State of Washington v. Shaun Leon Rockstrom

Case Date: 04/12/2012
Court: Court of Appeals Division III
Docket No: 29543-5

 
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Court of Appeals Division III
State of Washington

Opinion Information Sheet

Docket Number: 29543-5
Title of Case: State of Washington v. Shaun Leon Rockstrom
File Date: 04/12/2012

SOURCE OF APPEAL
----------------
Appeal from Spokane Superior Court
Docket No: 10-1-01010-7
Judgment or order under review
Date filed: 11/22/2010
Judge signing: Honorable Salvatore F Cozza

JUDGES
------
Authored byLaurel H. Siddoway
Concurring:Kevin M. Korsmo
Stephen M. Brown

COUNSEL OF RECORD
-----------------

Counsel for Appellant(s)
 Janet G. Gemberling  
 Janet Gemberling PS
 Po Box 9166
 Spokane, WA, 99209-9166

Counsel for Respondent(s)
 Mark Erik Lindsey  
 Spokane County Prosecuting Attorneys
 1100 W Mallon Ave
 Spokane, WA, 99260-2043

 Andrew J. MettsIII  
 Spokane County Pros Offc
 1100 W Mallon Ave
 Spokane, WA, 99260-0270
			

                                                                              FILED

                                                                          April 12, 2012

                                                                   In the Office of the Clerk of Court
                                                                 WA State Court of Appeals, Division III

       IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON

STATE OF WASHINGTON,                                      No.  29543-5-III
                                                )
                      Respondent,               )
                                                )         Division Three
       v.                                       )
                                                )
SHAUN LEON ROCKSTROM,                           )
                                                )         UNPUBLISHED OPINION
                      Appellant.                )
                                                )

       Siddoway, J.  --  Shaun Rockstrom was convicted of second degree robbery for 

shoplifting.  He complains on appeal that the prosecutor committed misconduct in 

arguing legal rights of the shopkeeper that were not part of the court's instructions to the 

jury and that the court improperly imposed an exceptional sentence.  He raises additional 

arguments in a pro se submission of additional grounds.  The State rightly concedes that 

the trial court erred in imposing an exceptional sentence.  We find no other merit in the 

appeal.  We affirm the conviction and remand for resentencing within the standard range.

                      FACTS AND PROCEDURAL BACKGROUND

       In April 2010, Shaun Rockstrom was noticed by employees of a video rental store  

No. 29543-5-III
State v. Rockstrom

to be behaving suspiciously as he browsed the store's movie inventory.  Upon leaving the 

store he was followed into the parking lot by Jason Haynes, the shift manager, who 

believed Mr. Rockstrom had shoplifted several Blu-ray movie discs and hidden them in

his clothing.  

       Mr. Haynes approached Mr. Rockstrom in the parking lot.  Upon seeing him 

approach, Mr. Rockstrom belligerently asked what he wanted; Mr. Haynes stated, 

"'There are some movies missing in the store, and I think you have got them.  I want 

them back.'" Report of Proceedings (RP) (Oct. 25, 2010) at 75. Mr. Rockstrom swore, 

clenched his fists, and approached Mr. Haynes as if to fight.  As Mr. Rockstrom

approached, Mr. Haynes could plainly see movie disc cases tucked into the waistband of 

Mr. Rockstrom's pants.  Mr. Haynes made no move to engage in a fight, so Mr. 

Rockstrom dropped his hands and tried to get around Mr. Haynes and into his truck.  But 

as Mr. Rockstrom passed, Mr. Haynes grabbed at the movie disc cases that were sticking 

out of Mr. Rockstrom's pants and then followed alongside as Mr. Rockstrom moved 

toward the truck, continuing to retrieve movie disc cases tucked into his waistband.  Even 

after Mr. Rockstrom reached his truck and stepped into the driver's seat, Mr. Haynes 

reached through the open driver-side window in an effort to grab the last of the cases.  

       In this last effort to recover the cases, Mr. Haynes came up with Mr. Rockstrom's 

wallet instead.  At that point, Mr. Haynes claims that Mr. Rockstrom hit him "with an 

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No. 29543-5-III
State v. Rockstrom

open fist across the bridge of [his] nose," knocking Mr. Haynes back, his eyeglasses 

flying off onto the pavement, and his arm striking the frame of the window.  Id. at 78.  

Mr. Haynes' eyes stung and were watering and swelling from the blow; according to him, 

"After that, I had had enough.  I was done.  I got what I could.  I backed away."  Id. at 79.

Mr. Rockstrom "peeled out," according to Mr. Haynes, missing him by a "matter of 

inches" and running over his eyeglasses.  Id.  

       Mr. Haynes called police and provided responding officer Rustin Olson with the 

wallet he had seized, which contained Mr. Rockstrom's identification.  Using the 

information, Deputy Olson created a six-person photomontage that included Mr. 

Rockstrom, whom Mr. Haynes identified as the individual who stole the movie discs.  

       The State charged Mr. Rockstrom with first degree robbery.  It also charged, as an 

aggravating factor, that a standard range term would be "clearly too lenient" due to the 

trial court's inability to count prior offenses by Mr. Rockstrom that had washed out, 

citing RCW 9.94A.535(2)(d).

       Mr. Rockstrom testified at trial, admitting that he had shoplifted several movie

discs from the store but denying that he ever threatened or struck Mr. Haynes.  His 

lawyer asked the jury to find him guilty of only third degree theft.  

       In closing argument to the jury the prosecuting attorney stated that "Jason Haynes 

followed [Mr. Rockstrom] out, as he has a legal right to do if he sees someone stealing 

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No. 29543-5-III
State v. Rockstrom

his property from the store"; that Mr. Haynes "went up to Mr. Rockstrom and started 
grabbing DVDs[1] off his person, which he has a right to do"; and that Mr. Haynes "had a 

legal right to take that property back." RP (Oct. 26, 2010) at 172, 173, 178 (emphasis 

added). He also argued that Mr. Rockstrom used force to overcome Jason Haynes' "legal 

resistance to the defendant's taking of that property."  Id. at 179. He continued the theme 

in rebuttal, arguing that Mr. Haynes "did what the law entitled him to do. If you are a 

store employee and someone is stealing in your presence, you have a right to physically 

stop them and detain them and take back your property.  That is your right.  That is 

lawful.  So Jason Haynes was acting lawfully."  Id. at 193-94 (emphasis added).

       The jury found Mr. Rockstrom guilty of second degree robbery.  The standard 

range based on his offender score of 18 was 63 to 84 months.  The court accepted the 

State's argument that a standard range sentence would be clearly too lenient and imposed 

an exceptional sentence of 120 months, the statutory maximum for second degree 

robbery. 

       Mr. Rockstrom appeals, arguing prosecutorial misconduct in closing argument and 

legal error in imposing the exceptional sentence.

                                         ANALYSIS

                                               I

       1 Digital video discs.

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State v. Rockstrom

       Mr. Rockstrom argues that the prosecuting attorney committed misconduct by 

repeatedly arguing to the jury that, as a matter of law, Mr. Haynes' effort to recover the 

movie discs was lawful.  The trial court was not asked to and did not instruct the jury on 

the right of a shopkeeper to use force against a shoplifter or to detain or retrieve property 

from him or her.  According to Mr. Rockstrom, proper instruction would have been that,

by statute, a shopkeeper may lawfully use force only if a felony has been committed.  

RCW 9A.16.020(2).  There was no evidence that Mr. Rockstrom carried more than $750

in merchandise (the felony threshold for theft) out of the store. RCW 9A.56.050.  He 

argues that while common law permits a shopkeeper to use "reasonable" force to effect a 

citizen's arrest, the issue of what force is reasonable is a question of fact, not something 

that the State can fairly argue as a matter of law.  State v. Miller, 103 Wn.2d 792, 795, 

698 P.2d 554 (1985).  

       A defendant claiming prosecutorial misconduct must establish the impropriety of 

the prosecution's comments and their prejudicial effect.  State v. McKenzie, 157 Wn.2d 

44, 52, 134 P.3d 221 (2006).  Comments are prejudicial only where "there is a substantial 

likelihood the misconduct affected the jury's verdict."  State v. Brown, 132 Wn.2d 529, 

561, 940 P.2d 546 (1997).  A reviewing court does not assess the prejudicial effect of a 

prosecutor's improper comments by looking at the comments in isolation but by placing 

the remarks "in the context of the total argument, the issues in the case, the evidence 

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No. 29543-5-III
State v. Rockstrom

addressed in the argument, and the instructions given to the jury." Id.  

       In arguing to the jury, counsel is "confined to the law as set forth in the 

instructions to the jury." State v. Perez-Cervantes, 141 Wn.2d 468, 475, 6 P.3d 1160 

(2000).  Because the jury had not been instructed on the rights of a shopkeeper, an 

objection to the prosecutor's argument would presumably have been sustained.  But no 

objection was made to the prosecutor's comments at the time of argument.  A defendant 

ordinarily cannot sit silently through objectionable argument, holding his objection in 

reserve as a basis for appeal in the event he is convicted.  By failing to object, a defendant 

waives the error unless the comment is "so flagrant and ill-intentioned that it causes an 

enduring and resulting prejudice" that a curative instruction could not have neutralized.  

Brown, 132 Wn.2d at 561.

       To begin with, Mr. Rockstrom's argument that the prosecutor misstated the law 

presumes the State was arguing that Mr. Haynes had a right to use force to detain Mr. 

Rockstrom.  But no one testified that Mr. Haynes used force or even tried to use force to 

detain Mr. Rockstrom.  Both Mr. Haynes and Mr. Rockstrom testified that Mr. Haynes

only grabbed movie disc cases tucked into Mr. Rockstrom's clothing in an effort to 

recover the store's merchandise.  Even Mr. Rockstrom minimized the effort required by 

Mr. Haynes to retrieve the cases, describing Mr. Haynes as having grabbed several from 

under his armpit and the balance from the back of his pants.  He denied that Mr. Haynes 

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No. 29543-5-III
State v. Rockstrom

even had to reach inside the truck, concluding "[h]e got the movies off me as simply as I 

said he did." RP (Oct. 26, 2010) at 127.  Where the prosecutor was emphasizing only

that Mr. Haynes had a right to grab the stolen merchandise, Mr. Rockstrom does not 

persuade us that the argument was flagrant or ill-intentioned.  

       Moreover, this oversight -- arguing a legal principle that counsel feels confident is 

true but failed to request as a jury instruction -- is a type that could have been promptly 

corrected by timely objection and a curative instruction.  The jury had already been 

instructed that it was to "disregard any remark, statement, or argument that is not 

supported by the evidence or the law in [the court's] instructions."  Clerk's Papers at 41.  

       Finally, Mr. Rockstrom argues he was prejudiced because the jury could have 

concluded that any threat or use of force by him "was in order to avoid or avert Mr. 

Haynes's unreasonable and inappropriate conduct" had it not been led to believe that Mr. 

Haynes' conduct was lawful.  Br. of Appellant at 9.  But the key point in contention -- the 

difference between third degree theft and robbery -- was Mr. Rockstrom's claim that he 

never resisted Mr. Haynes' effort to retrieve the movie disc cases at all.  Mr. Haynes'

rights in the matter were not relevant to the State's charge.  A defense argument that Mr. 

Rockstrom used force to avoid or avert Mr. Haynes' efforts to recover store merchandise 
would have undermined his defense.2  

       2 Robbery is characterized by the use of force or fear "to obtain or retain 
possession of the property," and "in either of which cases the degree of force is 

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No. 29543-5-III
State v. Rockstrom

       Mr. Rockstrom has not demonstrated either flagrant misconduct or prejudice.

                                               II

       Mr. Rockstrom next argues that he is entitled to be resentenced within the standard 

range for his offense because the State's alleged aggravating factor was inapplicable to 

his case.  

       During sentencing the State made no argument that any of Mr. Rockstrom's 

convictions had washed out and, on that basis, that a standard range sentence was too 

lenient.  Indeed, there appears to have been a consensus that none of Mr. Rockstrom's

prior offenses washed.  The State argued only that substantial and compelling reasons for 

an exceptional sentence existed because Mr. Rockstrom's offender score of 18 was twice 

that of the highest offender score included on the sentencing grid.  The trial court adopted 

that rationale in sentencing Mr. Rockstrom to the statutory maximum.  It thereby erred.  

A high offender score is not a basis for imposing an exceptional sentence under RCW 

9.94A.535(2)(d). The State rightly concedes that resentencing is necessary.  Br. of Resp't 

at 5-6.  Remand for resentencing within the standard range is appropriate.

                   STATEMENT OF ADDITIONAL GROUNDS (SAG)

       In a pro se statement of additional grounds, Mr. Rockstrom raises four matters he 

suggests were not adequately addressed by his counsel: (1) substantial evidence does not 

immaterial." RCW 9A.56.190.

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No. 29543-5-III
State v. Rockstrom

support the conviction, (2) further prosecutorial misconduct occurred during closing, (3) 

evidentiary error, and (4) cumulative error. 

       He first challenges the sufficiency of the evidence to support several elements of 

the crime charged.  When reviewing such a challenge, we view the evidence in the light 

most favorable to the State and determine whether any rational trier of fact could have 

found the elements of the crime charged beyond a reasonable doubt.  State v. Brown, 162 

Wn.2d 422, 428, 173 P.3d 245 (2007).  "A claim of insufficiency admits the truth of the 

State's evidence and all inferences that reasonably can be drawn therefrom."  State v. 

Salinas, 119 Wn.2d 192, 201, 829 P.2d 1068 (1992).  Substantial evidence means 

evidence in the record of a sufficient quantity to persuade a fair-minded, rational person 

of the truth of the finding.  State v. Hill, 123 Wn.2d 641, 644, 870 P.2d 313 (1994). 

Credibility determinations are for the trier of fact and are not subject to review.  State v. 

Camarillo, 115 Wn.2d 60, 71, 794 P.2d 850 (1990).

       Mr. Rockstrom's challenge to the sufficiency of the evidence primarily relies on 

his contention that Mr. Haynes lied about what happened during their encounter.  He 

strenuously insists that he has always pleaded to crimes when he was guilty and admitted 

his shoplifting in this case; we should therefore accept his adamant denial that he ever 

threatened force or struck Mr. Haynes.  But no matter how strongly Mr. Rockstrom feels 

about that factual determination, it was for the jury to make.  The jury had the 

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No. 29543-5-III
State v. Rockstrom

opportunity to watch and listen to testimony of the witnesses, which we recognize as 

critical to making credibility determinations and do not review. Mr. Haynes' testimony 

was sufficient if believed (as it evidently was) for the jury to find that Mr. Rockstrom 

threatened the use of force.  See State v. O'Connell, 137 Wn. App. 81, 95, 152 P.3d 349 

(2007) (recognizing that "[a]ny force or threat, even slight, is sufficient to sustain a 

robbery conviction").  Mr. Rockstrom also argues that the State never connected his show 

of force to an effort on his part to retain the property, but it was for the jury to assess why 

he threatened force. Based upon the evidence presented, a reasonable jury could have 

concluded that he threatened force in an effort to escape the scene with the movie discs

and without being apprehended.  

       He also contests the sufficiency of the evidence supporting the jury's finding that 

he took the property in the presence of another.  Personal property is within a victim's 

presence when it is "within [the victim's] reach, inspection, observation or control."

State v. Manchester, 57 Wn. App. 765, 768-69, 790 P.2d 217 (1990) (alteration in 

original) (quoting 4 Charles E. Torcia, Wharton's Criminal Law § 473, at 52 (14th ed.

1981)). The evidence was sufficient for the jury to find that Mr. Rockstrom took the

movie discs in the presence of Mr. Haynes, since Mr. Haynes testified that he saw Mr. 

Rockstrom holding the movies and then observed that the movies had disappeared.  

       Next, Mr. Rockstrom raises issues of alleged prosecutorial misconduct distinct 

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No. 29543-5-III
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from that alleged by his appellate counsel.  He complains that the following remarks 

made by the prosecutor during closing improperly informed the jury that his act of balling 

his fists converted his theft into a robbery as a matter of law:

       And he balled his fists, as Jason Haynes testified to.  In that moment in 
       time, what would otherwise have been a theft turned into a robbery, 
       because, at that point, it was implied the defendant was going to keep that 
       property under the threat of force.

RP (Oct. 26, 2010) at 172. The prosecutor did no more here than argue an inference from 

the evidence, as lawyers are permitted and expected to do in argument.  See State v. 

Belgarde, 110 Wn.2d 504, 516, 755 P.2d 174 (1988) (finding that a prosecutor "has wide 

latitude to argue the facts in evidence and reasonable inferences therefrom").  He did not 

tell the jury that it was legally required to draw the inference.  Defense counsel could 

have argued a contrary inference; instead he argued (understandably, given Mr. 

Rockstrom's defense) that Mr. Rockstrom never balled his fists at all.  The prosecutor's

argument was not improper.  Mr. Rockstrom's additional allegations of prosecutorial 

misconduct are similarly without merit.

       Mr. Rockstrom also complains that the trial court erred "by allowing information 

about my E-bay account into the trial as evidence."  Amendment to SAG at 1.  No 

objection to this evidence was made during trial, and we therefore need not consider it.  

RAP 2.5(a); State v. Robinson, 171 Wn.2d 292, 304, 253 P.3d 84 (2011).  Additionally, 

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No. 29543-5-III
State v. Rockstrom

"the appellate court will not consider a defendant/appellant's statement of additional 

grounds for review if it does not inform the court of the nature and occurrence of alleged 

errors." RAP 10.10(c).  Mr. Rockstrom has failed to adequately inform us of the nature 

of his challenge here.

       Finally, Mr. Rockstrom argues that reversal is required under the cumulative error 

doctrine.  Because we find no error other than the discrete and correctable sentencing 

error, the doctrine is inapplicable.

       We affirm the conviction and reverse and remand for resentencing within the 

standard range.  

       A majority of the panel has determined that this opinion will not be printed in the 

Washington Appellate Reports but it will be filed for public record pursuant to RCW 

2.06.040.

                                                __________________________________
                                                Siddoway, J.

WE CONCUR:

___________________________________
Korsmo, C.J.

___________________________________
Brown, J.

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