her. At first, she did not pull
away, but then pushed back and told him to "wait a minute." Ross said he was not
going to hurt her and again said she was the love of his life. Ross tried to kiss the
victim again, but she pushed him away. Then, he picked her up and carried her down
the hall into the bedroom. He threw her onto the bed, pulled her up to a sitting position,
and took off her shirt and sports bra.
Ross pushed the victim down on the bed and, lying on top of her, started to bite
her nipples. She repeatedly asked Ross why he was doing this to her. He did not
respond and then pulled off her pants and underwear. He then took off all of his
clothes and got back on top of her. The victim repeatedly asked Ross why he was
doing this to her, but he did not respond. The victim testified that Ross used his finger
to find her vaginal opening. When asked whether Ross's fingers entered her vagina,
the victim testified that his fingers got "to the door." When asked, "Did he go in the
door at all?" she replied,"Yes. Yes." On cross-examination, the victim admitted that in
some of her statements after the incident, she said that Ross did not get "full
penetration" meaning "penile to scrotum," that in other statements she said Ross did
3
No. 65455-1-I / 4
not penetrate her whatsoever, and that in other statements, she said he penetrated her
with his fingers. On redirect examination, the victim testified that Ross penetrated her
with the head of his penis and with his fingers. She suffered a tear similar to an
episiotomy.
The victim attempted to get Ross to stop by feigning a seizure. Ross stopped
and, although he did not call 911 as the victim asked, he asked if he could call the
victim's daughter. Using the number on the victim's cell phone, Ross called her
daughter, and she arrived with her husband at Ross's house a short time later.
The victim got in her daughter's truck, the son-in-law got in the victim's car, and
they all drove to a shopping center, where the victim called 911. She was told to drive
to the sheriff's office. From the sheriff's office, she was transported to the hospital,
where she spoke with a detective and underwent an examination.
The State charged Ross with one count of second degree rape. The State filed
a notice of intent to offer evidence, pursuant to RCW 10.58.090, of two women who had
previously accused Ross of having nonconsensual sex with them, one in 1996 and
another in 2001.1 During oral argument on the admissibility of the evidence under
RCW 10.58.090, the State asked the court to analyze the admissibility of the evidence
under ER 404(b), as well as evidence of a common scheme or plan. The court
determined that the evidence was admissible under both RCW 10.58.090 and ER
1 RCW 10.58.090(1) provides that in any criminal prosecution for commission of a sex
offense "evidence of the defendant's commission of another sex offense or sex
offenses is admissible, notwithstanding Evidence Rule 404(b), if the evidence is not
inadmissible pursuant to Evidence Rule 403." The statute specifically permits the
admission of prior uncharged sex offenses. RCW 10.58.090(5).
4
No. 65455-1-I / 5
404(b). The Supreme Court has recently held RCW 10.58.090 unconstitutional.2
A jury found Ross guilty of second degree rape. The trial court sentenced Ross
to the high end of the standard range.
ANALYSIS
ER 404(b) Evidence
ER 404(b) provides:
Evidence of other crimes, wrongs, or acts is not admissible to prove the
character of a person in order to show action in conformity therewith. It
may, however, be admissible for other purposes, such as proof of motive,
opportunity, intent, preparation, plan, knowledge, identity, or absence of
mistake or accident.
Evidence may be admissible under ER 404(b) to show a common scheme or
plan. To admit evidence of prior bad acts to prove a common scheme or plan, the prior
acts must be "(1) proved by a preponderance of the evidence, (2) admitted for the
purpose of proving a common plan or scheme, (3) relevant to prove an element of the
crime charged or to rebut a defense, and (4) more probative than prejudicial."3
This court reviews a trial court's interpretation of ER 404(b) de novo as a matter
of law.4 If the trial court's interpretation is correct, we review the trial court's decision to
admit or exclude evidence of prior bad acts for abuse of discretion.5 The abuse of
discretion standard of review applies to the trial court's balancing of probative value
against prejudicial effect.6
2 State v. Gresham, 173 Wn.2d 405, 269 P.3d 207 (2012) (holding that RCW 10.58.090
is an unconstitutional violation of the separation of powers doctrine because it
irreconcilably conflicts with ER 404(b) regarding a procedural matter).
3 State v. Lough, 125 Wn.2d 847, 852, 889 P.2d 487 (1995).
4 State v. Fisher, 165 Wn.2d 727, 745, 202 P.3d 937 (2009).
5 Fisher, 165 Wn.2d at 745.
6 State v. Sexsmith, 138 Wn. App. 497, 505-06, 157 P.3d 901 (2007).
5
No. 65455-1-I / 6
There are two types of common schemes or plans for purposes of ER 404(b): (1)
where a number of crimes constitute constituent parts of a plan in which each crime is
but a piece of a larger plan and (2) where a person devises a plan and repeatedly uses
it to perpetrate separate but very similar crimes.7 The second type is at issue here.
With regard to this type of common scheme or plan, evidence of prior bad acts is not
offered to prove the defendant's character, but rather it is offered to show that the
defendant has developed a plan and has again put that plan into action.8 To be
admissible as evidence of this type of common scheme or plan, the prior misconduct
and the charged crime must demonstrate "such occurrence of common features that the
various acts are naturally to be explained as caused by a general plan of which the
charged crime and the prior misconduct are the individual manifestations."9 Mere
similarity in results is insufficient to show a common scheme or plan of the second
type.10 "[T]he degree of similarity for the admission of evidence of a common scheme
or plan must be substantial."11 However, this "heightened level of similarity does not
require that the evidence of common features show a unique method of committing the
crime."12 The lapse of time between instances may erode the commonality between
acts.13
Here, the State offered evidence consisting of testimony of two women who
claimed to have had nonconsensual sex with Ross. Ross was neither charged with nor
7 Gresham, 173 Wn.2d at 422.
8 Gresham, 173 Wn.2d at 421-22.
9 Lough, 125 Wn.2d at 860.
10 Lough, 125 Wn.2d at 860.
11 State v. DeVincentis, 150 Wn.2d 11, 20, 74 P.3d 119 (2003).
12 DeVincentis, 150 Wn.2d at 20-21.
13 Lough, 125 Wn.2d at 860.
6
No. 65455-1-I / 7
convicted of any crime with regard to these two incidents. At trial, one of the prior
victims was unable to identify Ross as the person who she claimed raped her 14 years
ago. After some discussion, the trial court decided to exclude this prior victim's
testimony and instructed the jury to disregard all of it.
With the exclusion of this testimony, the only evidence the State had to offer with
regard to common scheme or plan was the other prior victim's testimony with regard to
an incident that occurred in 2001. This prior victim testified that in November 2001, she
and Ross were exiting a grocery store at the same time. Ross approached her when
she was at her car. She testified that Ross was friendly and seemed like a nice person.
Ross told her that he did not usually approach people the way he approached her, but
did so because it was difficult to find people to date. Ross gave his telephone number
to the victim, but she did not give Ross her number.
A couple of days later, the prior victim called Ross, told him about her bad
marriage, and gave him her telephone number. Over the next couple of weeks, she
and Ross had several telephone conversations, talking mostly about her marriage.
Ross said that, as a former police officer, he was familiar with domestic violence and, in
his opinion, the prior victim was in a dangerous situation and needed to get away.
The prior victim and Ross then met at a restaurant, and Ross told her that he
had a room at his house where she could stay. At the end of the meeting, Ross walked
her to her car and kissed her good-bye. A few days later, she telephoned him and
asked if she could come to his house to see the room he had mentioned to her. Ross
said she could come to his house.
7
No. 65455-1-I / 8
When the prior victim arrived at Ross's house, she and Ross began talking in
the living room. Ross then walked into his bedroom and began to fold laundry that was
on the bed. She followed and helped with the laundry. When the laundry was folded
and off the bed, Ross became "affectionate." He put his arms around her and began to
undress her. She told Ross no several times, but he was persistent and eventually
took all of her clothes off. Ross put her on the bed, undressed himself, and then got on
top of her. She did not fight back because, she testified, she was afraid. Ross
penetrated her vaginally with his penis and stopped when there was a knock on the
door. When Ross returned from answering the knock, he made her get back on the
bed. Then the telephone rang and, while Ross was on the phone, she got dressed.
When Ross got off the phone, the prior victim told him she had to leave. She reported
this incident to the Island County Sheriff's Department, but did not pursue charges
against Ross.
The trial court found that the State proved the occurrence of the incident with the
prior victim by a preponderance of the evidence.14 The trial court determined that the
evidence was admissible under ER 404(b) because there was a sufficient similarity
between the incident with her and the current facts "to show that the current allegation
against Mr. Ross is naturally to be explained as caused by a general plan." The court
also stated, "There is the requisite level of similarity between the prior acts and the
14 At the time the trial court ruled on the admissibility of this evidence, the incident
involving the first prior victim was still at issue, and the trial court allowed the State to
present the testimony of both prior victims. But because the trial court ultimately
instructed the jury to disregard the first prior victim's testimony due to her inability to
identify Ross, the admissibility of only the evidence involving the other prior victim is at
issue.
8
No. 65455-1-I / 9
present allegation such that the various incidents can naturally be explained as individual
manifestations of a general plan." And, the court found that the probative value of the
evidence substantially outweighed the danger of unfair prejudice, confusion of the
issues, misleading the jury, and considerations of undue delay, waste of time, or
needless presentation of cumulative evidence.
The trial court correctly interpreted the relevant rules of evidence; accordingly,
our review is for abuse of discretion.15 In State v. Gresham,16 the Supreme Court held
that the trial court did not abuse its discretion in admitting evidence under ER 404(b) of
the co-defendant Scherner's molestation of four other girls in the prosecution of the co-
defendant for the molestation of another girl. With respect to two of the prior victims,
the implementation of the crime was similar to the current offense in that Scherner took
a trip with young girls and at night, while the other adults were asleep, approached the
girls and fondled their genitals. The court noted that although there were some
differences, such as the occurrence of oral sex with respect to some victims, the
differences were not so great as to dissuade a reasonable mind from finding that the
instances could naturally be explained as individual manifestations of the same plan.17
Also, the court concluded, with respect to the other two girls, that although the abuse
took place in Scherner's home while the current abuse did not, the remaining details
shared such a common occurrence of fact with the molestation of the current victim that
the Court could not say that the trial court abused its discretion in determining that
these instances were individual manifestations of a common plan.
15 See State v. Foxhoven, 161 Wn.2d 168, 174, 163 P.3d 786 (2007).
16 173 Wn.2d 405, 269 P.3d 207 (2012).
17 Gresham, 173 Wn.2d at 421-22.
9
No. 65455-1-I / 10
In State v. DeVincentis,18 the defendant was charged with second degree rape of
a child and second degree child molestation. The defendant asked the victim to clean
his house and, while she was cleaning, the defendant was present wearing only a g-
string or bikini underwear. The defendant asked the victim to massage him and to take
off her clothes, and he made sexual contact with her. He asked the victim to
masturbate him until he ejaculated. The trial court admitted, on the State's motion,
evidence that the defendant had been convicted in New York of crimes involving sexual
misconduct with a young girl several years before. The victim of this earlier crime
testified that she spent three or four evenings a week at the defendant's home and that
he was usually present wearing a g-string or bikini underwear. She testified that the
defendant showed her pictures of naked people and pressed his erection against her
back. She said she had memory flashes of being naked with the defendant in a
bedroom, him asking for massages, and him putting his erection in her mouth and
ejaculating on her.
The Supreme Court held that the trial court did not abuse its discretion in
admitting this evidence under ER 404(b). The court noted that with regard to both girls,
the defendant wore only bikini or g-string underwear in their presence and gave the
impression that this was normal, asked both girls to remove their clothes, asked both
girls for massages, and asked them to masturbate him until he ejaculated. The trial
court found that the defendant's lack of clothing showed a design or plan to add a
sense of normalcy to his behavior and to gain the girls' trust by desensitizing them to
18 150 Wn.2d 11, 74 P.3d 119 (2003).
10
No. 65455-1-I / 11
his nudity, thereby making it easier for him to make sexual contact with them.19
Here, as in Gresham and DeVincentis, the trial court did not abuse its discretion
in admitting the prior victim's testimony under ER 404(b). In both the prior incident and
the current incident, Ross met the women in parking lots, appeared friendly and
interested in dating, and asked the women for their phone numbers. His manner of
assaulting the women was similar in that he undressed both women, undressed
himself, and forced himself on the victims, disregarding their struggles to get away.
Both victims were of substantially smaller stature than Ross.20 Further, the trial court's
determination that the probative value of the evidence outweighed the danger of unfair
prejudice was not an abuse of discretion. The trial court's balancing process is on the
record, as required.21 Where, as here, the trial court acted within the bounds of its
discretion in ruling on this issue, there is no error.22
Even if the admission of the evidence was error, however, the error was
harmless. Evidentiary error is harmless if, within reasonable probability, it did not
materially affect the verdict.23 A person is guilty of second degree rape when the
person engages in sexual intercourse with another person by forcible compulsion.24
Forcible compulsion means that the force was (1) directed at overcoming the victim's
19 DeVincentis, 150 Wn.2d at 22-24.
20 Ross weighed 200 pounds. Ross outweighed the prior victim by 80 pounds. The
current victim wore a size zero at the time of the incident.
21 See State v. Fualaau, 155 Wn. App. 347, 359, 228 P.3d 771, review denied, 169
Wn.2d 1023 (2010), cert. denied, 131 S. Ct. 1786 (2011).
22 Fualaau, 155 Wn. App. at 359.
23 State v. Hawkins, 157 Wn. App. 739, 752, 238 P.3d 1226 (2010), review denied, 171
Wn.2d 1013 (2011).
24 RCW 9A.44.050(1)(a).
11
No. 65455-1-I / 12
resistance and (2) more than that which is normally required to achieve penetration.25 Forcible
compulsion is statutorily defined as "physical force which overcomes resistance, or a
threat, express or implied, that places a person in fear of death or physical injury to
herself or himself or another person, or in fear that she or he or another person will be
kidnapped."26 Sexual intercourse occurs upon any penetration, however slight, and
includes penetration, however slight, of the vagina by an object.27 The jury could have
rationally found, based on the victim's testimony, that Ross penetrated her with his
penis and/or his fingers. And, a forensic specialist from the state crime lab who tested
the victim's rape kit testified that she found no sperm cells, but did find a protein found
in semen on some swabs. Even without the prior victim's testimony, it is reasonably
probable that the jury would have found Ross guilty of second degree rape.
Accordingly, the trial court's admission of the prior victim's testimony, even if error, was
harmless.
Real Facts Doctrine
The trial court sentenced Ross to the high end of the standard range. Ross
argues that the trial court erred when sentencing him by considering unproven facts,
specifically the statements of two women who spoke at sentencing. As became clear
during oral argument, Ross's argument raises troubling issues, none of which have
been briefed by the parties. Chief among these issues is the seemingly irreconcilable
conflict between RCW 9.94A.585(1), which provides that a standard range sentence
25 State v. Wright, 152 Wn. App. 64, 71, 214 P.3d 968 (2009), review denied, 168
Wn.2d 1017 (2010) (citations omitted).
26 RCW 9A.44.010(6).
27 RCW 9A.44.010(1)(a),(b).
12
No. 65455-1-I / 13
may not be appealed, and the legal principle that allows a defendant to challenge the
underlying legal conclusions by which a court comes to apply a particular sentencing
provision.28 This principle presumably applies to standard range sentences as well as
exceptional sentences and permits a defendant, under certain circumstances, to appeal
a standard range sentence.29 Also seemingly in conflict with RCW 9.94A.585(1)'s
prohibition of appeals of standard range sentences is RCW 9.94A.530(1), on which
Ross bases his argument. That provision states in part:
In determining any sentence other than a sentence above the standard
range, the trial court may rely on no more information than is admitted by
the plea agreement, or admitted, acknowledged, or proved in a trial or at
the time of sentencing, or proven pursuant to RCW 9.94A.537.[30]
This statute would appear to allow appeals, under certain circumstances, of standard
28 State v. Williams, 149 Wn.2d 143, 147, 65 P.3d 1214 (2003).
29 See, e.g., State v. Murawski, 142 Wn. App. 278, 283, 173 P.3d 994 (2007).
30 RCW 9.94A.530(2). The statute provides in full:
In determining any sentence other than a sentence above the standard
range, the trial court may rely on no more information than is admitted by
the plea agreement, or admitted, acknowledged, or proved in a trial or at
the time of sentencing, or proven pursuant to RCW 9.94A.537.
Acknowledgment includes not objecting to information stated in the
presentence reports and not objecting to criminal history presented at the
time of sentencing. Where the defendant disputes material facts, the
court must either not consider the fact or grant an evidentiary hearing on
the point. The facts shall be deemed proved at the hearing by a
preponderance of the evidence, except as otherwise specified in RCW
9.94A.537. On remand for resentencing following appeal or collateral
attack, the parties shall have the opportunity to present and the court to
consider all relevant evidence regarding criminal history, including
criminal history not previously presented.
Division Two has held that the part of the statute providing that acknowledgement
includes "not objecting to criminal history presented at the time of sentencing"
unconstitutionally relieves the State of its burden to prove prior convictions. State v.
Hunley, 161 Wn. App. 919, 928, 253 P.3d 448 (2011) (internal quotation marks
omitted) (citation omitted). The Supreme Court granted review in Hunley, 172 Wn.2d
1014 (Sep. 26, 2011). This provision is not at issue here.
13
No. 65455-1-I / 14
range sentences, again contrary to the plain language of RCW 9.94A.585(1).
Given the evidence presented during trial, we need not, however, resolve the
issues raised by Ross's attempt to appeal his standard range sentence. The trial court
was presented with ample evidence at trial, apart from the statements of the women at
sentencing, upon which to impose a sentence at the high end of the standard range.31
Statement of Additional Grounds
In his statement of additional grounds, Ross argues that the State did not prove
beyond a reasonable doubt that he had sexual intercourse with the victim and therefore
did not prove all of the essential elements of second degree rape. "Sexual intercourse"
for purposes of second degree rape "has its ordinary meaning and occurs upon any
penetration, however slight."32 It also means any penetration of the vagina, however
slight, by an object.33 The victim testified that when she initially reported the rape, she
thought "penetration" meant "when the penis goes fully to the scrotum," which was why
she thought Ross had not penetrated her. But she testified at trial that she understood
that penetration meant "[w]hen he has opened those doors" with the head of his penis
or his fingers and that Ross did in fact penetrate her. The State did, therefore, prove
beyond a reasonable doubt the element of sexual intercourse.
Ross also claims error in the court's jury instruction 6, which reads:
Certain evidence has been admitted in this case only for a limited
purpose. This evidence consists of the testimony of [the prior victim] and
may be considered by you only on the issue of the credibility of [the
victim] or for the purpose of showing a common scheme or plan. You may
31 For the same reasons, we reject Ross's argument in his statement of additional
grounds that the trial court's characterization of him at sentencing as a "vicious
predator" is grounds for reversal.
32 RCW 9A.44.010(1)(a).
33 RCW 9A.44.010(1)(b).
14
No. 65455-1-I / 15
not consider it for any other purpose. Any discussion of the evidence
during your deliberations must be consistent with this limitation.
This instruction is almost identical to WPIC 5.30,34 except for the inclusion of the
phrase "on the issue of the credibility of [the victim]." Ross appears to be arguing that
the admission of the prior victim's testimony was prejudicial to Ross. While the
evidence was undeniably prejudicial, the trial court weighed the prejudicial effect of the
evidence against its probative value, and the trial court's determination of this
balancing is not an abuse of discretion.
State's Concessions of Error
The State concedes: (1) the court lacked authority to prohibit Ross from
accessing the Internet; (2) the evidence was insufficient to support the trial court's
order forbidding Ross from possessing, consuming, or acquiring alcohol, from entering
an establishment where alcohol is the primary commodity sold, and from possessing
drug paraphernalia; (3) that the trial court's prohibition of possessing pornographic
materials, as written, is improper; and (4) that the trial court's attempt at preventing
Ross from resuming his common scheme or plan of finding women to rape in parking
lots is too vague to follow.
CONCLUSION
We affirm Ross's conviction and remand for resentencing in accordance with the
State's concessions of error.35
34 11 Washington Practice: Washington Pattern Jury Instructions: Criminal 5.30, at 180
(3d ed. 2008) (WPIC).
35 Because we affirm Ross's conviction, we reject his argument that he is entitled to a
new trial on the ground of cumulative error.
15
No. 65455-1-I / 16
WE CONCUR:
16
|