DO NOT CITE. SEE GR 14.1(a).
Court of Appeals Division III
State of Washington
Opinion Information Sheet
Docket Number: |
29543-5 |
Title of Case: |
State of Washington v. Shaun Leon Rockstrom |
File Date: |
04/12/2012 |
SOURCE OF APPEAL
----------------
Appeal from Spokane Superior Court |
Docket No: | 10-1-01010-7 |
Judgment or order under review |
Date filed: | 11/22/2010 |
Judge signing: | Honorable Salvatore F Cozza |
JUDGES
------
Authored by | Laurel H. Siddoway |
Concurring: | Kevin M. Korsmo |
| Stephen M. Brown |
COUNSEL OF RECORD
-----------------
Counsel for Appellant(s) |
| Janet G. Gemberling |
| Janet Gemberling PS |
| Po Box 9166 |
| Spokane, WA, 99209-9166 |
Counsel for Respondent(s) |
| Mark Erik Lindsey |
| Spokane County Prosecuting Attorneys |
| 1100 W Mallon Ave |
| Spokane, WA, 99260-2043 |
|
| Andrew J. MettsIII |
| Spokane County Pros Offc |
| 1100 W Mallon Ave |
| Spokane, WA, 99260-0270 |
FILED
April 12, 2012
In the Office of the Clerk of Court
WA State Court of Appeals, Division III
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
STATE OF WASHINGTON, No. 29543-5-III
)
Respondent, )
) Division Three
v. )
)
SHAUN LEON ROCKSTROM, )
) UNPUBLISHED OPINION
Appellant. )
)
Siddoway, J. -- Shaun Rockstrom was convicted of second degree robbery for
shoplifting. He complains on appeal that the prosecutor committed misconduct in
arguing legal rights of the shopkeeper that were not part of the court's instructions to the
jury and that the court improperly imposed an exceptional sentence. He raises additional
arguments in a pro se submission of additional grounds. The State rightly concedes that
the trial court erred in imposing an exceptional sentence. We find no other merit in the
appeal. We affirm the conviction and remand for resentencing within the standard range.
FACTS AND PROCEDURAL BACKGROUND
In April 2010, Shaun Rockstrom was noticed by employees of a video rental store
No. 29543-5-III
State v. Rockstrom
to be behaving suspiciously as he browsed the store's movie inventory. Upon leaving the
store he was followed into the parking lot by Jason Haynes, the shift manager, who
believed Mr. Rockstrom had shoplifted several Blu-ray movie discs and hidden them in
his clothing.
Mr. Haynes approached Mr. Rockstrom in the parking lot. Upon seeing him
approach, Mr. Rockstrom belligerently asked what he wanted; Mr. Haynes stated,
"'There are some movies missing in the store, and I think you have got them. I want
them back.'" Report of Proceedings (RP) (Oct. 25, 2010) at 75. Mr. Rockstrom swore,
clenched his fists, and approached Mr. Haynes as if to fight. As Mr. Rockstrom
approached, Mr. Haynes could plainly see movie disc cases tucked into the waistband of
Mr. Rockstrom's pants. Mr. Haynes made no move to engage in a fight, so Mr.
Rockstrom dropped his hands and tried to get around Mr. Haynes and into his truck. But
as Mr. Rockstrom passed, Mr. Haynes grabbed at the movie disc cases that were sticking
out of Mr. Rockstrom's pants and then followed alongside as Mr. Rockstrom moved
toward the truck, continuing to retrieve movie disc cases tucked into his waistband. Even
after Mr. Rockstrom reached his truck and stepped into the driver's seat, Mr. Haynes
reached through the open driver-side window in an effort to grab the last of the cases.
In this last effort to recover the cases, Mr. Haynes came up with Mr. Rockstrom's
wallet instead. At that point, Mr. Haynes claims that Mr. Rockstrom hit him "with an
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No. 29543-5-III
State v. Rockstrom
open fist across the bridge of [his] nose," knocking Mr. Haynes back, his eyeglasses
flying off onto the pavement, and his arm striking the frame of the window. Id. at 78.
Mr. Haynes' eyes stung and were watering and swelling from the blow; according to him,
"After that, I had had enough. I was done. I got what I could. I backed away." Id. at 79.
Mr. Rockstrom "peeled out," according to Mr. Haynes, missing him by a "matter of
inches" and running over his eyeglasses. Id.
Mr. Haynes called police and provided responding officer Rustin Olson with the
wallet he had seized, which contained Mr. Rockstrom's identification. Using the
information, Deputy Olson created a six-person photomontage that included Mr.
Rockstrom, whom Mr. Haynes identified as the individual who stole the movie discs.
The State charged Mr. Rockstrom with first degree robbery. It also charged, as an
aggravating factor, that a standard range term would be "clearly too lenient" due to the
trial court's inability to count prior offenses by Mr. Rockstrom that had washed out,
citing RCW 9.94A.535(2)(d).
Mr. Rockstrom testified at trial, admitting that he had shoplifted several movie
discs from the store but denying that he ever threatened or struck Mr. Haynes. His
lawyer asked the jury to find him guilty of only third degree theft.
In closing argument to the jury the prosecuting attorney stated that "Jason Haynes
followed [Mr. Rockstrom] out, as he has a legal right to do if he sees someone stealing
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No. 29543-5-III
State v. Rockstrom
his property from the store"; that Mr. Haynes "went up to Mr. Rockstrom and started
grabbing DVDs[1] off his person, which he has a right to do"; and that Mr. Haynes "had a
legal right to take that property back." RP (Oct. 26, 2010) at 172, 173, 178 (emphasis
added). He also argued that Mr. Rockstrom used force to overcome Jason Haynes' "legal
resistance to the defendant's taking of that property." Id. at 179. He continued the theme
in rebuttal, arguing that Mr. Haynes "did what the law entitled him to do. If you are a
store employee and someone is stealing in your presence, you have a right to physically
stop them and detain them and take back your property. That is your right. That is
lawful. So Jason Haynes was acting lawfully." Id. at 193-94 (emphasis added).
The jury found Mr. Rockstrom guilty of second degree robbery. The standard
range based on his offender score of 18 was 63 to 84 months. The court accepted the
State's argument that a standard range sentence would be clearly too lenient and imposed
an exceptional sentence of 120 months, the statutory maximum for second degree
robbery.
Mr. Rockstrom appeals, arguing prosecutorial misconduct in closing argument and
legal error in imposing the exceptional sentence.
ANALYSIS
I
1 Digital video discs.
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No. 29543-5-III
State v. Rockstrom
Mr. Rockstrom argues that the prosecuting attorney committed misconduct by
repeatedly arguing to the jury that, as a matter of law, Mr. Haynes' effort to recover the
movie discs was lawful. The trial court was not asked to and did not instruct the jury on
the right of a shopkeeper to use force against a shoplifter or to detain or retrieve property
from him or her. According to Mr. Rockstrom, proper instruction would have been that,
by statute, a shopkeeper may lawfully use force only if a felony has been committed.
RCW 9A.16.020(2). There was no evidence that Mr. Rockstrom carried more than $750
in merchandise (the felony threshold for theft) out of the store. RCW 9A.56.050. He
argues that while common law permits a shopkeeper to use "reasonable" force to effect a
citizen's arrest, the issue of what force is reasonable is a question of fact, not something
that the State can fairly argue as a matter of law. State v. Miller, 103 Wn.2d 792, 795,
698 P.2d 554 (1985).
A defendant claiming prosecutorial misconduct must establish the impropriety of
the prosecution's comments and their prejudicial effect. State v. McKenzie, 157 Wn.2d
44, 52, 134 P.3d 221 (2006). Comments are prejudicial only where "there is a substantial
likelihood the misconduct affected the jury's verdict." State v. Brown, 132 Wn.2d 529,
561, 940 P.2d 546 (1997). A reviewing court does not assess the prejudicial effect of a
prosecutor's improper comments by looking at the comments in isolation but by placing
the remarks "in the context of the total argument, the issues in the case, the evidence
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No. 29543-5-III
State v. Rockstrom
addressed in the argument, and the instructions given to the jury." Id.
In arguing to the jury, counsel is "confined to the law as set forth in the
instructions to the jury." State v. Perez-Cervantes, 141 Wn.2d 468, 475, 6 P.3d 1160
(2000). Because the jury had not been instructed on the rights of a shopkeeper, an
objection to the prosecutor's argument would presumably have been sustained. But no
objection was made to the prosecutor's comments at the time of argument. A defendant
ordinarily cannot sit silently through objectionable argument, holding his objection in
reserve as a basis for appeal in the event he is convicted. By failing to object, a defendant
waives the error unless the comment is "so flagrant and ill-intentioned that it causes an
enduring and resulting prejudice" that a curative instruction could not have neutralized.
Brown, 132 Wn.2d at 561.
To begin with, Mr. Rockstrom's argument that the prosecutor misstated the law
presumes the State was arguing that Mr. Haynes had a right to use force to detain Mr.
Rockstrom. But no one testified that Mr. Haynes used force or even tried to use force to
detain Mr. Rockstrom. Both Mr. Haynes and Mr. Rockstrom testified that Mr. Haynes
only grabbed movie disc cases tucked into Mr. Rockstrom's clothing in an effort to
recover the store's merchandise. Even Mr. Rockstrom minimized the effort required by
Mr. Haynes to retrieve the cases, describing Mr. Haynes as having grabbed several from
under his armpit and the balance from the back of his pants. He denied that Mr. Haynes
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No. 29543-5-III
State v. Rockstrom
even had to reach inside the truck, concluding "[h]e got the movies off me as simply as I
said he did." RP (Oct. 26, 2010) at 127. Where the prosecutor was emphasizing only
that Mr. Haynes had a right to grab the stolen merchandise, Mr. Rockstrom does not
persuade us that the argument was flagrant or ill-intentioned.
Moreover, this oversight -- arguing a legal principle that counsel feels confident is
true but failed to request as a jury instruction -- is a type that could have been promptly
corrected by timely objection and a curative instruction. The jury had already been
instructed that it was to "disregard any remark, statement, or argument that is not
supported by the evidence or the law in [the court's] instructions." Clerk's Papers at 41.
Finally, Mr. Rockstrom argues he was prejudiced because the jury could have
concluded that any threat or use of force by him "was in order to avoid or avert Mr.
Haynes's unreasonable and inappropriate conduct" had it not been led to believe that Mr.
Haynes' conduct was lawful. Br. of Appellant at 9. But the key point in contention -- the
difference between third degree theft and robbery -- was Mr. Rockstrom's claim that he
never resisted Mr. Haynes' effort to retrieve the movie disc cases at all. Mr. Haynes'
rights in the matter were not relevant to the State's charge. A defense argument that Mr.
Rockstrom used force to avoid or avert Mr. Haynes' efforts to recover store merchandise
would have undermined his defense.2
2 Robbery is characterized by the use of force or fear "to obtain or retain
possession of the property," and "in either of which cases the degree of force is
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No. 29543-5-III
State v. Rockstrom
Mr. Rockstrom has not demonstrated either flagrant misconduct or prejudice.
II
Mr. Rockstrom next argues that he is entitled to be resentenced within the standard
range for his offense because the State's alleged aggravating factor was inapplicable to
his case.
During sentencing the State made no argument that any of Mr. Rockstrom's
convictions had washed out and, on that basis, that a standard range sentence was too
lenient. Indeed, there appears to have been a consensus that none of Mr. Rockstrom's
prior offenses washed. The State argued only that substantial and compelling reasons for
an exceptional sentence existed because Mr. Rockstrom's offender score of 18 was twice
that of the highest offender score included on the sentencing grid. The trial court adopted
that rationale in sentencing Mr. Rockstrom to the statutory maximum. It thereby erred.
A high offender score is not a basis for imposing an exceptional sentence under RCW
9.94A.535(2)(d). The State rightly concedes that resentencing is necessary. Br. of Resp't
at 5-6. Remand for resentencing within the standard range is appropriate.
STATEMENT OF ADDITIONAL GROUNDS (SAG)
In a pro se statement of additional grounds, Mr. Rockstrom raises four matters he
suggests were not adequately addressed by his counsel: (1) substantial evidence does not
immaterial." RCW 9A.56.190.
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No. 29543-5-III
State v. Rockstrom
support the conviction, (2) further prosecutorial misconduct occurred during closing, (3)
evidentiary error, and (4) cumulative error.
He first challenges the sufficiency of the evidence to support several elements of
the crime charged. When reviewing such a challenge, we view the evidence in the light
most favorable to the State and determine whether any rational trier of fact could have
found the elements of the crime charged beyond a reasonable doubt. State v. Brown, 162
Wn.2d 422, 428, 173 P.3d 245 (2007). "A claim of insufficiency admits the truth of the
State's evidence and all inferences that reasonably can be drawn therefrom." State v.
Salinas, 119 Wn.2d 192, 201, 829 P.2d 1068 (1992). Substantial evidence means
evidence in the record of a sufficient quantity to persuade a fair-minded, rational person
of the truth of the finding. State v. Hill, 123 Wn.2d 641, 644, 870 P.2d 313 (1994).
Credibility determinations are for the trier of fact and are not subject to review. State v.
Camarillo, 115 Wn.2d 60, 71, 794 P.2d 850 (1990).
Mr. Rockstrom's challenge to the sufficiency of the evidence primarily relies on
his contention that Mr. Haynes lied about what happened during their encounter. He
strenuously insists that he has always pleaded to crimes when he was guilty and admitted
his shoplifting in this case; we should therefore accept his adamant denial that he ever
threatened force or struck Mr. Haynes. But no matter how strongly Mr. Rockstrom feels
about that factual determination, it was for the jury to make. The jury had the
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No. 29543-5-III
State v. Rockstrom
opportunity to watch and listen to testimony of the witnesses, which we recognize as
critical to making credibility determinations and do not review. Mr. Haynes' testimony
was sufficient if believed (as it evidently was) for the jury to find that Mr. Rockstrom
threatened the use of force. See State v. O'Connell, 137 Wn. App. 81, 95, 152 P.3d 349
(2007) (recognizing that "[a]ny force or threat, even slight, is sufficient to sustain a
robbery conviction"). Mr. Rockstrom also argues that the State never connected his show
of force to an effort on his part to retain the property, but it was for the jury to assess why
he threatened force. Based upon the evidence presented, a reasonable jury could have
concluded that he threatened force in an effort to escape the scene with the movie discs
and without being apprehended.
He also contests the sufficiency of the evidence supporting the jury's finding that
he took the property in the presence of another. Personal property is within a victim's
presence when it is "within [the victim's] reach, inspection, observation or control."
State v. Manchester, 57 Wn. App. 765, 768-69, 790 P.2d 217 (1990) (alteration in
original) (quoting 4 Charles E. Torcia, Wharton's Criminal Law § 473, at 52 (14th ed.
1981)). The evidence was sufficient for the jury to find that Mr. Rockstrom took the
movie discs in the presence of Mr. Haynes, since Mr. Haynes testified that he saw Mr.
Rockstrom holding the movies and then observed that the movies had disappeared.
Next, Mr. Rockstrom raises issues of alleged prosecutorial misconduct distinct
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No. 29543-5-III
State v. Rockstrom
from that alleged by his appellate counsel. He complains that the following remarks
made by the prosecutor during closing improperly informed the jury that his act of balling
his fists converted his theft into a robbery as a matter of law:
And he balled his fists, as Jason Haynes testified to. In that moment in
time, what would otherwise have been a theft turned into a robbery,
because, at that point, it was implied the defendant was going to keep that
property under the threat of force.
RP (Oct. 26, 2010) at 172. The prosecutor did no more here than argue an inference from
the evidence, as lawyers are permitted and expected to do in argument. See State v.
Belgarde, 110 Wn.2d 504, 516, 755 P.2d 174 (1988) (finding that a prosecutor "has wide
latitude to argue the facts in evidence and reasonable inferences therefrom"). He did not
tell the jury that it was legally required to draw the inference. Defense counsel could
have argued a contrary inference; instead he argued (understandably, given Mr.
Rockstrom's defense) that Mr. Rockstrom never balled his fists at all. The prosecutor's
argument was not improper. Mr. Rockstrom's additional allegations of prosecutorial
misconduct are similarly without merit.
Mr. Rockstrom also complains that the trial court erred "by allowing information
about my E-bay account into the trial as evidence." Amendment to SAG at 1. No
objection to this evidence was made during trial, and we therefore need not consider it.
RAP 2.5(a); State v. Robinson, 171 Wn.2d 292, 304, 253 P.3d 84 (2011). Additionally,
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No. 29543-5-III
State v. Rockstrom
"the appellate court will not consider a defendant/appellant's statement of additional
grounds for review if it does not inform the court of the nature and occurrence of alleged
errors." RAP 10.10(c). Mr. Rockstrom has failed to adequately inform us of the nature
of his challenge here.
Finally, Mr. Rockstrom argues that reversal is required under the cumulative error
doctrine. Because we find no error other than the discrete and correctable sentencing
error, the doctrine is inapplicable.
We affirm the conviction and reverse and remand for resentencing within the
standard range.
A majority of the panel has determined that this opinion will not be printed in the
Washington Appellate Reports but it will be filed for public record pursuant to RCW
2.06.040.
__________________________________
Siddoway, J.
WE CONCUR:
___________________________________
Korsmo, C.J.
___________________________________
Brown, J.
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