State Of Washington, Respondent V Robert M. Nordgren, Appellant

Case Date: 04/10/2012
Court: Court of Appeals Division II
Docket No: 41127-0

 
Court of Appeals Division II
State of Washington

Opinion Information Sheet

Docket Number: 41127-0
Title of Case: State Of Washington, Respondent V Robert M. Nordgren, Appellant
File Date: 04/10/2012

SOURCE OF APPEAL
----------------
Appeal from Clark Superior Court
Docket No: 09-1-02039-6
Judgment or order under review
Date filed: 08/17/2010
Judge signing: Honorable Diane M Woolard

JUDGES
------
Authored byJ. Robin Hunt
Concurring:Joel Penoyar
Jill M Johanson

COUNSEL OF RECORD
-----------------

Counsel for Appellant(s)
 Lisa Elizabeth Tabbut  
 Attorney at Law
 Po Box 1396
 Longview, WA, 98632-7822

Counsel for Respondent(s)
 Abigail E Bartlett  
 Clark County Prosecuting Attorney's Offi
 1013 Franklin St
 Vancouver, WA, 98660-3039
			

    IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON

                                       DIVISION  II

STATE OF WASHINGTON,                                             No.  41127-0-II

                             Respondent,

       v.

ROBERT MICHAEL NORDGREN,                                    PUBLISHED OPINION

                             Appellant.

       Hunt, J.  --  Robert Michael Nordgren appeals his jury trial conviction for second degree 

assault.  He argues that the jury instruction defining "recklessness"1     created an unlawful 

mandatory presumption.  We affirm.

                                            FACTS

       Robert Michael Nordgren assaulted Jon Wayne Eichstadt, whom Nordgren suspected was 

connected to three guests' wallets stolen during a birthday party.  Eichstadt suffered "facial 

fractures," "a fractured hyoid bone,"2 and "a broken jaw," which required surgery.3  1 Verbatim 

1 Clerk's Papers (CP) at 12 (Jury Instruction 8).

2 The hyoid bone is located in the throat.

3 By the time of trial, Eichstadt still suffered numbness on one side of his face and had difficulty 
eating. 

No.  41127-0-II

Report of Proceedings (VRP) at 138.  The State charged Nordgren with second degree assault.  

At trial in 2010, Nordgren admitted that he had hit Eichstadt but claimed self defense.  The trial 

court instructed the jury on self defense, the elements of the crime, and the definition of 

"recklessly."4 Nordgren did not object to any of these jury instructions.

       The jury found Nordgren guilty of second degree assault.  He appeals.

                                          ANALYSIS

       Nordgren's sole argument is that jury instruction 8's "recklessness" definition created a 

mandatory presumption that relieved the State of its burden to prove this element of second 

degree assault, thereby violating his right to due process.  Because Nordgren did not object to this 

instruction below, we usually would not consider this argument for the first time on appeal unless 

he could show that giving this instruction was a manifest error affecting a constitutional right and, 

therefore, reviewable under the exception in RAP 2.5(a)(3).  But even assuming, without 

deciding, that Nordgren could meet the requirements for this exception to RAP 2.5's error 

preservation requirement,5 his argument fails.

       We review jury instruction challenges de novo, evaluating the challenged instruction "in 

the context of the instructions as a whole."  State v. Pirtle, 127 Wn.2d 628, 656, 904 P.2d 245 

(1995), cert. denied, 518 U.S. 1026 (1996).  A mandatory presumption in an instruction requires 

the jury to find a presumed fact from a proven fact; if such instruction relieves the State of its 

4 CP at 12 (Jury Instruction 8).

5 The constitutionality of this "recklessness" instruction is a recurring issue in Division Two of the 
Court of Appeals.  Accordingly, we take this opportunity to address and to resolve this issue on 
its merits despite Nordgren's failure to object below.

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No.  41127-0-II

obligation to prove all elements of the charged crime, it violates  a defendant's right to due 

process.  State v. Deal, 128 Wn.2d 693, 699, 911 P.2d 996 (1996).  It is reversible error for the 

trial court to instruct the jury in a manner that relieves the State of its burden to prove every 

essential element of a crime beyond a reasonable doubt.  Pirtle, 127 Wn.2d at 656.

       The trial court instructed the jury:  "A person commits the crime of assault in the second 

degree when he or she intentionally assaults another and thereby recklessly inflicts substantial 

bodily harm."  CP at 7 (Jury Instruction 3) (emphasis added).  The trial court's "to convict"

instruction similarly provided:

              To convict the defendant of the crime of assault in the second degree, each 
       of the following elements of the crime must be proved beyond a reasonable doubt:
              (1)  That on or about October 10, 2009 to October 11, 2009, the defendant 
       intentionally assaulted Jon W. Eichstadt;
              (2)  That the defendant thereby recklessly inflicted substantial bodily harm
       on Jon W. Eichstadt; and
              (3)  That this act occurred in the State of Washington.
              If you find from the evidence that each of these elements has been proved 
       beyond a reasonable doubt, then it will be your duty to return a verdict of guilty.
              On the other hand, if, after weighing all the evidence, you have a 
       reasonable doubt as to any one of these elements, then it will be your duty to 
       return a verdict of not guilty.

CP at 10 (Jury Instruction 6) (emphasis added).  The trial court also defined "recklessly":

              A person is reckless or acts recklessly when he or she knows of and 
       disregards a substantial risk that a wrongful act may occur and this disregard is a 
       gross deviation from conduct that a reasonable person would exercise in the same 
       situation.
              When recklessness is required to establish an element of a crime, the 
       element is also established if a person acts intentionally or knowingly.

CP at 12 (Jury Instruction 8) (emphasis added).

       Nordgren argues that the definition of "recklessness" in this latter instruction 8 created an 

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No.  41127-0-II

erroneous mandatory presumption in that it did not limit the intentional or knowing acts on which 

the jury could rely to establish the "reckless infliction of substantial bodily harm" element of 

second degree assault.6 He contends that this instruction (1) failed to specify that, for purposes of 

proving the "substantial bodily harm" element, "recklessness" is also established if a person acts 

"intentionally" or  "knowingly";  and (2) thus, impermissibly  required the jury to find that he 

recklessly inflicted substantial bodily harm if it found that he intentionally assaulted Eichstadt.

       Nordgren further contends that jury instruction 8 suffers the same reversible defect as the 

recklessness instruction in State v. Hayward, 152 Wn. App. 632, 217 P.3d 354 (2009).  The

Hayward   instruction provided, in part, "Recklessness is also established if a person acts 

intentionally."   Hayward, 152 Wn. App. at 640.       We held that this instruction improperly 

conflated the mens rea element of assault with the mens rea required for the resulting harm

element, thereby relieving the State of its burden to prove the  separate element of reckless 

infliction of substantial bodily harm.  Hayward, 152 Wn. App. at 645.  We reversed Hayward's 

assault conviction because his jury instruction on "recklessness" "impermissibly allowed the jury 

to find Hayward recklessly inflicted substantial bodily harm if it found that Hayward intentionally 

assaulted [the victim]."  Hayward, 152 Wn. App. at 645.  We further noted that this instruction 

did not reflect the corresponding pattern jury instruction, which was amended in 2008 (two years 

before Nordgren's trial) to follow RCW 9A.08.010(2) more closely after we held in State v. 

Goble, 131 Wn. App. 194, 203, 126 P.3d 932 (2005), "that [a similar] jury instruction defining 

6 Br. of Appellant at 7 (citing RCW 9A.36.021(1)(a)).

                                               4 

No.  41127-0-II

'knowledge' created a mandatory presumption."7  Hayward, 152 Wn. App. at 642, 644-46.

       The previous pattern jury instruction, taken from former Washington Practice:  

Washington Pattern Jury Instructions:  Criminal 10.03, at 153 (2nd ed. 1994) (WPIC), provided, 

"Recklessness also is established if a person acts intentionally or knowingly."  RCW 9A.08.010(2) 

provides in part:

       Substitutes for Criminal Negligence, Recklessness, and Knowledge.  . . .  When 
       recklessness suffices to establish an element, such element also is established if a 
       person acts intentionally or knowingly.

Thus, in contrast with the previous pattern instruction, the current pattern jury instruction, revised 

to reflect this statutory language, now provides in part:

              [When recklessness [as to a particular [result] [fact]] is required to 
       establish an element of a crime, the element is also established if a person acts 
       [intentionally] [or] [knowingly] [as to that [result][fact]].]

WPIC 10.03 at 209 (3d ed. 2008).8

       We acknowledge that, here, instruction 8 did not refer to any "[result] [fact]," as 

suggested in this revised WPIC pattern instruction.  Nevertheless, instruction 8 tracked RCW 

7 See also RCW 9A.08.010(2) ("When recklessness suffices to establish an element, such element 
also is established if a person acts intentionally or knowingly."); 11 Washington Practice: 
Washington Pattern Jury Instructions: Criminal 10.03, note on use at 209 (3d ed. 2008) (WPIC) 
("With regard to the bracketed language in the instruction's final sentence, see the discussion of 
the Goble case in the Comment to WPIC 10.02, Knowledge -- Definition.").

8 We note that a majority of our court approved an instruction similar to this version of the 
pattern instruction in State v. McKague, 159 Wn. App. 489, 246 P.3d 558 (J. Hunt writing the 
plurality; J. Quinn-Brintnall concurring on this point), overruled in part on other grounds, 172 
Wn.2d 802, 262 P.3d 1225 (2011).  The instruction in McKague stated, "'When recklessness as 
to a particular fact is required to establish an element of a crime, the element is also established if 
a person acts intentionally or knowingly.'"  McKague, 159 Wn. App. at 509 (quoting McKague
Clerk's Papers at 47) (emphasis omitted).

                                               5 

No.  41127-0-II

9A.08.010(2)'s definition of "recklessness" word for word; and it did not contain the Hayward 

instruction flaw.  On the contrary, instruction 8's references to establishing a specific "element of 

a crime" and "the element"9 ensured that (1) the jury could consider "recklessness" only in the 

context of the specific element to which it applied, "substantial bodily harm"; and (2) the jury 

could find the "substantial bodily harm" element satisfied only if it found Nordgren had inflicted 

such harm recklessly, intentionally, or knowingly.

       In short, contrary to Nordgren's assertion, instruction 8 did not require the jury to find 

that he had "recklessly" inflicted "substantial bodily harm," the second element of the charged 

crime, if it found that he had intentionally assaulted Eichstadt, the first element of the crime.  Br. 

of Appellant at 7. Rather, in order to convict Nordgren, the instructions taken together and read 

as a whole required the jury to find, not only that Nordgren intentionally assaulted Eichstadt, but 

also that, as a result of this intentional assault, Nordgren intentionally, knowingly, or recklessly 

caused the substantial bodily harm Eichstadt suffered.  We hold, therefore, that instruction 8's 

definition of "recklessness" was not error.

       We affirm.

                                                 Hunt, J.
We concur:

Penoyar, C.J.

Johanson, J.

9 CP at 12.

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