|
Supreme Court of the State of Washington
Opinion Information Sheet
| Docket Number: |
84660-0 |
| Title of Case: |
State v. Abdulle |
| File Date: |
05/03/2012 |
| Oral Argument Date: |
06/30/2011 |
SOURCE OF APPEAL
----------------
|
Appeal from
King County Superior Court
|
| | 08-1-12124-7 |
| | Honorable Barbara A Mack |
JUSTICES
--------
| Barbara A. Madsen | Signed Majority | |
| Charles W. Johnson | Signed Dissent | |
| Tom Chambers | Signed Dissent | |
| Susan Owens | Signed Majority | |
| Mary E. Fairhurst | Signed Dissent | |
| James M. Johnson | Signed Majority | |
| Debra L. Stephens | Dissent Author | |
| Charles K. Wiggins | Signed Majority | |
| Steven C. González | Did Not Participate | |
Gerry L. Alexander, Justice Pro Tem. | Majority Author | |
COUNSEL OF RECORD
-----------------
Counsel for Petitioner(s) |
| | Michael John Pellicciotti |
| | Office of the King County Prosecuting At |
| | 516 3rd Ave |
| | Seattle, WA, 98104-2385 |
|
| | James Morrissey Whisman |
| | King County Prosecutor's Office |
| | W554 King County Courthouse |
| | 516 3rd Ave |
| | Seattle, WA, 98104-2362 |
|
| | Prosecuting Atty King County |
| | King Co Pros/App Unit Supervisor |
| | W554 King County Courthouse |
| | 516 Third Avenue |
| | Seattle, WA, 98104 |
Counsel for Respondent(s) |
| | Jared Berkeley Steed |
| | Nielsen Broman & Koch PLLC |
| | 1908 E Madison St |
| | Seattle, WA, 98122-2842 |
|
| | Eric Broman |
| | Nielsen Broman & Koch PLLC |
| | 1908 E Madison St |
| | Seattle, WA, 98122-2842 |
|
| | Jennifer J Sweigert |
| | Nielsen Broman & Koch PLLC |
| | 1908 E Madison St |
| | Seattle, WA, 98122-2842 |
IN THE SUPREME COURT OF THE STATE OF WASHINGTON
STATE OF WASHINGTON, )
) No. 84660-0
Petitioner, )
)
v. ) En Banc
)
YUSSUF HUSSEIN ABDULLE, )
)
Respondent. )
________________________________) Filed May 3, 2012
ALEXANDER, J.* -- We granted the State's petition to review a decision of the
Court of Appeals in which that court reversed Yussuf Abdulle's first degree theft and
forgery convictions based on State v. Davis, 73 Wn.2d 271, 438 P.2d 185 (1968). In
Davis, this court held, at a hearing to determine the admissibility of a defendant's
statement, that if the defendant denies waiving his Miranda1 rights and the State fails,
without explanation, to call other police officers who witnessed the interrogation in
order to corroborate the waiver, the defendant's custodial statements are inadmissible.
The State urges us to overrule Davis, arguing that it is incorrect because it rests on the
mistaken view that Miranda requires proof of waiver beyond a reasonable doubt and
*Justice Gerry L. Alexander is serving as a justice pro tempore of the Supreme
Court pursuant to Washington Constitution article IV, section 2(a).
1Miranda v. Arizona, 384 U.S. 436, 86 S. Ct. 1602, 16 L. Ed. 2d 694 (1966).
No. 84660-0
harmful because it keeps relevant evidence from the trier of fact. We agree that Davis
is incorrect in light of cases that issued from the United States Supreme Court following
Miranda. We, therefore, reverse the Court of Appeals and reinstate Abdulle's
convictions.
I
One morning in June 2008, the accounting manager at a Puget Sound Security
office in Bellevue prepared payroll checks and placed them in an outgoing mail basket.
Later that morning, a recently fired employee of Puget Sound Security, Yussuf Abdulle,
stopped by the company office to pick up his last pay check and drop off his uniform.
That same day, a man matching Abdulle's description attempted to deposit two Puget
Sound Security payroll checks into the Bank of America account of Hiback Omar,
Adbulle's cousin. One of the checks was made out to Lauren Burns and the other to
Michael Wittenmann. The bank declined to accept the deposits and bank security was
called.
A bank manager thereafter advised Puget Sound Security that the payroll
checks were at a Bank of America branch. Puget Sound Security then called the
Bellevue Police Department. Detective Steven Hoover was thereafter assigned to the
case. The bank provided the officer with surveillance photos of the person attempting
to make the deposit. Burns and Wittenmann each indicated that they did not give
Abdulle permission to take the checks. No one witnessed the checks being taken and
there was conflicting testimony at trial about whether the bank tellers were able to
identify Abdulle from a photomontage as the man who attempted to deposit the checks.
2
No. 84660-0
In August 2008, Detective Hoover and Detective Rich Newell of the Bellevue
Police Department arrested Abdulle at the Expedia Building in Bellevue where he was
working as a security guard. He was then charged in King County Superior Court with
two counts of forgery and one count of first degree theft. At a confession hearing held
pursuant to CrR 3.5, Detective Hoover testified that Detective Newell drove their police
car to the police station while Hoover and Abdulle sat in the backseat of the car.
Hoover said that the car was a regular sedan with no screen between the front and
back seats. Hoover indicated that he read Abdulle his rights under the Miranda
decision and told him he had been arrested for taking checks from Puget Sound
Security. Abdulle initially denied taking the checks. Detective Hoover then told Abdulle
they had photographs of him attempting to deposit the checks. At this point, Abdulle
said he wanted to talk to an attorney. Detective Hoover testified that a few minutes
later Abdulle "said he would talk to me but he wanted a cigarette and a glass of water
first." I Tr. of Proceedings (May 11, 2009) at 18.
The police detectives then parked the police car in a fenced area of the police
station parking garage, and Newell was dispatched to fetch Abdulle the cigarette and
glass of water. Detective Hoover testified that Abdulle told him "they were out to get
him, Puget Sound Security, and that they fired him for no reason, that he was mad and
needed some money and so he took a check and that he tried to cash that check at a
bank in Chinatown." Id. at 22. Hoover also testified that Abdulle acknowledged that he
was the person in the bank's surveillance photos and that he had attempted to cash the
checks.
3
No. 84660-0
Abdulle also testified at the CrR 3.5 hearing. His testimony differed from
Detective Hoover's on a number of important points. According to Abdulle, Hoover
continued questioning him after he had asked for a lawyer. Abdulle also denied
agreeing to make a statement in exchange for a glass of water and a cigarette. Abdulle
said that when they arrived at the police station, he asked the officers to return a
cigarette they had taken from him. The State acknowledged that if the judge accepted
Abdulle's version of events, the statement he gave to the police officers should be
suppressed.
The superior court judge presiding at the confession hearing admitted Abdulle's
statement after concluding that the State had met its burden of showing by a
preponderance of the evidence that Abdulle made the statement attributed to him
knowingly, intelligently, and voluntarily. No one raised the fact that Detective Newell,
who was present throughout much of Detective Hoover's and Abdulle's interactions,
was not called to testify at the CrR 3.5 hearing. The jury trial on the charges against
Abdulle commenced the same day. The jury heard Detective Hoover testify that
Abdulle admitted that he took the checks and attempted to deposit them. Abdulle was
found guilty of all three charges.
On appeal to the Court of Appeals, Abdulle argued for the first time that the
State had not met the burden it had under Davis of showing that his confession was
voluntary. The argument was based on the fact that Detective Newell's failure to testify
was not explained as required by Davis. The State responded that Abdulle waived a
Davis challenge because he had not raised the issue at the trial court. The Court of
4
No. 84660-0
Appeals rejected the State's waiver argument and concluded that the trial court erred in
admitting Abdulle's statements, reasoning that "it is the State's burden to present
available corroborating evidence or explain its absence. By failing to do either, the
State failed to present sufficient evidence of waiver." State v. Abdulle, noted at 155
Wn. App. 1046, 2010 WL 1756792, at *3. It then reversed and remanded for a new
trial.
The State petitioned for review on the sole issue that Davis was "erroneous in
light of later clarification [of Miranda] by the United States Supreme Court." Pet. for
Review at 1. We granted the State's petition.
II
"The doctrine of stare decisis 'requires a clear showing that an established rule
is incorrect and harmful before it is abandoned.'" Riehl v. Foodmaker, Inc., 152 Wn.2d
138, 147, 94 P.3d 930 (2004) (quoting In re Rights to Waters of Stranger Creek, 77
Wn.2d 649, 653, 466 P.2d 508 (1970)). An opinion can be incorrect when it was
announced, or it can become incorrect because the passage of time and the
development of legal doctrines undermine its bases. For example, in State v. Devin,
158 Wn.2d 157, 142 P.3d 599 (2006), we overruled our opinion in State v. Furth, 82
Wash. 665, 144 P. 907 (1914), in which we had held that a defendant's death during
the pendency of an appeal abates a criminal conviction. See Furth, 82 Wash. at 667
(citing United States v. Pomeroy, 152 F. 279 (S.D.N.Y. 1907), rev'd on other grounds
sub nom. United States v. N.Y. Cent. & Hudson River R.R., 164 F. 324 (2d Cir. 1908)).
In Devin, we concluded that our past holding in Furth was incorrect because it was
5
No. 84660-0
"based on the outdated premise that convictions and sentences serve only to punish
criminals, and not to compensate their victims" and on the old view that the
presumption of innocence persisted through an appeal. Devin, 158 Wn.2d at 168;
Furth, 82 Wash. at 667. We also determined that Furth was harmful because some
crime victims' experience shock and distress when they learn that their attackers'
records have been wiped clean and because it could have adverse collateral effects in
other cases and against the right to restitution. Devin, 158 Wn.2d at 171-72.
Therefore, applying de novo review, we overruled the opinion.
III
Davis was this court's first opportunity to apply Miranda. The case arose out of a
"'swearing contest'" between a sheriff's captain and James Belknap, one of four
codefendants convicted of attempting to escape from the Spokane County jail. Davis,
73 Wn.2d at 286. According to the captain, Belknap waived his Miranda rights and
admitted that he had played a part in the escape attempt. Belknap, on the other hand,
claimed that he was told that the State might not prosecute if he cooperated and that
when he was questioned about the escape attempt, informed the captain that he would
refuse to answer questions until he had consulted with his attorney. The trial court
believed the captain and ruled that Belknap's alleged admissions were voluntary and
admissible.
On appeal, Davis argued that because he denied the captain's version of the
alleged admissions and because an undersheriff who was included in the list of the
State's witnesses was neither called by the State nor his absence explained, even
6
No. 84660-0
though the undersheriff was present during the interrogation, "the trial court erred in
refusing to instruct the jury on the 'missing witness' rule, i.e., the failure . . . to produce
the undersheriff as a witness to verify Belknap's waiver of his constitutional rights
raised an inference that his testimony would have been unfavorable to the state's
case." Id. at 275-76. The missing witness rule had been defined in an earlier opinion
as follows:
"[I]t has become a well established rule that where evidence which would
properly be part of a case is within the control of the party whose interest
it would naturally be to produce it, and, without satisfactory explanation,
he fails to do so, -- the jury may draw an inference that it would be
unfavorable to him."
Id. at 276 (internal quotation marks omitted) (quoting Wright v. Safeway Stores, Inc., 7
Wn.2d 341, 346, 109 P.2d 542 (1941)). This court observed that while the undersheriff
was "the only other available source of evidence relative to this dispute, the prosecutor
failed to call him as a witness or to explain his absence." Id. at 279. Thus, we held that
Belknap had established the circumstances giving rise to the inference of the missing
witness rule and that the trial court erred in failing to instruct the jury accordingly.
In so holding, we emphasized that the missing witness rule was permissive, not
mandatory:
[W]hen the missing witness rule is applicable the jury should be instructed
that they may draw an unfavorable inference against the party failing to
call the missing witness, if they believe such inference is warranted under
all the circumstances, and should not be instructed that there is a
presumption against that party.
Id. at 281 (emphasis added). In ruling on Belknap's second assignment of error,
however, that the trial court erred in allowing into evidence the captain's testimony
7
No. 84660-0
concerning Belknap's alleged admissions, we effectively transformed the missing
witness rule into a conclusive presumption.
Our decision was shaped by the United States Supreme Court's statement in
Miranda that "'a heavy burden rests on the government to demonstrate that the
defendant knowingly and intelligently waived his privilege against self-incrimination.'"
Id. at 284-85 (quoting Miranda, 384 U.S. at 475). By "heavy burden," we understood
the United States Supreme Court to mean in Miranda "proof beyond a reasonable
doubt."2 We stated bluntly, "But for the holding in Miranda, we would have no
hesitancy in sustaining the trial court's findings." Id. at 283. "[I]n light of Miranda's
placing a heavy burden of proof on the prosecution," we said the "real issue" was
whether "we must now require a greater quantum and quality of proof than we did in pre-
Miranda cases when we apply the 'substantial evidence' test upon review of a trial
court's findings as to the validity of an accused's waiver." Id. at 284. We stated that "a
review of cases, in which the issue of the admissibility of a confession had to be
resolved on the basis of a 'swearing contest,' indicates that almost invariably the police
officer was held by the trial court to be more credible than the accused." Id. at 286.
We then noted that some authorities had interpreted Miranda to mean:
"[T]hat confessions achieved by custodial interrogation are regarded with
so much distrust by the Miranda justices that something resembling a
presumption against their admissibility is taking shape. Though calling
this a presumption of police misconduct and perjury might not be
accurate, and would doubtless be resented, it should be recognized that
the evidentiary problem of proving a valid waiver of Miranda rights is not
2After noting that some courts applying Miranda required proof beyond a
reasonable doubt, we observed that "[t]he latter view seems to be . . . correct." Id. at
286.
8
No. 84660-0
much different from what it would be if such a presumption existed."
Id. at 287 (alteration in original) (quoting 19 Am. Jur. Proof of Facts 72).3 Although we
said that we did not "particularly subscribe to this interpretation," we went on to
indicate:
[W]e do believe that the Supreme Court intended a mandate to require
the adoption of more credible and sophisticated techniques of proof than
was formerly the case. So long as interrogation takes place in isolated
circumstances, with no one present who is either favorable to the accused
or suited for the role of a neutral and impartial observer, some firmer
guaranty that constitutional rights have been observed will normally be
necessary than can be provided by a mere "swearing contest" between
the accused and one interrogating police officer.
Id. at 287-88. In keeping with this understanding of Miranda, we held that the
prosecution had not "met the burden of proving the validity of Belknap's alleged waiver
as required by the holding in Miranda." Id. at 288. We stressed that the captain's
testimony was neither corroborated by other testimony nor supported by other
independent evidence, and we pointed to the fact that an undersheriff, "who was the
only other person present during the interrogation, was not called as a corroborating
witness by the prosecution nor was his absence explained."4 Id. We said that "this last
3We emphasized the following passage in particular: "'Whatever the testimony
of the authorities as to waiver of rights by an accused, the fact of lengthy interrogation
or incommunicado incarceration before a statement is made is strong evidence that the
accused did not validly waive his rights. . . . Moreover, any evidence that the accused
was threatened, tricked, or cajoled into a waiver will, of course, show that the defendant
did not voluntarily waive his privilege.'" Id. at 287 (alteration in original) (quoting
Miranda, 384 U.S. at 476).
4In fact, the State had explained the undersheriff's absence during a recess of
the trial, and this explanation appeared in its appellate brief, but there was nothing in
the record of the trial to substantiate this explanation. After observing that "cases on
appeal must be decided on the record made in the trial court," we said that, "for the
purpose of considering this issue, we must assume that the state's failure to call the
9
No. 84660-0
element may be deemed determinative." Id.
Seven years after Miranda, the United States Supreme Court clarified that the
State's "heavy burden" could be met by a preponderance of the evidence. Lego v.
Twomey, 404 U.S. 477, 92 S. Ct. 619, 30 L. Ed. 2d 618 (1972). The court pointed out
that "the States are free, pursuant to their own law, to adopt a higher standard" and
"may indeed differ as to the appropriate resolution of the values they find at stake." Id.
at 489. In State v. Braun, 82 Wn.2d 157, 162, 509 P.2d 742 (1973), however, this court
followed Lego in holding that "[t]he state bears the burden of proving voluntariness by a
preponderance of the evidence."
We agree with the State that Davis is incorrect in light of the United States
Supreme Court's clarification in Lego of Miranda's "heavy burden." Whether in Davis
this court misunderstood Miranda,5 it is certainly true that the result in Davis is not
mandated by Miranda's progeny. We also agree that the rule we adopted in Davis is
harmful because it keeps relevant evidence from the trier of fact. Accordingly, we
overrule Davis insofar as it holds that the prosecution can never meet its burden of
proving a valid waiver of Miranda rights if it fails, without explanation, to call as
corroborating witnesses all officers who witnessed the defendant's interrogation.
Conclusion
We hold that Abdulle's statements were not inadmissible at trial merely because
undersheriff was unexplained at the time of trial." Id. at 276.
5Notably, Lego was written by a Miranda dissenter. See Lego, 404 U.S. at 478 (
"Mr. Justice White delivered the opinion of the Court."); Miranda, 384 U.S. at 526 ("Mr.
Justice White . . . dissenting").
10
No. 84660-0
the State failed, without explanation, to call a second officer to corroborate Abdulle's waiver
of Miranda rights. A court is, however, free to draw a negative inference from the
second officer's absence, but is not required to do so. We, therefore, reverse the Court
of Appeals and affirm Abdulle's convictions.6
AUTHOR:
Gerry L. Alexander, Justice Pro
Tem.
WE CONCUR:
Chief Justice Barbara A. Justice James M.
Madsen Johnson
Justice Charles K.
Wiggins
Justice Susan Owens
6Prior to the oral argument before this court, Abdulle moved to strike an
argument that the State presented in its supplemental brief to the effect that the Court
of Appeals erred in reversing the trial court on a claim raised for the first time on
appeal. Abdulle contends that this argument should not be considered by this court
because it was not raised in the State's petition for review. Because the instant
decision is based entirely on an argument that was raised in the State's petition, we
dismiss Abdulle's motion to strike on grounds of mootness.
11
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